FYC vs. RNSC ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to First Trust Small Cap US Equity Select ETF (RNSC)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.20

Average Daily Volume

28,154

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

RNSC

First Trust Small Cap US Equity Select ETF

RNSC Description

The Small Cap US Equity Select ETF (the "Fund") seeks investment results that correspond generally to the price and yield (before the Fund's fees and expenses) of an equity index called the Nasdaq Riskalyze Small Cap US Equity Select Index (the "Index"). The Fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the Index. The Fund, using an indexing investment approach, attempts to replicate, before fees and expenses, the performance of the Index. The Fund's investment advisor seeks a correlation of 0.95 or better (before fees and expenses) between the Fund's performance and the performance of the Index; a figure of 1.00 would represent perfect correlation. The Index is owned and is developed, maintained and sponsored by Riskalyze, Inc. (the "Index Provider").

Grade (RS Rating)

Last Trade

$32.19

Average Daily Volume

3,054

Number of Holdings ^*

302

* may have additional holdings in another (foreign) market

Performance

Period	FYC	RNSC
30 Days	11.90%	8.93%
60 Days	12.40%	6.65%
90 Days	15.20%	6.86%
12 Months	46.68%	24.26%

101 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in RNSC	Overlap
AAT	B	0.36%	0.18%	0.18%
AESI	B	0.22%	0.24%	0.22%
AGM	C	0.26%	0.21%	0.21%
ALX	D	0.21%	0.16%	0.16%
APAM	B	0.13%	0.2%	0.13%
APOG	B	0.42%	0.32%	0.32%
AROC	B	0.27%	0.3%	0.27%
AWR	B	0.12%	0.19%	0.12%
AZZ	B	0.36%	0.28%	0.28%
BANC	A	0.26%	0.2%	0.2%
BANF	B	0.41%	0.22%	0.22%
BGC	C	0.4%	0.22%	0.22%
BRC	D	0.34%	0.25%	0.25%
BXMT	C	0.11%	0.18%	0.11%
CAKE	C	0.42%	0.37%	0.37%
CALM	A	0.58%	0.24%	0.24%
CCOI	B	0.49%	0.59%	0.49%
CDP	C	0.24%	0.17%	0.17%
CDRE	D	0.21%	0.22%	0.21%
CEIX	A	0.28%	0.3%	0.28%
CHCO	B	0.39%	0.21%	0.21%
CLB	B	0.13%	0.26%	0.13%
CPK	A	0.24%	0.2%	0.2%
CRAI	B	0.51%	0.29%	0.29%
CTS	C	0.13%	1.24%	0.13%
CWT	D	0.32%	0.18%	0.18%
ELME	D	0.22%	0.16%	0.16%
EPAC	B	0.27%	0.31%	0.27%
EPR	D	0.22%	0.16%	0.16%
ESE	B	0.38%	0.31%	0.31%
ESRT	C	0.33%	0.17%	0.17%
FBP	B	0.47%	0.18%	0.18%
FBRT	C	0.12%	0.18%	0.12%
FCPT	C	0.23%	0.17%	0.17%
GABC	B	0.41%	0.22%	0.22%
GFF	A	0.39%	0.29%	0.29%
GNL	F	0.1%	0.15%	0.1%
GTY	B	0.23%	0.18%	0.18%
GVA	A	0.72%	0.33%	0.33%
HEES	B	0.29%	0.32%	0.29%
HNI	B	0.61%	0.33%	0.33%
HWKN	B	0.58%	0.25%	0.25%
ICFI	F	0.33%	0.22%	0.22%
IDCC	A	0.76%	0.72%	0.72%
IIPR	D	0.27%	0.14%	0.14%
IRDM	D	0.11%	0.52%	0.11%
JJSF	B	0.23%	0.18%	0.18%
JOE	F	0.1%	0.15%	0.1%
KNTK	B	0.3%	0.33%	0.3%
KW	B	0.23%	0.17%	0.17%
LKFN	B	0.27%	0.21%	0.21%
LMAT	A	0.52%	3.02%	0.52%
LTC	B	0.12%	0.18%	0.12%
MAC	B	0.25%	0.19%	0.19%
MBIN	D	0.43%	0.16%	0.16%
MCY	A	0.69%	0.22%	0.22%
MGEE	C	0.28%	0.22%	0.22%
MWA	B	0.54%	0.31%	0.31%
NBHC	B	0.55%	0.21%	0.21%
NHC	C	0.6%	2.67%	0.6%
NHI	D	0.32%	0.16%	0.16%
NSA	D	0.31%	0.16%	0.16%
NSSC	D	0.11%	0.24%	0.11%
NXRT	B	0.24%	0.18%	0.18%
OSW	A	0.54%	0.36%	0.36%
OUT	A	0.48%	0.17%	0.17%
PBI	B	0.61%	0.28%	0.28%
PJT	A	0.71%	0.22%	0.22%
PMT	D	0.32%	0.17%	0.17%
POWL	C	0.81%	0.35%	0.35%
PRGS	A	0.48%	1.1%	0.48%
PRIM	A	0.81%	0.37%	0.37%
PRK	B	0.55%	0.21%	0.21%
PZZA	D	0.11%	0.29%	0.11%
QCRH	A	0.73%	0.22%	0.22%
REVG	B	0.63%	0.29%	0.29%
RRR	D	0.11%	0.3%	0.11%
SCS	C	0.23%	0.31%	0.23%
SKT	B	0.26%	0.19%	0.19%
SLVM	B	0.58%	0.25%	0.25%
STEP	B	0.69%	0.21%	0.21%
STRA	C	0.12%	0.33%	0.12%
SXI	B	0.26%	0.3%	0.26%
SXT	B	0.23%	0.24%	0.23%
SYBT	B	0.57%	0.22%	0.22%
TGLS	B	0.51%	0.29%	0.29%
TNC	D	0.11%	0.24%	0.11%
TNL	A	0.28%	0.37%	0.28%
TR	B	0.12%	0.2%	0.12%
TRN	C	0.64%	0.29%	0.29%
UE	C	0.38%	0.19%	0.19%
UMH	C	0.24%	0.17%	0.17%
USLM	A	0.69%	0.4%	0.4%
VCTR	B	0.55%	0.22%	0.22%
WABC	B	0.13%	0.21%	0.13%
WDFC	B	0.26%	0.2%	0.2%
WEN	D	0.12%	0.33%	0.12%
WT	B	0.4%	0.22%	0.22%
WTTR	B	0.43%	0.31%	0.31%
WWW	B	0.75%	0.4%	0.4%
YOU	D	0.48%	0.87%	0.48%

FYC Overweight 139 Positions Relative to RNSC

Symbol	Grade	Weight
RKLB	B	1.06%
EAT	A	0.91%
PAYO	A	0.82%
TGTX	B	0.79%
IESC	B	0.79%
ROAD	A	0.76%
STRL	B	0.75%
TRUP	B	0.74%
ENVA	B	0.72%
WULF	C	0.71%
DOCS	C	0.71%
LRN	A	0.7%
FTDR	A	0.69%
ACLX	C	0.68%
RYTM	C	0.68%
CNK	B	0.68%
ATGE	B	0.67%
LMND	B	0.67%
ALHC	C	0.65%
VCYT	B	0.65%
GSHD	A	0.64%
PRCT	B	0.64%
AMRX	C	0.64%
SKYW	B	0.62%
PTON	B	0.6%
ADMA	B	0.6%
TBBK	B	0.6%
CHEF	A	0.59%
DSGR	D	0.59%
AGIO	C	0.59%
KYMR	D	0.58%
SKWD	A	0.58%
MIRM	B	0.57%
SGBX	F	0.57%
INTA	A	0.57%
DORM	B	0.57%
CWAN	B	0.57%
ALKT	B	0.56%
JANX	C	0.54%
PRM	C	0.54%
CDE	D	0.54%
PTGX	C	0.54%
PTCT	B	0.54%
PLMR	B	0.53%
CHWY	B	0.53%
SATS	D	0.53%
MNKD	C	0.53%
CPRX	C	0.52%
NPAB	B	0.49%
LFST	C	0.49%
SMTC	B	0.49%
SABR	C	0.48%
AORT	B	0.48%
UFPT	B	0.47%
BCRX	D	0.47%
LITE	B	0.47%
CENX	B	0.46%
VERX	B	0.45%
ASTH	D	0.43%
NMIH	D	0.43%
OSCR	D	0.43%
SITM	B	0.42%
CARG	C	0.42%
NRIX	D	0.42%
SHAK	C	0.42%
MGNI	A	0.42%
RNG	B	0.41%
CIFR	B	0.4%
SEMR	B	0.4%
VITL	D	0.39%
OII	B	0.39%
GERN	D	0.39%
HRMY	D	0.39%
HURN	B	0.39%
KTOS	B	0.38%
BLBD	D	0.38%
COLL	F	0.37%
KN	B	0.36%
OSIS	B	0.35%
AMPH	D	0.33%
DOCN	D	0.33%
IOVA	F	0.32%
ADUS	D	0.32%
FLNC	C	0.32%
ASPN	F	0.32%
WRBY	B	0.31%
HLIT	D	0.3%
TWST	D	0.3%
BLFS	C	0.3%
LGND	B	0.28%
BKD	D	0.28%
DRVN	B	0.28%
OCUL	D	0.27%
NEO	C	0.26%
AGYS	A	0.26%
SWI	B	0.25%
ARQT	C	0.25%
ANIP	F	0.24%
TNDM	F	0.24%
IAS	C	0.24%
GTX	D	0.23%
DNLI	D	0.23%
CMPR	D	0.23%
ACVA	B	0.23%
PHR	F	0.22%
HLX	B	0.22%
AIV	C	0.22%
HUMA	F	0.21%
RXST	F	0.21%
EVH	F	0.21%
NVAX	F	0.2%
MYGN	F	0.2%
SOUN	C	0.17%
TGI	B	0.16%
MIR	A	0.16%
ARDX	F	0.16%
PAR	B	0.16%
CBZ	B	0.14%
SMPL	B	0.13%
BEAM	D	0.13%
BL	B	0.13%
APPN	B	0.13%
MLNK	B	0.13%
ACAD	D	0.13%
CARS	B	0.13%
PLAY	D	0.13%
THR	B	0.12%
AMC	C	0.12%
YELP	C	0.12%
ARLO	C	0.11%
FOLD	F	0.11%
ENVX	F	0.11%
VECO	F	0.1%
AZTA	D	0.1%
JAMF	F	0.1%
CLDX	F	0.09%
XPRO	F	0.09%
RLAY	F	0.09%
LPG	F	0.09%

FYC Underweight 201 Positions Relative to RNSC

Symbol	Grade	Weight
PINC	B	-3.03%
USPH	B	-2.87%
CNMD	C	-2.66%
PDCO	D	-2.59%
CSGS	B	-1.24%
BHE	B	-1.18%
CNXN	C	-1.03%
SSTK	F	-0.93%
XRX	F	-0.9%
VSH	D	-0.9%
TDS	B	-0.75%
CABO	C	-0.63%
SHEN	F	-0.51%
PRDO	B	-0.39%
VAC	B	-0.39%
VSEC	C	-0.38%
PHIN	A	-0.37%
NWL	B	-0.37%
TGNA	B	-0.36%
GHC	C	-0.36%
SAH	A	-0.35%
GBX	A	-0.35%
BKE	B	-0.35%
MCRI	A	-0.34%
UPBD	B	-0.33%
WINA	B	-0.33%
HI	C	-0.32%
LZB	B	-0.32%
JACK	D	-0.32%
DNUT	D	-0.32%
CRGY	B	-0.32%
BOWL	C	-0.32%
WS	B	-0.32%
WGO	C	-0.32%
JBT	B	-0.32%
PSMT	C	-0.31%
ULH	B	-0.31%
WOR	F	-0.31%
MLKN	D	-0.31%
CRK	B	-0.31%
PRG	C	-0.31%
B	B	-0.31%
KMT	B	-0.3%
HUBG	A	-0.3%
LCII	C	-0.3%
NPO	A	-0.29%
HLIO	B	-0.29%
CAL	D	-0.29%
SNDR	B	-0.29%
GEF	A	-0.29%
PTVE	B	-0.29%
ALG	B	-0.29%
NX	C	-0.29%
CMCO	B	-0.28%
LEG	F	-0.28%
WERN	C	-0.28%
FL	F	-0.28%
EVTC	B	-0.28%
KALU	C	-0.28%
SHOO	D	-0.28%
OXM	D	-0.28%
ABM	B	-0.28%
CCS	D	-0.27%
UNF	B	-0.27%
ARCB	C	-0.27%
CXT	B	-0.27%
LNN	B	-0.27%
MTRN	C	-0.26%
OEC	C	-0.26%
KFRC	D	-0.26%
CRI	D	-0.26%
GIC	D	-0.26%
IOSP	B	-0.26%
GES	F	-0.26%
MRTN	C	-0.26%
MTX	B	-0.26%
KSS	F	-0.26%
VSTS	C	-0.25%
BLMN	F	-0.25%
SCL	C	-0.25%
DK	C	-0.25%
BTU	B	-0.25%
PATK	D	-0.25%
AIN	C	-0.25%
KWR	C	-0.25%
SCVL	F	-0.25%
CVBF	A	-0.24%
CC	C	-0.24%
LEVI	F	-0.24%
DAN	D	-0.24%
INDB	B	-0.23%
BFH	B	-0.23%
BANR	B	-0.23%
BOH	B	-0.23%
RES	D	-0.23%
ASB	B	-0.23%
HY	D	-0.23%
NIC	B	-0.22%
BY	B	-0.22%
FULT	A	-0.22%
PFBC	B	-0.22%
HMN	B	-0.22%
FHB	A	-0.22%
PEBO	A	-0.22%
FRME	B	-0.22%
FBK	B	-0.22%
CBU	B	-0.22%
INSW	F	-0.22%
VIRT	B	-0.22%
TRMK	B	-0.22%
SASR	B	-0.22%
WSBC	A	-0.22%
CATY	B	-0.22%
CASH	A	-0.22%
WKC	D	-0.22%
PPBI	B	-0.21%
SBCF	A	-0.21%
NBTB	B	-0.21%
CVI	F	-0.21%
EIG	B	-0.21%
VBTX	B	-0.21%
TCBK	B	-0.21%
BHLB	B	-0.21%
VRTS	B	-0.21%
SFNC	B	-0.21%
BKU	A	-0.21%
EBC	B	-0.21%
RNST	B	-0.21%
WSFS	A	-0.21%
PFS	B	-0.21%
EFSC	B	-0.21%
FDP	B	-0.21%
FFBC	A	-0.21%
FHI	A	-0.21%
UVV	B	-0.2%
TOWN	B	-0.2%
CNNE	B	-0.2%
HOPE	B	-0.2%
SRCE	B	-0.2%
ENR	B	-0.2%
FCF	A	-0.2%
NWBI	B	-0.2%
FIBK	A	-0.2%
FBNC	A	-0.2%
HTH	B	-0.19%
ARI	C	-0.19%
AKR	B	-0.19%
KLG	C	-0.19%
LADR	B	-0.19%
AVA	A	-0.19%
STBA	B	-0.19%
IVT	B	-0.19%
LOB	B	-0.19%
BUSE	B	-0.19%
MSEX	B	-0.19%
WMK	C	-0.19%
NWN	A	-0.19%
CODI	B	-0.19%
ROIC	A	-0.19%
WAFD	B	-0.19%
SAFT	C	-0.19%
XHR	B	-0.18%
IMKTA	C	-0.18%
ALEX	C	-0.18%
RC	D	-0.18%
NNI	D	-0.18%
PK	B	-0.18%
NAVI	C	-0.18%
SPB	C	-0.18%
SJW	D	-0.18%
ABR	C	-0.18%
DRH	B	-0.18%
VRE	B	-0.18%
EPC	D	-0.18%
DEI	B	-0.18%
MMI	B	-0.18%
ANDE	D	-0.18%
OFG	B	-0.18%
STC	B	-0.18%
APLE	B	-0.18%
NWE	B	-0.18%
RLJ	C	-0.18%
NTST	D	-0.17%
PGRE	F	-0.17%
CWEN	C	-0.17%
SHO	C	-0.17%
NMRK	B	-0.17%
UTZ	D	-0.17%
EXPI	C	-0.16%
DBRG	F	-0.16%
BNL	D	-0.16%
LXP	D	-0.16%
SEB	F	-0.16%
PCH	D	-0.16%
PEB	D	-0.16%
CMTG	F	-0.16%
HIW	D	-0.16%
JBGS	D	-0.15%
DEA	D	-0.15%
MPW	F	-0.13%
MGPI	F	-0.11%