SMIZ vs. FYT ETF Comparison

Comparison of Zacks Small/Mid Cap ETF (SMIZ) to First Trust Small Cap Value AlphaDEX Fund (FYT)

SMIZ

Zacks Small/Mid Cap ETF

SMIZ Description

The fund seeks to generate positive risk-adjusted returns (positive rate of return after adjustment for the amount of risk taken) by, under normal circumstances, investing at least 80% of its net assets (including any borrowings for investment purposes) in equity securities of small and midsize companies listed on U.S. stock exchanges or derivatives linked to such securities.

Grade (RS Rating)

Last Trade

$35.78

Average Daily Volume

15,588

Number of Holdings ^*

206

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$58.35

Average Daily Volume

10,665

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

Performance

Period	SMIZ	FYT
30 Days	6.77%	7.02%
60 Days	8.62%	5.29%
90 Days	10.36%	4.45%
12 Months	37.44%	23.16%

13 Overlapping Holdings

Symbol	Grade	Weight in SMIZ	Weight in FYT	Overlap
BTU	B	0.38%	0.62%	0.38%
CCS	D	0.31%	0.52%	0.31%
CMTG	F	0.43%	0.11%	0.11%
DFH	D	0.0%	0.28%	0.0%
EPC	F	0.26%	0.59%	0.26%
EVTC	B	0.26%	0.12%	0.12%
FULT	A	0.88%	0.42%	0.42%
GIII	D	0.23%	0.62%	0.23%
GRBK	D	0.34%	0.3%	0.3%
HY	D	0.37%	0.41%	0.37%
PARR	F	0.0%	0.61%	0.0%
PK	C	0.66%	0.64%	0.64%
RIOT	C	0.3%	0.98%	0.3%

SMIZ Overweight 193 Positions Relative to FYT

Symbol	Grade	Weight
EME	A	1.8%
BRBR	A	1.22%
SLVM	B	1.1%
PRA	C	1.08%
MCY	A	1.06%
NTRS	A	1.06%
PODD	C	1.04%
ADMA	B	1.03%
CBSH	B	0.97%
COFS	A	0.96%
KW	C	0.95%
MUSA	B	0.95%
SNV	C	0.95%
DDOG	A	0.95%
CWT	C	0.94%
NTAP	C	0.93%
FISI	B	0.91%
LNG	A	0.9%
RYAN	A	0.88%
FLS	B	0.88%
ANET	C	0.88%
PRM	C	0.88%
LRN	A	0.86%
MCK	A	0.84%
WMB	A	0.83%
TROW	B	0.81%
GWRE	A	0.8%
ALX	D	0.8%
TOL	B	0.77%
SEIC	B	0.77%
CBAN	B	0.76%
ICUI	D	0.75%
NRIM	A	0.75%
IBKR	A	0.73%
TMHC	C	0.72%
RMBS	B	0.71%
CEG	C	0.71%
NI	A	0.7%
AYI	B	0.69%
HHH	B	0.68%
SOFI	B	0.67%
RCL	A	0.66%
FIX	A	0.65%
CHCO	B	0.64%
BMI	B	0.63%
YEXT	B	0.63%
TTWO	A	0.62%
IR	B	0.62%
HQY	A	0.62%
CINF	A	0.62%
MEDP	D	0.62%
OHI	C	0.61%
VMI	B	0.61%
BSRR	B	0.61%
WTS	B	0.59%
IFF	D	0.58%
EIX	B	0.57%
HIG	B	0.57%
COIN	C	0.57%
HUBB	B	0.57%
GLW	B	0.57%
BMRC	B	0.57%
TWLO	A	0.56%
VECO	F	0.56%
UAL	A	0.56%
JHG	B	0.55%
ANF	F	0.55%
VAL	F	0.55%
APH	A	0.54%
KREF	C	0.54%
NCLH	B	0.54%
PHM	D	0.53%
ALRS	D	0.53%
FLR	B	0.51%
ALTR	B	0.51%
MASI	B	0.5%
MATX	C	0.5%
WING	D	0.5%
UNM	A	0.5%
WEAV	C	0.48%
ARVN	F	0.48%
ZBRA	B	0.48%
PRI	B	0.48%
SPT	C	0.47%
IRDM	D	0.47%
MHO	D	0.46%
RMD	C	0.46%
PKG	A	0.46%
PSTL	D	0.45%
ITT	A	0.44%
NWPX	A	0.44%
WAB	B	0.43%
TAP	C	0.42%
DX	B	0.42%
JANX	C	0.42%
SIRI	C	0.42%
AOSL	C	0.42%
CHRW	B	0.42%
DUOL	A	0.42%
LDOS	C	0.41%
ICFI	F	0.4%
GTLB	B	0.4%
POWL	C	0.4%
CSR	B	0.39%
UIS	B	0.39%
EXPD	C	0.38%
BAH	F	0.38%
CSL	C	0.38%
CRS	B	0.38%
TXT	D	0.38%
HOLX	D	0.37%
KRYS	C	0.37%
HCAT	D	0.36%
KBH	D	0.36%
APPF	B	0.36%
VCYT	B	0.36%
DRI	B	0.35%
CBOE	C	0.35%
KKR	A	0.35%
ILMN	C	0.35%
TRU	D	0.34%
URBN	C	0.34%
THC	D	0.34%
SPSC	D	0.34%
FTNT	C	0.33%
DOCU	B	0.33%
UI	B	0.33%
OKTA	C	0.33%
GAP	C	0.33%
ROST	D	0.32%
QLYS	B	0.32%
ACGL	C	0.31%
OMC	C	0.31%
RDFN	D	0.3%
HSTM	B	0.3%
HAE	C	0.29%
COOP	B	0.29%
RBB	B	0.28%
LHX	C	0.28%
UHS	D	0.27%
AWK	C	0.27%
FSLY	D	0.26%
ADUS	D	0.26%
MTG	C	0.26%
GNTY	A	0.25%
HRB	D	0.25%
PCVX	D	0.24%
AZEK	A	0.24%
MSGS	A	0.23%
EVER	D	0.23%
ALLO	F	0.23%
INSP	D	0.23%
HL	D	0.22%
WASH	C	0.22%
IRM	C	0.22%
KMPR	A	0.22%
AIZ	A	0.22%
NYT	D	0.22%
PAHC	C	0.22%
BRO	B	0.21%
EXAS	D	0.21%
ZM	C	0.21%
VRSK	A	0.21%
SN	D	0.19%
STNE	F	0.18%
AXS	A	0.18%
TMDX	F	0.17%
MKC	C	0.17%
BMRN	F	0.16%
PHR	F	0.16%
OMCL	C	0.16%
AFL	B	0.15%
AEO	F	0.13%
STKS	F	0.12%
COUR	F	0.12%
HRTX	F	0.09%
RUN	F	0.07%
SPCE	D	0.04%
VST	A	0.01%
ZUO	B	0.01%
AXTA	B	0.01%
NPAB	F	0.01%
ENR	B	0.01%
CWCO	C	0.0%
CPF	B	0.0%
POST	C	0.0%
OPCH	D	0.0%
WMS	F	0.0%
MGM	D	0.0%
CARG	B	0.0%
AGNC	C	0.0%
TSN	B	0.0%
ALKS	C	0.0%

SMIZ Underweight 243 Positions Relative to FYT

Symbol	Grade	Weight
CXW	C	-1.03%
BMBL	C	-0.79%
GBX	A	-0.79%
HTZ	C	-0.76%
BFH	C	-0.73%
JBT	B	-0.73%
CTOS	B	-0.72%
ECVT	C	-0.72%
CUBI	B	-0.72%
VTLE	C	-0.71%
CABO	B	-0.71%
TGNA	B	-0.7%
TALO	C	-0.69%
DNOW	B	-0.69%
ULH	C	-0.69%
PINC	B	-0.69%
KMT	B	-0.68%
EIG	B	-0.68%
GEF	A	-0.66%
GPOR	B	-0.65%
HELE	C	-0.65%
APLE	B	-0.64%
RLJ	C	-0.64%
TDS	B	-0.64%
GT	C	-0.64%
IART	C	-0.63%
REZI	A	-0.62%
VAC	C	-0.62%
WS	C	-0.62%
KOS	D	-0.62%
CRGY	B	-0.62%
SPNT	B	-0.62%
PLAB	C	-0.61%
INVA	D	-0.61%
UVV	B	-0.61%
SHO	D	-0.6%
AVA	A	-0.59%
TRMK	C	-0.59%
VC	F	-0.59%
INDB	B	-0.59%
IMKTA	C	-0.59%
PEBO	B	-0.58%
ZD	B	-0.58%
PRDO	B	-0.58%
RES	D	-0.57%
BY	B	-0.57%
GHC	B	-0.56%
FOR	F	-0.56%
CAL	F	-0.56%
FFBC	B	-0.56%
WKC	C	-0.55%
USM	B	-0.55%
PHIN	A	-0.55%
EBC	B	-0.55%
KSS	F	-0.54%
SAH	C	-0.54%
DBRG	F	-0.54%
WMK	C	-0.53%
VSH	F	-0.52%
MRC	B	-0.52%
SEB	F	-0.52%
HOV	D	-0.51%
DRH	B	-0.51%
CMCO	C	-0.51%
AMWD	C	-0.51%
GES	F	-0.51%
SBH	C	-0.5%
GEO	B	-0.5%
CVI	F	-0.5%
SCSC	C	-0.5%
VSCO	C	-0.5%
EQC	B	-0.49%
NWN	A	-0.49%
LZB	B	-0.49%
BV	C	-0.49%
CENTA	C	-0.49%
LADR	B	-0.49%
NAVI	F	-0.48%
PRG	C	-0.48%
NWE	B	-0.47%
ABR	C	-0.47%
OEC	C	-0.47%
MLKN	F	-0.47%
CVBF	A	-0.46%
ANDE	D	-0.46%
VSTS	C	-0.46%
HIW	C	-0.46%
SASR	B	-0.44%
CASH	B	-0.44%
BNL	D	-0.44%
PDCO	F	-0.44%
PLYA	B	-0.44%
ADNT	F	-0.44%
BANR	B	-0.44%
WSBC	B	-0.43%
CATY	B	-0.43%
CRK	B	-0.43%
FRME	B	-0.42%
PFBC	B	-0.42%
WSFS	B	-0.41%
RNST	B	-0.41%
SFNC	C	-0.41%
EFSC	B	-0.41%
VRTS	B	-0.41%
LAUR	A	-0.4%
BKE	B	-0.4%
BKU	A	-0.4%
TCBK	C	-0.4%
VBTX	B	-0.4%
KALU	C	-0.4%
SNDR	B	-0.39%
ALG	B	-0.39%
DAN	D	-0.39%
HOPE	C	-0.39%
FIBK	B	-0.39%
FCF	B	-0.39%
SRCE	B	-0.39%
HUBG	A	-0.39%
NX	C	-0.39%
XRX	F	-0.39%
WGO	C	-0.38%
MCRI	A	-0.38%
PTVE	B	-0.38%
XHR	B	-0.37%
BUSE	B	-0.37%
ARCB	C	-0.37%
MODG	F	-0.37%
WERN	C	-0.37%
UNF	B	-0.36%
KLG	B	-0.36%
IPGP	D	-0.36%
MRTN	D	-0.35%
SPB	C	-0.35%
LILAK	D	-0.33%
SJW	F	-0.33%
PEB	D	-0.33%
VSAT	F	-0.32%
SSTK	F	-0.32%
LGIH	F	-0.32%
TTMI	C	-0.32%
LC	A	-0.32%
CAR	C	-0.3%
ASB	B	-0.3%
SCVL	F	-0.3%
NIC	B	-0.29%
SNEX	B	-0.29%
HMN	B	-0.29%
FHB	B	-0.29%
CRI	F	-0.29%
AMN	F	-0.28%
FHI	B	-0.28%
PBH	A	-0.28%
OMI	F	-0.28%
KAR	B	-0.28%
NWBI	B	-0.27%
SBCF	B	-0.27%
GOGO	C	-0.27%
CSGS	B	-0.27%
FBNC	B	-0.27%
ABM	B	-0.26%
MTX	B	-0.26%
ENOV	C	-0.26%
WAFD	B	-0.26%
TOWN	B	-0.26%
HLF	C	-0.26%
IOSP	C	-0.26%
BHE	C	-0.26%
HTH	C	-0.25%
STBA	B	-0.25%
DK	C	-0.25%
ROCK	C	-0.25%
GO	C	-0.25%
SYNA	C	-0.24%
OFG	B	-0.24%
SCL	C	-0.24%
CXT	C	-0.24%
ARI	C	-0.24%
ALEX	B	-0.24%
LNN	B	-0.24%
KWR	C	-0.24%
DFIN	D	-0.23%
DEA	D	-0.23%
SHEN	F	-0.23%
THRM	F	-0.23%
YETI	D	-0.23%
LCII	C	-0.23%
PSMT	D	-0.23%
ROG	D	-0.22%
PATK	C	-0.22%
ODP	F	-0.21%
FOXF	F	-0.19%
AVNS	F	-0.19%
MYRG	B	-0.18%
UPWK	B	-0.17%
MCW	C	-0.15%
MGPI	F	-0.15%
TCBI	C	-0.15%
FDP	B	-0.14%
BHF	C	-0.14%
BHLB	B	-0.14%
PFS	B	-0.14%
CBU	B	-0.14%
FBK	C	-0.14%
MTRN	C	-0.13%
XPEL	B	-0.13%
DEI	B	-0.13%
HLIO	B	-0.13%
GNW	A	-0.13%
IVT	A	-0.13%
CVCO	A	-0.13%
PPBI	C	-0.13%
ROIC	A	-0.13%
SAM	C	-0.13%
NBTB	B	-0.13%
NVEE	F	-0.12%
KFRC	D	-0.12%
NNI	D	-0.12%
STC	B	-0.12%
NMRK	C	-0.12%
CNMD	C	-0.12%
OI	C	-0.12%
MSEX	C	-0.12%
UPBD	B	-0.12%
PGRE	F	-0.12%
AIR	B	-0.12%
HAYW	B	-0.12%
SAFT	B	-0.12%
JBGS	F	-0.11%
OXM	F	-0.11%
CWEN	C	-0.11%
SHOO	F	-0.11%
AIN	C	-0.11%
MSGE	F	-0.11%
LXP	D	-0.11%
RC	D	-0.11%
SHLS	F	-0.11%
CNXN	C	-0.11%
CC	C	-0.11%
BLMN	F	-0.1%
PLUS	F	-0.1%
GIC	D	-0.1%
GPRE	F	-0.1%
OLPX	D	-0.09%