SPMD vs. FNY ETF Comparison

Comparison of SPDR Portfolio Mid Cap ETF (SPMD) to First Trust Mid Cap Growth AlphaDEX (FNY)

SPMD

SPDR Portfolio Mid Cap ETF

SPMD Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P 1000 Index. The fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index measures the performance of the small- and mid-capitalization segments of the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$58.61

Average Daily Volume

1,189,171

Number of Holdings ^*

392

* may have additional holdings in another (foreign) market

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$87.32

Average Daily Volume

13,952

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

Performance

Period	SPMD	FNY
30 Days	7.11%	9.26%
60 Days	7.29%	10.03%
90 Days	8.21%	12.45%
12 Months	32.98%	43.71%

109 Overlapping Holdings

Symbol	Grade	Weight in SPMD	Weight in FNY	Overlap
AAON	B	0.3%	0.69%	0.3%
ADC	B	0.25%	0.58%	0.25%
AIT	A	0.34%	0.68%	0.34%
AM	A	0.17%	0.15%	0.15%
ANF	C	0.24%	0.58%	0.24%
APPF	B	0.18%	0.14%	0.14%
ATR	B	0.38%	0.29%	0.29%
AXTA	A	0.29%	0.31%	0.29%
AYI	B	0.33%	0.5%	0.33%
BCO	D	0.14%	0.56%	0.14%
BDC	B	0.16%	0.43%	0.16%
BLKB	B	0.11%	0.28%	0.11%
BRBR	A	0.31%	0.51%	0.31%
BRKR	D	0.2%	0.1%	0.1%
BRX	A	0.28%	0.3%	0.28%
BWXT	B	0.39%	0.49%	0.39%
CACI	D	0.36%	0.63%	0.36%
CBSH	A	0.28%	0.34%	0.28%
CBT	C	0.2%	0.55%	0.2%
CFR	B	0.29%	0.35%	0.29%
CHDN	B	0.34%	0.29%	0.29%
CHE	D	0.28%	0.13%	0.13%
CHH	A	0.11%	0.16%	0.11%
CLH	B	0.42%	0.43%	0.42%
CNM	D	0.27%	0.14%	0.14%
COHR	B	0.51%	0.76%	0.51%
COKE	C	0.24%	0.65%	0.24%
CROX	D	0.2%	0.28%	0.2%
CRUS	D	0.18%	0.35%	0.18%
CUBE	D	0.36%	0.26%	0.26%
CVLT	B	0.25%	0.76%	0.25%
CW	B	0.46%	0.76%	0.46%
DBX	B	0.22%	0.29%	0.22%
DCI	B	0.31%	0.15%	0.15%
DKS	C	0.38%	0.41%	0.38%
DOCU	A	0.54%	0.54%	0.54%
DT	C	0.53%	0.42%	0.42%
DTM	B	0.32%	0.37%	0.32%
DUOL	A	0.4%	0.77%	0.4%
EEFT	B	0.14%	0.29%	0.14%
EGP	F	0.27%	0.13%	0.13%
EHC	B	0.34%	0.58%	0.34%
ENSG	D	0.27%	0.71%	0.27%
ESAB	B	0.24%	0.33%	0.24%
EWBC	A	0.47%	0.71%	0.47%
EXEL	B	0.33%	0.75%	0.33%
EXLS	B	0.24%	0.66%	0.24%
EXP	A	0.34%	0.59%	0.34%
EXPO	D	0.17%	0.24%	0.17%
FCN	D	0.23%	0.24%	0.23%
FFIN	B	0.18%	0.63%	0.18%
FIX	A	0.52%	0.82%	0.52%
FLS	B	0.26%	0.49%	0.26%
FND	C	0.36%	0.23%	0.23%
FR	C	0.23%	0.13%	0.13%
GAP	C	0.16%	0.27%	0.16%
GATX	A	0.18%	0.16%	0.16%
GME	C	0.35%	0.33%	0.33%
GMED	A	0.3%	0.65%	0.3%
GPK	C	0.28%	0.27%	0.27%
GTLS	B	0.23%	0.19%	0.19%
H	B	0.23%	0.14%	0.14%
HALO	F	0.23%	0.42%	0.23%
HLI	B	0.32%	0.66%	0.32%
HLNE	B	0.26%	0.8%	0.26%
HOMB	A	0.19%	0.48%	0.19%
HRB	D	0.27%	0.54%	0.27%
IBKR	A	0.64%	0.74%	0.64%
IBOC	A	0.13%	0.5%	0.13%
IRT	A	0.15%	0.29%	0.15%
ITT	A	0.41%	0.58%	0.41%
KD	B	0.22%	0.17%	0.17%
KEX	C	0.25%	0.59%	0.25%
KNF	A	0.18%	0.76%	0.18%
KNSL	B	0.35%	0.28%	0.28%
KRG	B	0.19%	0.29%	0.19%
LAMR	D	0.37%	0.27%	0.27%
LNTH	D	0.19%	0.49%	0.19%
LNW	D	0.27%	0.14%	0.14%
LOPE	B	0.16%	0.16%	0.16%
MASI	A	0.23%	0.17%	0.17%
MEDP	D	0.28%	0.13%	0.13%
MORN	B	0.31%	0.15%	0.15%
NEU	C	0.14%	0.14%	0.14%
NNN	D	0.25%	0.13%	0.13%
NYT	C	0.29%	0.4%	0.29%
OHI	C	0.34%	0.41%	0.34%
OLLI	D	0.19%	0.39%	0.19%
ONB	B	0.23%	0.48%	0.23%
ORA	B	0.14%	0.29%	0.14%
PCTY	B	0.29%	0.34%	0.29%
PLNT	A	0.27%	0.51%	0.27%
PRI	A	0.33%	0.48%	0.33%
PSN	D	0.15%	0.64%	0.15%
RBC	A	0.3%	0.15%	0.15%
RGLD	C	0.3%	0.15%	0.15%
RLI	B	0.24%	0.32%	0.24%
ROIV	C	0.17%	0.14%	0.14%
RYAN	B	0.24%	0.45%	0.24%
SBRA	C	0.14%	0.41%	0.14%
SCI	B	0.4%	0.46%	0.4%
SFM	A	0.47%	0.91%	0.47%
SMG	D	0.1%	0.49%	0.1%
SSD	D	0.25%	0.13%	0.13%
TKO	B	0.26%	0.57%	0.26%
TTEK	F	0.36%	0.62%	0.36%
TXRH	C	0.44%	0.63%	0.44%
WING	D	0.32%	0.33%	0.32%
WWD	B	0.34%	0.42%	0.34%

SPMD Overweight 283 Positions Relative to FNY

Symbol	Grade	Weight
TPL	A	0.85%
EME	C	0.77%
ILMN	D	0.75%
CSL	C	0.69%
LII	A	0.65%
WSO	A	0.6%
RPM	A	0.58%
UTHR	C	0.57%
XPO	B	0.57%
OC	A	0.56%
BURL	A	0.56%
RBA	A	0.56%
RS	B	0.56%
MANH	D	0.56%
WSM	B	0.55%
USFD	A	0.53%
TOL	B	0.52%
FNF	B	0.52%
PSTG	D	0.51%
THC	D	0.51%
CASY	A	0.5%
GGG	B	0.5%
RGA	A	0.5%
EQH	B	0.5%
SAIA	B	0.48%
ACM	A	0.47%
AVTR	F	0.47%
PFGC	B	0.44%
GLPI	C	0.44%
ELS	C	0.44%
RNR	C	0.44%
NVT	B	0.41%
UNM	A	0.41%
NBIX	C	0.41%
JLL	D	0.41%
BMRN	D	0.41%
WPC	D	0.4%
LECO	B	0.39%
AMH	D	0.39%
OVV	B	0.39%
SF	B	0.39%
JEF	A	0.39%
RRX	B	0.38%
BJ	A	0.38%
FHN	A	0.36%
BLD	D	0.36%
AA	B	0.35%
EVR	B	0.35%
CCK	C	0.35%
CG	A	0.35%
ARMK	B	0.34%
WBS	A	0.34%
AFG	A	0.34%
SRPT	D	0.34%
ALLY	C	0.33%
LAD	A	0.33%
WAL	B	0.33%
CIEN	B	0.33%
WTRG	B	0.32%
PR	B	0.32%
INGR	B	0.32%
MUSA	A	0.32%
WCC	B	0.31%
FBIN	D	0.31%
CNH	C	0.31%
AAL	B	0.31%
PNFP	B	0.31%
TPX	B	0.31%
KNX	B	0.3%
PEN	B	0.3%
FN	D	0.3%
REXR	F	0.3%
WMS	D	0.3%
FLR	B	0.29%
WTFC	A	0.29%
SNX	C	0.29%
ZION	B	0.29%
ORI	A	0.29%
AR	B	0.29%
OGE	B	0.28%
MTZ	B	0.28%
CR	A	0.28%
TTC	D	0.28%
UFPI	B	0.27%
SEIC	B	0.27%
CHRD	D	0.27%
SSB	B	0.27%
ONTO	D	0.27%
X	C	0.27%
RRC	B	0.27%
SKX	D	0.27%
HQY	B	0.27%
PB	A	0.26%
KBR	F	0.26%
VOYA	B	0.26%
SNV	B	0.26%
WEX	D	0.25%
MKSI	C	0.25%
BERY	B	0.25%
WH	B	0.25%
JAZZ	B	0.25%
FYBR	D	0.25%
TREX	C	0.25%
GXO	B	0.24%
R	B	0.24%
ALV	C	0.24%
OSK	B	0.24%
MIDD	C	0.24%
MTSI	B	0.24%
TMHC	B	0.24%
OLED	D	0.24%
G	B	0.24%
RGEN	D	0.24%
CMC	B	0.23%
MTDR	B	0.23%
VMI	B	0.23%
DINO	D	0.23%
VNO	B	0.23%
CADE	B	0.23%
ELF	C	0.23%
CGNX	C	0.23%
LSCC	D	0.23%
GNTX	C	0.23%
LPX	B	0.23%
DAR	C	0.22%
STAG	F	0.22%
LSTR	D	0.22%
FAF	A	0.22%
BIO	D	0.22%
MTN	C	0.22%
MSA	D	0.22%
IDA	A	0.21%
WHR	B	0.21%
GBCI	B	0.21%
MTG	C	0.21%
NOV	C	0.21%
CYTK	F	0.21%
SAIC	F	0.21%
MAT	D	0.21%
DOCS	C	0.21%
COLB	A	0.21%
ESNT	D	0.2%
FNB	A	0.2%
VNT	B	0.2%
SIGI	C	0.2%
NOVT	D	0.2%
ARW	D	0.2%
WFRD	D	0.2%
ALTR	B	0.2%
LFUS	F	0.2%
STWD	C	0.2%
KBH	D	0.19%
UBSI	B	0.19%
AGCO	D	0.19%
RMBS	C	0.19%
LITE	B	0.19%
WTS	B	0.19%
PVH	C	0.19%
CNX	A	0.19%
JHG	A	0.19%
THG	A	0.19%
THO	B	0.19%
CHX	C	0.19%
BC	C	0.18%
LEA	D	0.18%
UMBF	B	0.18%
QLYS	C	0.18%
VVV	F	0.18%
NFG	A	0.18%
CLF	F	0.18%
AMG	B	0.18%
BYD	C	0.17%
OZK	B	0.17%
NXST	C	0.17%
POST	C	0.17%
HWC	B	0.17%
SLM	A	0.17%
WMG	C	0.16%
MUR	D	0.16%
POR	C	0.16%
VLY	B	0.16%
TKR	D	0.16%
RH	B	0.16%
FIVE	F	0.16%
MMS	F	0.16%
HXL	D	0.16%
OLN	D	0.16%
ST	F	0.16%
SON	D	0.16%
UGI	A	0.16%
CHWY	B	0.15%
SWX	B	0.15%
HAE	C	0.15%
AVNT	B	0.15%
AVT	C	0.15%
CIVI	D	0.15%
NJR	A	0.15%
CUZ	B	0.15%
ASGN	F	0.14%
CNO	A	0.14%
TCBI	B	0.14%
PNM	F	0.14%
KRC	C	0.14%
OGS	A	0.14%
CELH	F	0.14%
WLK	D	0.14%
FLO	D	0.14%
KMPR	B	0.14%
M	D	0.14%
DLB	B	0.14%
BKH	A	0.14%
SLGN	A	0.14%
AN	C	0.14%
SR	A	0.13%
ASH	D	0.13%
MSM	C	0.13%
HOG	D	0.13%
ENS	D	0.13%
ASB	B	0.13%
RYN	D	0.13%
IRDM	D	0.12%
TEX	D	0.12%
PII	D	0.12%
POWI	D	0.12%
LANC	C	0.12%
WU	D	0.12%
XRAY	F	0.12%
ACHC	F	0.12%
PRGO	B	0.12%
ALE	A	0.12%
TNL	A	0.12%
OPCH	D	0.12%
GHC	C	0.11%
YETI	C	0.11%
FHI	A	0.11%
EPR	D	0.11%
NWE	B	0.11%
VAL	D	0.11%
CDP	C	0.11%
SLAB	D	0.11%
NVST	B	0.11%
CC	C	0.1%
NEOG	F	0.1%
AMKR	D	0.1%
NSA	D	0.1%
AMED	F	0.1%
SYNA	C	0.1%
MAN	D	0.1%
VAC	B	0.1%
PCH	D	0.1%
PAG	B	0.1%
ZI	D	0.1%
ALGM	D	0.1%
PK	B	0.1%
PBF	D	0.1%
BHF	B	0.1%
WEN	D	0.1%
GT	C	0.09%
ARWR	F	0.09%
NSP	D	0.09%
CXT	B	0.09%
HGV	B	0.09%
COTY	F	0.09%
COLM	B	0.09%
SAM	C	0.09%
LIVN	F	0.09%
TDC	D	0.09%
SHC	F	0.08%
CPRI	F	0.08%
VC	D	0.08%
ENOV	C	0.08%
PPC	C	0.07%
IPGP	D	0.07%
AZTA	D	0.07%
JWN	C	0.07%
RCM	F	0.07%
GEF	A	0.06%
VSH	D	0.06%
CAR	C	0.06%
UAA	C	0.06%
CNXC	F	0.06%
CRI	D	0.06%
UA	C	0.04%

SPMD Underweight 105 Positions Relative to FNY

Symbol	Grade	Weight
AFRM	B	-1.08%
SOFI	A	-1.0%
AX	A	-0.9%
ALSN	B	-0.87%
QTWO	A	-0.86%
NTRA	B	-0.86%
PIPR	B	-0.84%
SFBS	B	-0.82%
CORT	B	-0.81%
RDNT	B	-0.81%
CRS	A	-0.8%
TOST	B	-0.8%
FOUR	B	-0.8%
KTB	B	-0.79%
CSWI	A	-0.79%
ITRI	B	-0.77%
ACIW	B	-0.76%
MOG.A	B	-0.76%
IOT	A	-0.73%
LTH	C	-0.7%
DY	D	-0.7%
DVA	B	-0.68%
MOD	A	-0.67%
PEGA	A	-0.66%
HIMS	B	-0.65%
TPG	A	-0.65%
PODD	C	-0.63%
CRVL	A	-0.62%
SLG	B	-0.62%
FRPT	B	-0.62%
RL	B	-0.61%
MMSI	B	-0.6%
GWRE	A	-0.6%
ATI	D	-0.6%
ITGR	B	-0.59%
AUR	C	-0.59%
BOOT	D	-0.57%
AVAV	D	-0.56%
CRDO	B	-0.56%
BFAM	D	-0.55%
FSS	B	-0.55%
BMI	B	-0.55%
EPRT	B	-0.55%
NCLH	B	-0.54%
KAI	A	-0.5%
AWI	A	-0.49%
WHD	B	-0.47%
S	B	-0.47%
IBP	D	-0.47%
PI	D	-0.46%
FFIV	B	-0.46%
ZETA	D	-0.46%
HASI	D	-0.45%
TW	A	-0.45%
AXSM	B	-0.44%
BOX	B	-0.44%
CNS	B	-0.44%
AZEK	A	-0.42%
WYNN	D	-0.4%
ALLE	D	-0.4%
INSM	C	-0.39%
RNA	D	-0.38%
VRNS	D	-0.37%
INSP	D	-0.35%
RVMD	C	-0.34%
MTCH	D	-0.34%
RARE	D	-0.33%
WTM	A	-0.32%
ITCI	C	-0.32%
CWST	A	-0.31%
RUN	F	-0.31%
MKTX	D	-0.3%
GKOS	B	-0.3%
MSGS	A	-0.3%
BCPC	B	-0.29%
REG	B	-0.29%
AES	F	-0.29%
TMDX	F	-0.29%
RHP	B	-0.29%
BPMC	C	-0.28%
CTRE	D	-0.28%
CPT	B	-0.27%
AGNC	D	-0.26%
AOS	F	-0.23%
VRRM	D	-0.23%
CLSK	C	-0.2%
PAYC	B	-0.19%
LYFT	C	-0.19%
GH	B	-0.18%
OWL	A	-0.17%
DAY	B	-0.17%
MARA	C	-0.16%
TRMB	B	-0.16%
NTNX	A	-0.16%
ESI	A	-0.15%
CRNX	C	-0.15%
MAIN	A	-0.15%
GOLF	B	-0.15%
IPAR	B	-0.14%
UDR	B	-0.14%
ELAN	D	-0.13%
TECH	D	-0.12%
U	C	-0.11%
TDW	F	-0.1%
LCID	F	-0.09%