SMMV vs. FXO ETF Comparison

Comparison of iShares MSCI USA Small-Cap Min Vol Factor ETF (SMMV) to First Trust Financials AlphaDEX (FXO)

SMMV

iShares MSCI USA Small-Cap Min Vol Factor ETF

SMMV Description

iShares Edge MSCI Min Vol USA Small-Cap ETF seeks to track the investment results of an index composed of small-capitalization U.S. equities that, in the aggregate, have lower volatility characteristics relative to the small-capitalization U.S. equity market.

Grade (RS Rating)

Last Trade

$36.83

Average Daily Volume

141,710

Number of Holdings ^*

300

* may have additional holdings in another (foreign) market

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$46.01

Average Daily Volume

77,283

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

Performance

Period	SMMV	FXO
30 Days	-0.08%	-1.29%
60 Days	0.33%	3.05%
90 Days	3.66%	6.30%
12 Months	9.87%	41.45%

8 Overlapping Holdings

Symbol	Grade	Weight in SMMV	Weight in FXO	Overlap
AXS	B	1.08%	0.67%	0.67%
ORI	A	1.49%	0.69%	0.69%
RGA	A	0.47%	0.69%	0.47%
RNR	D	0.91%	1.63%	0.91%
RYAN	D	0.56%	1.32%	0.56%
UNM	A	0.26%	1.69%	0.26%
VIRT	A	0.26%	1.07%	0.26%
WTM	A	1.08%	1.78%	1.08%

SMMV Overweight 292 Positions Relative to FXO

Symbol	Grade	Weight
MUSA	D	1.6%
RGLD	B	1.5%
LSTR	D	1.42%
CHE	F	1.39%
ADC	B	1.3%
EXEL	D	1.2%
FLO	B	1.19%
SIGI	F	1.19%
ATR	A	1.19%
RLI	D	1.18%
IDA	B	1.14%
MDU	A	1.13%
DLB	D	1.1%
ENSG	D	1.03%
CVLT	A	1.01%
NSIT	A	0.99%
SFM	A	0.98%
EHC	A	0.93%
THG	A	0.91%
POST	C	0.9%
NEU	D	0.9%
ALKS	F	0.9%
BJ	C	0.86%
PBH	D	0.84%
LOPE	C	0.81%
CACI	A	0.8%
PSN	D	0.78%
ESGR	B	0.77%
SAIC	D	0.75%
AM	A	0.74%
FCN	B	0.73%
MSM	F	0.73%
NWE	B	0.73%
PNM	C	0.72%
PAGP	B	0.7%
WEN	B	0.69%
BWXT	D	0.69%
MSGS	B	0.68%
CCOI	F	0.67%
GNTX	D	0.66%
TKO	B	0.66%
HQY	D	0.65%
AVT	A	0.64%
AVA	B	0.64%
BRC	B	0.63%
TGNA	D	0.62%
MGRC	D	0.62%
PINC	F	0.59%
GHC	B	0.58%
PNW	B	0.57%
SON	D	0.57%
CALM	D	0.55%
HESM	C	0.55%
LANC	D	0.54%
POR	B	0.53%
INGR	C	0.53%
PDCO	F	0.52%
CWST	D	0.51%
MMS	C	0.51%
KBR	A	0.51%
JJSF	F	0.5%
EQC	D	0.49%
WERN	D	0.49%
TXRH	A	0.48%
GO	F	0.48%
PJT	C	0.46%
LAUR	A	0.46%
CASY	B	0.46%
VRRM	A	0.46%
INSW	A	0.45%
PRGS	F	0.45%
IONS	F	0.44%
REYN	D	0.43%
IDCC	C	0.43%
HCC	B	0.42%
STRA	A	0.42%
HURN	F	0.42%
OHI	A	0.42%
SCI	D	0.41%
MGEE	A	0.41%
XENE	C	0.41%
LLYVK	D	0.4%
LRN	A	0.38%
HLI	A	0.38%
BATRK	C	0.38%
PCVX	D	0.38%
ADUS	C	0.37%
VVV	B	0.37%
OGS	B	0.37%
FCFS	D	0.36%
HMN	A	0.36%
CHCO	B	0.36%
OPCH	F	0.35%
ASH	A	0.34%
ROG	C	0.34%
PRGO	B	0.34%
MCY	A	0.34%
HRB	D	0.34%
NTCT	F	0.33%
VSH	C	0.33%
IDYA	D	0.33%
UNF	F	0.32%
CSWI	A	0.32%
LPG	B	0.32%
OGE	A	0.32%
SJW	D	0.31%
CWT	B	0.31%
WABC	B	0.3%
NHC	D	0.3%
ODP	C	0.3%
COLL	C	0.3%
SLGN	B	0.29%
PRDO	A	0.29%
THS	D	0.29%
SAFT	C	0.28%
DTM	B	0.27%
EIG	D	0.27%
NTST	C	0.27%
XNCR	C	0.27%
IRWD	F	0.26%
WMK	D	0.26%
HWKN	A	0.26%
DRS	D	0.26%
KRP	A	0.25%
NJR	B	0.25%
WINA	C	0.25%
SNDR	D	0.25%
GTY	C	0.24%
AMED	D	0.24%
CRAI	B	0.24%
MRTN	D	0.24%
ITCI	C	0.23%
EME	A	0.23%
PEBO	B	0.23%
SPNT	C	0.23%
IMKTA	F	0.23%
AWR	C	0.22%
OSW	A	0.22%
AMSF	F	0.21%
SRPT	B	0.21%
INVA	B	0.21%
JBSS	F	0.21%
VIAV	F	0.21%
CRVL	C	0.2%
ARW	B	0.2%
CTRE	B	0.2%
RARE	D	0.2%
GPK	C	0.2%
OSIS	C	0.2%
BBSI	A	0.19%
CRNX	A	0.19%
RGR	C	0.19%
ARCH	D	0.18%
MIRM	D	0.18%
CCCS	F	0.18%
AGX	B	0.18%
REX	B	0.18%
PRA	C	0.17%
DVAX	D	0.17%
USLM	A	0.17%
NYT	B	0.17%
SUPN	D	0.17%
COLD	F	0.17%
CNXN	D	0.17%
LLYVA	D	0.17%
CPK	B	0.16%
VREX	F	0.16%
SPTN	D	0.16%
CLW	B	0.16%
CSGS	F	0.16%
CORT	D	0.16%
PARR	F	0.16%
BFC	D	0.16%
ACHC	F	0.15%
KFRC	D	0.15%
HSTM	B	0.15%
CTBI	A	0.15%
BLKB	B	0.14%
SMP	C	0.14%
CWAN	D	0.14%
KNTK	B	0.14%
PBF	C	0.14%
CBZ	D	0.14%
SHEN	F	0.14%
KNSA	C	0.13%
OLLI	C	0.13%
USPH	C	0.13%
UVE	B	0.13%
HCKT	D	0.13%
ICFI	C	0.13%
VVX	B	0.13%
HUBG	C	0.13%
CNX	B	0.12%
GSBC	B	0.12%
FTRE	C	0.12%
IDT	A	0.12%
PECO	D	0.12%
YORW	C	0.12%
NRC	D	0.12%
CIEN	D	0.12%
EBF	D	0.12%
AMPH	F	0.12%
IRDM	C	0.12%
FMNB	D	0.11%
WT	A	0.11%
SMPL	B	0.11%
IMXI	D	0.11%
FRPH	A	0.11%
SKWD	B	0.11%
CASS	D	0.11%
KRYS	D	0.11%
LTC	A	0.11%
DX	C	0.11%
KNF	B	0.11%
HTLD	F	0.11%
FPI	B	0.11%
DCPH	A	0.11%
GTX	C	0.11%
SCHL	D	0.1%
KN	B	0.1%
CHH	D	0.1%
DJCO	C	0.1%
AMN	D	0.1%
ATEX	D	0.1%
ATGE	A	0.1%
CW	A	0.1%
THFF	B	0.1%
NPK	A	0.1%
DHIL	C	0.1%
ACLX	D	0.1%
PLXS	B	0.09%
INSM	D	0.09%
CCBG	D	0.09%
MLTX	D	0.09%
GPOR	C	0.09%
CRC	F	0.09%
HONE	B	0.09%
UFPT	A	0.09%
HALO	D	0.09%
TR	F	0.08%
USM	D	0.08%
SPFI	B	0.08%
JRVR	D	0.08%
QDEL	F	0.08%
RXO	D	0.08%
TIPT	D	0.08%
TBPH	C	0.08%
LYTS	B	0.08%
TARS	C	0.08%
ADMA	A	0.08%
CEIX	F	0.07%
UTZ	A	0.07%
VRDN	F	0.07%
DK	F	0.07%
VNOM	C	0.07%
SR	B	0.07%
BRBR	C	0.07%
SEB	C	0.07%
DORM	C	0.07%
MCS	F	0.07%
SENEA	B	0.07%
MODN	B	0.07%
BHE	A	0.06%
STEL	D	0.06%
DCI	B	0.06%
PX	F	0.06%
MYE	A	0.06%
SWX	A	0.06%
PCRX	F	0.06%
BMEA	F	0.06%
ITOS	C	0.06%
ZYME	D	0.06%
RMR	B	0.06%
ARKO	F	0.06%
BATRA	C	0.06%
TH	C	0.05%
NBTB	B	0.05%
ADEA	F	0.05%
ACEL	C	0.05%
ATNI	F	0.05%
KELYA	C	0.05%
UFCS	B	0.05%
IRON	F	0.05%
MITK	C	0.05%
DGICA	F	0.05%
NTGR	F	0.05%
CRUS	C	0.05%
CTS	A	0.05%
FOLD	F	0.04%
CCRN	F	0.04%
ASLE	F	0.02%
IRBT	D	0.01%

SMMV Underweight 93 Positions Relative to FXO

Symbol	Grade	Weight
ACGL	A	-1.81%
PGR	B	-1.79%
FCNCA	B	-1.79%
OZK	B	-1.75%
OWL	C	-1.73%
SLM	A	-1.71%
APO	D	-1.68%
AMG	C	-1.66%
JHG	B	-1.66%
BRK.A	D	-1.66%
CINF	D	-1.65%
KKR	D	-1.65%
EG	D	-1.63%
MTG	C	-1.61%
NU	C	-1.6%
TROW	D	-1.58%
AGO	D	-1.55%
MTB	A	-1.41%
COLB	C	-1.41%
OMF	A	-1.39%
FHN	A	-1.37%
HBAN	A	-1.37%
AIG	A	-1.36%
C	A	-1.36%
MKL	A	-1.36%
L	A	-1.36%
FNB	A	-1.35%
ALLY	A	-1.33%
AMP	B	-1.32%
BRO	C	-1.32%
STT	C	-1.32%
CMA	B	-1.3%
WBS	D	-1.22%
BEN	F	-1.13%
EQH	A	-1.02%
KNSL	F	-1.01%
LPLA	A	-1.0%
ARES	C	-0.99%
BK	A	-0.98%
BOKF	A	-0.98%
FHB	A	-0.98%
AFL	B	-0.98%
BAC	B	-0.97%
EWBC	A	-0.96%
CFG	A	-0.96%
ZION	A	-0.96%
CB	C	-0.96%
WTFC	A	-0.94%
HIG	D	-0.94%
RF	B	-0.93%
WAL	C	-0.92%
SEIC	C	-0.92%
PNFP	C	-0.91%
LNC	D	-0.87%
PRI	D	-0.85%
GS	A	-0.72%
WFC	B	-0.72%
FITB	A	-0.7%
TPG	C	-0.69%
BPOP	A	-0.69%
PB	B	-0.67%
PNC	A	-0.67%
JPM	B	-0.67%
WTW	D	-0.65%
MORN	C	-0.65%
NTRS	C	-0.65%
SNV	C	-0.64%
USB	C	-0.64%
UWMC	C	-0.62%
FAF	F	-0.61%
RKT	C	-0.59%
GL	F	-0.48%
CBSH	A	-0.35%
SF	A	-0.34%
CBOE	D	-0.33%
JEF	B	-0.33%
TW	B	-0.33%
RJF	A	-0.32%
VOYA	C	-0.32%
AJG	C	-0.32%
PRU	C	-0.32%
MS	A	-0.32%
TRV	C	-0.31%
AIZ	C	-0.31%
KEY	C	-0.31%
CRBG	A	-0.31%
CFR	C	-0.31%
STWD	C	-0.31%
AFG	D	-0.31%
FNF	A	-0.31%
BLK	D	-0.3%
WRB	D	-0.29%
XP	D	-0.27%