DUBS vs. EFIV ETF Comparison

Comparison of Aptus Large Cap Enhanced Yield ETF (DUBS) to SPDR S&P 500 ESG ETF (EFIV)

DUBS

Aptus Large Cap Enhanced Yield ETF

DUBS Description

The fund is an actively managed exchange-traded fund ("ETF") that seeks to achieve its investment objective through a hybrid equity and equity-linked note ("ELN") strategy. Under normal circumstances, at least 80% of the fund"s net assets (plus borrowings for investment purposes) will be invested in equity securities of large cap companies.

Grade (RS Rating)

Last Trade

$33.00

Average Daily Volume

17,041

Number of Holdings ^*

375

* may have additional holdings in another (foreign) market

EFIV

SPDR S&P 500 ESG ETF

EFIV Description

• Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P 500 ESG Index • EFIV is designed to track an index that is designed to select S&P 500 firms meeting certain sustainability criteria (criteria related to environmental, social and governance factors) while maintaining similar overall industry group weights as the S&P 500 Index • EFIV may serve as a potential ESG core exposure, based on its focus on sustainability criteria and comprehensive market coverage of the flagship core S&P 500 Index

Grade (RS Rating)

Last Trade

$57.77

Average Daily Volume

109,257

Number of Holdings ^*

313

* may have additional holdings in another (foreign) market

Performance

Period	DUBS	EFIV
30 Days	3.01%	2.81%
60 Days	4.84%	4.79%
90 Days	6.57%	5.59%
12 Months	28.45%	30.64%

239 Overlapping Holdings

Symbol	Grade	Weight in DUBS	Weight in EFIV	Overlap
A	D	0.09%	0.11%	0.09%
AAPL	C	5.69%	9.53%	5.69%
ABBV	D	0.52%	0.84%	0.52%
ABT	B	0.36%	0.56%	0.36%
ACGL	D	0.05%	0.11%	0.05%
ACN	C	0.41%	0.65%	0.41%
ADBE	C	0.41%	0.66%	0.41%
ADM	D	0.07%	0.07%	0.07%
ADP	B	0.23%	0.35%	0.23%
ADSK	A	0.11%	0.19%	0.11%
AFL	B	0.14%	0.16%	0.14%
AIG	B	0.12%	0.14%	0.12%
AJG	B	0.12%	0.18%	0.12%
ALB	C	0.02%	0.04%	0.02%
ALL	A	0.08%	0.15%	0.08%
AMAT	F	0.29%	0.42%	0.29%
AMCR	D	0.03%	0.04%	0.03%
AMD	F	0.42%	0.63%	0.42%
AME	A	0.06%	0.13%	0.06%
AMGN	D	0.27%	0.45%	0.27%
AMP	A	0.08%	0.15%	0.08%
AMT	D	0.18%	0.25%	0.18%
AON	A	0.15%	0.23%	0.15%
APD	A	0.15%	0.19%	0.15%
APTV	D	0.02%	0.04%	0.02%
ARE	D	0.03%	0.05%	0.03%
AVB	B	0.06%	0.09%	0.06%
AVY	D	0.03%	0.05%	0.03%
AWK	D	0.04%	0.07%	0.04%
AXP	A	0.29%	0.45%	0.29%
BAC	A	0.56%	0.86%	0.56%
BALL	D	0.03%	0.05%	0.03%
BAX	D	0.02%	0.05%	0.02%
BDX	F	0.13%	0.19%	0.13%
BIIB	F	0.04%	0.07%	0.04%
BK	A	0.09%	0.16%	0.09%
BKR	B	0.07%	0.12%	0.07%
BLK	C	0.27%	0.4%	0.27%
BMY	B	0.22%	0.33%	0.22%
BR	A	0.08%	0.07%	0.07%
BSX	B	0.26%	0.36%	0.26%
C	A	0.22%	0.37%	0.22%
CAH	B	0.05%	0.09%	0.05%
CARR	D	0.1%	0.18%	0.1%
CAT	B	0.34%	0.52%	0.34%
CB	C	0.21%	0.3%	0.21%
CBRE	B	0.06%	0.11%	0.06%
CCL	B	0.04%	0.07%	0.04%
CI	F	0.17%	0.26%	0.17%
CL	D	0.12%	0.21%	0.12%
CMCSA	B	0.32%	0.47%	0.32%
CME	A	0.13%	0.23%	0.13%
CMG	B	0.11%	0.23%	0.11%
CMI	A	0.07%	0.14%	0.07%
CNC	D	0.07%	0.09%	0.07%
COF	B	0.11%	0.2%	0.11%
COR	B	0.08%	0.12%	0.08%
COST	B	0.72%	1.15%	0.72%
CPAY	A	0.03%	0.07%	0.03%
CRM	B	0.6%	0.92%	0.6%
CSCO	B	0.43%	0.66%	0.43%
CSGP	D	0.05%	0.09%	0.05%
CSX	B	0.06%	0.2%	0.06%
CTAS	B	0.14%	0.21%	0.14%
CTVA	C	0.07%	0.11%	0.07%
CVS	D	0.12%	0.19%	0.12%
CVX	A	0.49%	0.75%	0.49%
DAL	C	0.06%	0.12%	0.06%
DE	A	0.17%	0.28%	0.17%
DFS	B	0.06%	0.12%	0.06%
DHI	D	0.09%	0.13%	0.09%
DHR	F	0.28%	0.43%	0.28%
DIS	B	0.32%	0.52%	0.32%
DLR	B	0.09%	0.15%	0.09%
DOV	A	0.04%	0.08%	0.04%
DOW	F	0.08%	0.09%	0.08%
DVN	F	0.04%	0.07%	0.04%
EA	A	0.07%	0.11%	0.07%
EBAY	D	0.05%	0.08%	0.05%
ECL	D	0.16%	0.18%	0.16%
ED	D	0.09%	0.09%	0.09%
EIX	B	0.04%	0.09%	0.04%
EL	F	0.03%	0.04%	0.03%
ELV	F	0.17%	0.27%	0.17%
EMR	A	0.12%	0.21%	0.12%
EQIX	A	0.16%	0.24%	0.16%
EQR	B	0.06%	0.07%	0.06%
ES	D	0.03%	0.06%	0.03%
ETN	A	0.27%	0.41%	0.27%
ETR	B	0.04%	0.09%	0.04%
EW	C	0.09%	0.11%	0.09%
EXC	C	0.09%	0.11%	0.09%
EXR	D	0.05%	0.1%	0.05%
FANG	D	0.05%	0.09%	0.05%
FCX	D	0.1%	0.17%	0.1%
FI	A	0.21%	0.34%	0.21%
FIS	C	0.08%	0.14%	0.08%
FITB	A	0.04%	0.09%	0.04%
FTV	C	0.04%	0.07%	0.04%
GE	D	0.34%	0.55%	0.34%
GILD	C	0.21%	0.32%	0.21%
GIS	D	0.06%	0.1%	0.06%
GM	B	0.13%	0.18%	0.13%
GOOGL	C	3.38%	2.92%	2.92%
GPC	D	0.02%	0.05%	0.02%
GPN	B	0.04%	0.08%	0.04%
GS	A	0.32%	0.52%	0.32%
GWW	B	0.06%	0.15%	0.06%
HAL	C	0.04%	0.07%	0.04%
HD	A	0.75%	1.13%	0.75%
HES	B	0.07%	0.11%	0.07%
HIG	B	0.05%	0.1%	0.05%
HLT	A	0.1%	0.17%	0.1%
HPE	B	0.04%	0.08%	0.04%
HPQ	B	0.05%	0.1%	0.05%
HRL	D	0.02%	0.02%	0.02%
HSY	F	0.09%	0.08%	0.08%
HUM	C	0.07%	0.1%	0.07%
ICE	C	0.15%	0.25%	0.15%
IDXX	F	0.06%	0.1%	0.06%
INTC	D	0.19%	0.3%	0.19%
IR	B	0.06%	0.12%	0.06%
IRM	D	0.05%	0.09%	0.05%
ITW	B	0.17%	0.21%	0.17%
JBHT	C	0.03%	0.04%	0.03%
JCI	C	0.09%	0.16%	0.09%
JPM	A	1.23%	1.91%	1.23%
K	A	0.04%	0.06%	0.04%
KDP	D	0.05%	0.11%	0.05%
KHC	F	0.06%	0.08%	0.06%
KLAC	D	0.16%	0.24%	0.16%
KMI	A	0.1%	0.14%	0.1%
KO	D	0.44%	0.68%	0.44%
KR	B	0.06%	0.11%	0.06%
LIN	D	0.39%	0.61%	0.39%
LLY	F	1.14%	1.79%	1.14%
LOW	D	0.3%	0.43%	0.3%
LRCX	F	0.18%	0.27%	0.18%
LULU	C	0.06%	0.1%	0.06%
LVS	C	0.06%	0.05%	0.05%
LYB	F	0.04%	0.06%	0.04%
MA	C	0.77%	1.2%	0.77%
MAR	B	0.14%	0.19%	0.14%
MCD	D	0.38%	0.59%	0.38%
MCO	B	0.14%	0.21%	0.14%
MDLZ	F	0.16%	0.25%	0.16%
MDT	D	0.2%	0.31%	0.2%
MET	A	0.12%	0.13%	0.12%
MKC	D	0.03%	0.05%	0.03%
MMC	B	0.2%	0.31%	0.2%
MPC	D	0.14%	0.15%	0.14%
MRK	F	0.44%	0.7%	0.44%
MRNA	F	0.03%	0.04%	0.03%
MS	A	0.3%	0.46%	0.3%
MSCI	C	0.08%	0.14%	0.08%
MSFT	F	5.46%	8.8%	5.46%
MTB	A	0.05%	0.1%	0.05%
MTD	D	0.04%	0.07%	0.04%
MU	D	0.18%	0.31%	0.18%
NDAQ	A	0.06%	0.09%	0.06%
NEE	D	0.26%	0.42%	0.26%
NEM	D	0.05%	0.13%	0.05%
NKE	D	0.17%	0.26%	0.17%
NSC	B	0.04%	0.17%	0.04%
NVDA	C	6.24%	10.02%	6.24%
OKE	A	0.07%	0.18%	0.07%
ON	D	0.05%	0.08%	0.05%
OTIS	C	0.1%	0.11%	0.1%
OXY	D	0.08%	0.1%	0.08%
PAYX	C	0.13%	0.13%	0.13%
PCAR	B	0.14%	0.17%	0.14%
PEG	A	0.06%	0.12%	0.06%
PEP	F	0.4%	0.63%	0.4%
PFG	D	0.03%	0.05%	0.03%
PG	A	0.69%	1.09%	0.69%
PH	A	0.13%	0.25%	0.13%
PHM	D	0.02%	0.07%	0.02%
PLD	D	0.19%	0.3%	0.19%
PNC	B	0.13%	0.23%	0.13%
POOL	C	0.01%	0.04%	0.01%
PPG	F	0.04%	0.08%	0.04%
PRU	A	0.07%	0.12%	0.07%
PSA	D	0.14%	0.15%	0.14%
PSX	C	0.1%	0.15%	0.1%
PWR	A	0.06%	0.13%	0.06%
PYPL	B	0.16%	0.25%	0.16%
QCOM	F	0.31%	0.5%	0.31%
RCL	A	0.09%	0.15%	0.09%
REGN	F	0.14%	0.24%	0.14%
RMD	C	0.04%	0.1%	0.04%
ROK	B	0.05%	0.09%	0.05%
ROST	C	0.11%	0.13%	0.11%
RSG	A	0.11%	0.12%	0.11%
SBAC	D	0.03%	0.06%	0.03%
SBUX	A	0.2%	0.32%	0.2%
SCHW	B	0.2%	0.33%	0.2%
SHW	A	0.21%	0.25%	0.21%
SLB	C	0.11%	0.17%	0.11%
SPGI	C	0.28%	0.45%	0.28%
SRE	A	0.13%	0.16%	0.13%
STT	A	0.04%	0.08%	0.04%
SYK	C	0.24%	0.37%	0.24%
SYY	B	0.06%	0.11%	0.06%
T	A	0.27%	0.45%	0.27%
TFC	A	0.1%	0.17%	0.1%
TGT	F	0.12%	0.2%	0.12%
TJX	A	0.25%	0.38%	0.25%
TMUS	B	0.19%	0.33%	0.19%
TRGP	B	0.06%	0.12%	0.06%
TROW	B	0.04%	0.07%	0.04%
TRV	B	0.1%	0.16%	0.1%
TSCO	D	0.08%	0.08%	0.08%
TSLA	B	1.56%	2.55%	1.56%
TSN	B	0.03%	0.05%	0.03%
TT	A	0.15%	0.26%	0.15%
TTWO	A	0.05%	0.08%	0.05%
UBER	D	0.19%	0.42%	0.19%
ULTA	F	0.02%	0.05%	0.02%
UNH	C	0.97%	1.56%	0.97%
UNP	C	0.25%	0.41%	0.25%
UPS	C	0.17%	0.27%	0.17%
URI	B	0.06%	0.16%	0.06%
USB	A	0.13%	0.22%	0.13%
V	A	0.91%	1.44%	0.91%
VLO	C	0.08%	0.12%	0.08%
VRSK	A	0.11%	0.11%	0.11%
WAB	B	0.05%	0.1%	0.05%
WBA	F	0.01%	0.02%	0.01%
WELL	A	0.18%	0.22%	0.18%
WM	A	0.18%	0.23%	0.18%
WMB	A	0.11%	0.19%	0.11%
WMT	A	0.63%	1.03%	0.63%
WTW	B	0.05%	0.09%	0.05%
WY	D	0.03%	0.06%	0.03%
XOM	B	0.97%	1.5%	0.97%
XYL	D	0.04%	0.08%	0.04%
YUM	B	0.06%	0.11%	0.06%
ZBH	C	0.03%	0.06%	0.03%
ZTS	D	0.14%	0.22%	0.14%

DUBS Overweight 136 Positions Relative to EFIV

Symbol	Grade	Weight
AMZN	C	3.36%
META	D	2.22%
BRK.A	B	1.47%
AVGO	D	1.29%
JNJ	D	0.66%
NFLX	A	0.62%
ORCL	B	0.5%
WFC	A	0.47%
NOW	A	0.38%
BX	A	0.36%
INTU	C	0.35%
TMO	F	0.35%
ISRG	A	0.34%
IBM	C	0.34%
PM	B	0.34%
TXN	C	0.33%
RTX	C	0.32%
PGR	A	0.3%
VZ	C	0.3%
HON	B	0.27%
PFE	D	0.27%
COP	C	0.24%
LMT	D	0.22%
BKNG	A	0.22%
VRTX	F	0.21%
ANET	C	0.2%
PANW	C	0.2%
ADI	D	0.19%
HCA	F	0.19%
MCK	B	0.17%
ORLY	B	0.16%
MO	A	0.16%
GD	F	0.16%
EOG	A	0.16%
DELL	C	0.16%
GEV	B	0.15%
NOC	D	0.15%
FDX	B	0.15%
SO	D	0.15%
DUK	C	0.14%
BA	F	0.14%
SNPS	B	0.14%
APH	A	0.14%
PLTR	B	0.14%
FTNT	C	0.13%
MSI	B	0.13%
CDNS	B	0.13%
NU	C	0.12%
CCI	D	0.12%
D	C	0.12%
CEG	D	0.12%
MMM	D	0.12%
CHTR	C	0.11%
ABNB	C	0.11%
PCG	A	0.11%
AEP	D	0.11%
MNST	C	0.1%
CRWD	B	0.1%
TTD	B	0.1%
AZO	C	0.09%
SCCO	F	0.09%
ROP	B	0.09%
NXPI	D	0.09%
CPRT	A	0.09%
SPG	B	0.09%
TDG	D	0.08%
O	D	0.07%
IT	C	0.07%
STZ	D	0.07%
LEN	D	0.07%
KMB	D	0.07%
APO	B	0.07%
LHX	C	0.07%
FAST	B	0.07%
F	C	0.07%
DXCM	D	0.07%
KVUE	A	0.07%
GEHC	F	0.06%
DD	D	0.06%
GRMN	B	0.06%
WST	C	0.06%
XEL	A	0.06%
FICO	B	0.06%
GLW	B	0.06%
MCHP	D	0.06%
NUE	C	0.06%
CTSH	B	0.06%
IQV	D	0.06%
HWM	A	0.06%
INVH	D	0.05%
VICI	C	0.05%
DDOG	A	0.05%
VMC	B	0.05%
ILMN	D	0.04%
UAL	A	0.04%
LYV	A	0.04%
CHD	B	0.04%
MLM	B	0.04%
VLTO	D	0.04%
KEYS	A	0.04%
SNOW	C	0.04%
PKG	A	0.04%
WEC	A	0.04%
EFX	F	0.04%
HEI	B	0.04%
ANSS	B	0.04%
BRO	B	0.04%
LUV	C	0.03%
ALGN	D	0.03%
VRSN	F	0.03%
CLX	B	0.03%
MELI	D	0.03%
BAH	F	0.03%
CTRA	B	0.03%
AMH	D	0.03%
ODFL	B	0.03%
STE	F	0.03%
MPWR	F	0.03%
FE	C	0.03%
FCNCA	A	0.03%
CDW	F	0.03%
DTE	C	0.03%
PPL	B	0.03%
AEE	A	0.03%
WBD	C	0.03%
GGG	B	0.02%
MOH	F	0.02%
DLTR	F	0.02%
MKL	A	0.02%
TDY	B	0.02%
DG	F	0.02%
OC	A	0.02%
LECO	B	0.01%
CASY	A	0.01%
SOLV	C	0.01%
KLG	C	0.0%

DUBS Underweight 74 Positions Relative to EFIV

Symbol	Grade	Weight
GOOG	C	-2.42%
AXON	A	-0.12%
DECK	A	-0.08%
RJF	A	-0.08%
RF	A	-0.07%
HUBB	B	-0.07%
SW	A	-0.07%
HBAN	A	-0.07%
SYF	B	-0.07%
EQT	B	-0.07%
VTR	C	-0.07%
OMC	C	-0.06%
CBOE	B	-0.06%
WDC	D	-0.06%
CFG	B	-0.06%
NTRS	A	-0.06%
EXPE	B	-0.06%
IFF	D	-0.06%
WAT	B	-0.06%
KIM	A	-0.05%
MAS	D	-0.05%
PNR	A	-0.05%
KEY	B	-0.05%
IEX	B	-0.05%
BBY	D	-0.05%
DGX	A	-0.05%
FDS	B	-0.05%
HOLX	D	-0.05%
JKHY	D	-0.04%
INCY	C	-0.04%
CHRW	C	-0.04%
SWK	D	-0.04%
CAG	D	-0.04%
AKAM	D	-0.04%
UDR	B	-0.04%
RVTY	F	-0.04%
DOC	D	-0.04%
CF	B	-0.04%
EG	C	-0.04%
TFX	F	-0.03%
GL	B	-0.03%
MKTX	D	-0.03%
LKQ	D	-0.03%
NWSA	B	-0.03%
CRL	C	-0.03%
IPG	D	-0.03%
AIZ	A	-0.03%
TAP	C	-0.03%
LW	C	-0.03%
BXP	D	-0.03%
SJM	D	-0.03%
TPR	B	-0.03%
NCLH	B	-0.03%
REG	B	-0.03%
KMX	B	-0.03%
ALLE	D	-0.03%
DAY	B	-0.03%
HST	C	-0.03%
PARA	C	-0.02%
BEN	C	-0.02%
FMC	D	-0.02%
DVA	B	-0.02%
MHK	D	-0.02%
BWA	D	-0.02%
IVZ	B	-0.02%
WYNN	D	-0.02%
RL	B	-0.02%
HAS	D	-0.02%
MOS	F	-0.02%
CZR	F	-0.02%
FRT	B	-0.02%
CPB	D	-0.02%
MGM	D	-0.02%
NWS	B	-0.01%