FYT vs. SQLV ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to Legg Mason Small-Cap Quality Value ETF (SQLV)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$51.81

Average Daily Volume

12,625

Number of Holdings ^*

252

* may have additional holdings in another (foreign) market

SQLV

Legg Mason Small-Cap Quality Value ETF

SQLV Description

The investment seeks to track the investment results of the RARE Global Infrastructure Index (the "underlying index"). The fund will invest at least 80% of its net assets, plus borrowings for investment purposes, if any, in securities that compose its underlying index. The underlying index is composed of equity securities in developed and developing markets that are included in the MSCI ACWI All Cap Index. Companies in the MSCI ACWI All Cap Index are screened to include only companies within the Global Industry Classification Standard (GICS) sub-industries and are classified into infrastructure sectors.

Grade (RS Rating)

Last Trade

$38.95

Average Daily Volume

4,247

Number of Holdings ^*

232

* may have additional holdings in another (foreign) market

Performance

Period	FYT	SQLV
30 Days	-4.40%	-5.90%
60 Days	-2.56%	-5.45%
90 Days	-1.70%	-4.00%
12 Months	21.84%	14.70%

45 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in SQLV	Overlap
ADUS	B	0.12%	0.39%	0.12%
ANDE	B	0.39%	0.77%	0.39%
APAM	D	0.12%	0.68%	0.12%
ARCH	D	0.7%	0.7%	0.7%
AX	A	0.53%	0.54%	0.53%
BKE	D	0.36%	0.67%	0.36%
BXC	D	0.24%	0.51%	0.24%
CALM	D	0.67%	0.64%	0.64%
CATY	F	0.5%	0.59%	0.5%
CNXN	D	0.26%	0.5%	0.26%
COHU	F	0.12%	0.4%	0.12%
CRI	F	0.23%	0.53%	0.23%
CTS	A	0.13%	0.4%	0.13%
DFIN	B	0.27%	0.39%	0.27%
FHI	D	0.38%	0.6%	0.38%
FWRD	F	0.2%	0.39%	0.2%
HTZ	F	0.4%	0.52%	0.4%
IART	F	0.11%	0.42%	0.11%
IBOC	A	0.54%	0.66%	0.54%
INVA	A	0.67%	0.46%	0.46%
KFRC	D	0.12%	0.4%	0.12%
KFY	D	0.12%	0.58%	0.12%
LGND	C	0.26%	0.37%	0.26%
MCRI	C	0.25%	0.44%	0.25%
NMIH	A	0.65%	0.54%	0.54%
NX	D	0.35%	0.41%	0.35%
ODP	D	0.53%	0.62%	0.53%
OLPX	F	0.27%	0.33%	0.27%
OMCL	F	0.25%	0.45%	0.25%
PARR	F	0.59%	0.54%	0.54%
PCRX	D	0.24%	0.36%	0.24%
PFBC	A	0.4%	0.48%	0.4%
PLUS	D	0.27%	0.43%	0.27%
PRDO	A	0.72%	0.46%	0.46%
PRG	B	0.69%	0.55%	0.55%
RYI	F	0.63%	0.59%	0.59%
SLVM	A	0.54%	0.61%	0.54%
SSTK	D	0.37%	0.4%	0.37%
STBA	B	0.52%	0.53%	0.52%
TGNA	D	0.62%	0.64%	0.62%
VCTR	A	0.32%	0.72%	0.32%
VSH	C	0.66%	0.59%	0.59%
WOR	D	0.37%	0.6%	0.37%
XRX	F	0.32%	0.67%	0.32%
ZD	F	0.22%	0.42%	0.22%

FYT Overweight 207 Positions Relative to SQLV

Symbol	Grade	Weight
CRK	B	0.75%
NWN	A	0.7%
AVA	A	0.69%
PHIN	A	0.68%
FFBC	A	0.68%
CRC	D	0.68%
CNX	B	0.68%
REVG	A	0.67%
WMK	D	0.67%
TALO	D	0.67%
UVV	A	0.67%
USM	B	0.67%
MODG	B	0.66%
HIW	A	0.66%
RC	B	0.65%
SCHL	F	0.65%
EIG	C	0.65%
DNOW	D	0.65%
RLJ	D	0.64%
SNDR	F	0.64%
PINC	D	0.64%
ABR	B	0.64%
IMKTA	F	0.64%
ATSG	F	0.63%
HE	F	0.63%
CHGG	F	0.62%
CABO	F	0.62%
GHC	C	0.62%
GDEN	F	0.61%
SPB	C	0.61%
UAA	F	0.61%
LZB	D	0.6%
GEF	D	0.6%
LILAK	A	0.58%
PFS	B	0.57%
GEO	B	0.57%
BZH	D	0.57%
CASH	B	0.57%
JBT	F	0.57%
MLKN	D	0.56%
MSGE	A	0.56%
KSS	F	0.56%
SR	A	0.55%
INDB	B	0.55%
DIOD	B	0.55%
PEBO	A	0.55%
FRME	A	0.54%
ABM	A	0.54%
ENVA	B	0.54%
SAH	A	0.54%
VBTX	B	0.54%
AAT	A	0.53%
FCF	A	0.53%
KOS	F	0.53%
FULT	A	0.53%
NWE	A	0.53%
WSFS	A	0.53%
KN	D	0.53%
EFSC	D	0.52%
CXW	C	0.52%
CNO	B	0.52%
DAN	B	0.52%
ALGT	F	0.52%
NBHC	D	0.51%
CUBI	D	0.51%
EBC	D	0.51%
BANR	D	0.51%
BNL	D	0.5%
SASR	D	0.5%
OCFC	F	0.5%
HUBG	D	0.5%
WERN	D	0.49%
AMN	D	0.49%
CIM	D	0.49%
MRTN	D	0.49%
NAVI	F	0.49%
HPP	F	0.48%
CTOS	F	0.48%
REZI	D	0.48%
ADNT	D	0.48%
SBH	F	0.47%
HTLD	D	0.46%
CCS	D	0.44%
GES	B	0.44%
TRMK	A	0.42%
APOG	A	0.41%
OFG	A	0.4%
GOGO	B	0.4%
OEC	B	0.4%
SNEX	A	0.4%
TOWN	B	0.39%
SJW	D	0.39%
EPC	B	0.39%
KOP	D	0.39%
BKU	A	0.39%
SRCE	B	0.39%
EQC	D	0.39%
FIBK	A	0.39%
BLMN	D	0.38%
UNF	D	0.38%
CENTA	C	0.38%
KMT	F	0.38%
HOPE	D	0.38%
RNST	D	0.38%
BUSE	B	0.38%
NHC	C	0.38%
WAFD	D	0.38%
PNM	C	0.38%
SFNC	D	0.37%
TCBK	A	0.37%
WSBC	D	0.37%
PDCO	F	0.37%
NWBI	D	0.37%
VAC	B	0.37%
VSCO	D	0.35%
KLG	A	0.35%
ICUI	F	0.35%
HLF	D	0.35%
MATW	F	0.35%
ECVT	F	0.35%
WGO	D	0.34%
LGIH	F	0.33%
BOOT	B	0.31%
JBLU	F	0.31%
HELE	F	0.31%
FOXF	F	0.3%
PRIM	A	0.29%
DEA	B	0.28%
PLXS	A	0.28%
UCBI	B	0.27%
JELD	A	0.27%
GTY	B	0.27%
KALU	A	0.27%
ASB	A	0.27%
LNN	B	0.27%
CWEN	A	0.27%
FBP	A	0.27%
FHB	A	0.27%
HTLF	A	0.27%
XHR	D	0.26%
MTX	B	0.26%
TCBI	D	0.26%
PSMT	A	0.26%
DEI	B	0.26%
BHLB	A	0.26%
HTH	D	0.26%
TRS	B	0.26%
EAT	A	0.26%
NBTB	A	0.26%
LTH	F	0.25%
WD	C	0.25%
AUB	D	0.25%
THS	C	0.25%
CMCO	C	0.25%
CVBF	D	0.25%
VRTS	D	0.25%
SBCF	D	0.25%
JBGS	D	0.25%
NMRK	D	0.24%
FBNC	D	0.24%
PATK	D	0.24%
BDC	D	0.24%
OI	F	0.24%
CBRL	F	0.23%
STRA	A	0.15%
AIR	A	0.15%
OII	D	0.14%
ADV	B	0.14%
PTVE	A	0.14%
OXM	A	0.13%
NVEE	F	0.13%
TTMI	B	0.13%
GO	F	0.13%
STC	A	0.13%
NIC	D	0.13%
DK	F	0.13%
ALEX	C	0.13%
ARI	D	0.13%
HI	F	0.13%
CAKE	D	0.13%
B	D	0.13%
ARCB	F	0.13%
MPW	B	0.13%
PGRE	B	0.13%
CPK	A	0.13%
FDP	A	0.13%
NNI	A	0.13%
MWA	A	0.13%
FBK	B	0.13%
VICR	F	0.12%
CMTG	F	0.12%
ENOV	D	0.12%
DORM	C	0.12%
CVCO	D	0.12%
ROG	C	0.12%
PPBI	D	0.12%
SCL	D	0.12%
CBU	D	0.12%
AIN	D	0.12%
GNW	C	0.12%
CSGS	F	0.12%
HNI	C	0.12%
LXP	D	0.12%
SHOO	D	0.12%
SHEN	F	0.11%
IBTX	F	0.11%
ATUS	D	0.1%

FYT Underweight 187 Positions Relative to SQLV

Symbol	Grade	Weight
CVI	F	-0.89%
DXC	F	-0.81%
NYCB	F	-0.8%
WIRE	A	-0.75%
BTU	F	-0.71%
ALE	A	-0.68%
INSW	A	-0.65%
OMI	D	-0.64%
TEX	D	-0.64%
CEIX	F	-0.63%
CAR	F	-0.62%
SANM	C	-0.6%
NVST	F	-0.59%
CRCT	B	-0.59%
HLNE	A	-0.59%
CNS	D	-0.56%
EVC	F	-0.55%
VGR	D	-0.55%
WHD	B	-0.55%
CCSI	F	-0.55%
LE	A	-0.54%
IRDM	B	-0.52%
ACDC	F	-0.52%
SCS	D	-0.52%
ITGR	B	-0.51%
GIII	C	-0.51%
PFC	A	-0.5%
LRN	A	-0.5%
AGX	A	-0.49%
MCBC	A	-0.49%
YELP	B	-0.49%
HAE	A	-0.49%
TDC	D	-0.49%
RES	F	-0.49%
RMR	A	-0.49%
REX	B	-0.48%
PBH	B	-0.48%
SD	B	-0.47%
IDCC	D	-0.47%
TH	B	-0.47%
MED	F	-0.47%
ZEUS	D	-0.46%
NPK	A	-0.46%
MRVI	B	-0.46%
WTTR	B	-0.46%
AMK	D	-0.45%
MSBI	D	-0.45%
LXU	B	-0.45%
JBSS	D	-0.45%
CLW	A	-0.45%
PRGS	F	-0.45%
MD	F	-0.45%
IIIN	D	-0.44%
SWIM	F	-0.44%
HAFC	B	-0.44%
STRL	D	-0.43%
GIC	F	-0.42%
NTCT	D	-0.42%
WNC	F	-0.42%
HWKN	A	-0.42%
CCRN	D	-0.42%
BBW	A	-0.42%
ROCK	F	-0.42%
AMPY	B	-0.42%
UIS	B	-0.41%
AVNS	D	-0.41%
MBWM	B	-0.41%
ASTH	C	-0.41%
QUAD	F	-0.41%
OSBC	B	-0.41%
DHIL	B	-0.41%
PLAB	D	-0.41%
WINA	B	-0.4%
YOU	F	-0.4%
THRY	A	-0.4%
SGC	B	-0.4%
EBF	C	-0.4%
HRMY	D	-0.39%
SMMF	B	-0.39%
STAA	B	-0.39%
EXTR	F	-0.39%
MCB	B	-0.39%
FOR	D	-0.39%
SUPN	C	-0.39%
TWI	F	-0.39%
DVAX	D	-0.38%
PAHC	A	-0.38%
BELFB	A	-0.38%
THFF	D	-0.38%
POWL	B	-0.37%
CVEO	D	-0.37%
IRWD	D	-0.37%
VREX	F	-0.37%
MPX	B	-0.37%
SPFI	B	-0.36%
USNA	D	-0.36%
NTGR	B	-0.36%
AMPH	D	-0.36%
COLL	B	-0.36%
FLWS	D	-0.36%
CORT	C	-0.36%
GNE	F	-0.35%
HBB	D	-0.35%
FISI	D	-0.35%
CRVL	C	-0.35%
AIRS	F	-0.35%
CIVB	F	-0.35%
NATR	B	-0.35%
IMXI	D	-0.35%
PTSI	C	-0.34%
PETQ	D	-0.34%
PLPC	D	-0.34%
MGNI	D	-0.34%
RGP	F	-0.34%
MCFT	F	-0.34%
BCBP	D	-0.33%
CVGI	F	-0.33%
OSG	B	-0.33%
UNTY	A	-0.32%
ANGO	D	-0.32%
ATRI	A	-0.32%
ATEN	B	-0.32%
RLGT	F	-0.32%
CASS	C	-0.32%
PKBK	C	-0.32%
SGH	D	-0.32%
LMAT	B	-0.32%
ARC	B	-0.32%
NBN	B	-0.31%
SGA	A	-0.31%
NECB	A	-0.31%
ACIC	C	-0.31%
HSTM	B	-0.31%
DAKT	A	-0.31%
ANIP	B	-0.31%
ZIP	F	-0.31%
NVEC	C	-0.3%
HCKT	D	-0.3%
MITK	D	-0.3%
SPOK	C	-0.3%
PKE	D	-0.3%
JAKK	F	-0.3%
CPRX	C	-0.3%
BSIG	B	-0.3%
POWW	B	-0.3%
PETS	F	-0.3%
DXLG	F	-0.29%
RNGR	F	-0.29%
VPG	C	-0.29%
BTMD	C	-0.29%
KRT	C	-0.29%
LQDT	D	-0.29%
OFLX	F	-0.29%
AMSWA	F	-0.29%
MYPS	F	-0.29%
VRA	F	-0.29%
NRC	D	-0.29%
UTMD	F	-0.27%
HOFT	F	-0.27%
IRMD	D	-0.26%
ANIK	A	-0.26%
CMT	D	-0.26%
EVBN	F	-0.26%
TCMD	F	-0.25%
TRDA	C	-0.25%
IMMR	D	-0.25%
OSUR	F	-0.24%
ASRT	D	-0.24%
MNSB	F	-0.24%
EGRX	F	-0.23%
CTKB	D	-0.23%
PBYI	D	-0.21%
INTT	F	-0.21%
MDXG	D	-0.2%
PRTS	F	-0.2%
ZYXI	C	-0.2%
VYGR	C	-0.2%
CCRD	B	-0.19%
SMLR	F	-0.18%
ARCT	D	-0.18%
LTRX	D	-0.17%
DERM	F	-0.16%
RCMT	D	-0.16%
BWFG	F	-0.14%
TZOO	D	-0.12%
HBCP	B	-0.11%
SURG	F	-0.08%