ROSC vs. FDM ETF Comparison

Comparison of Hartford Multifactor Small Cap ETF (ROSC) to First Trust DJ Select MicroCap ETF (FDM)

ROSC

Hartford Multifactor Small Cap ETF

ROSC Description

The investment seeks to provide investment results that correspond to the total return performance of the Hartford Multifactor Small Cap Index. The fund generally invests at least 80% of its net assets (plus the amount of borrowings for investment purposes) in securities of the index and in depositary receipts representing securities of the index. The index is designed to address risks and opportunities within the United States small cap universe by selecting equity securities of companies exhibiting a favorable combination of factor characteristics, including valuation, momentum, and quality.

Grade (RS Rating)

Last Trade

$40.25

Average Daily Volume

2,052

Number of Holdings ^*

303

* may have additional holdings in another (foreign) market

FDM

First Trust DJ Select MicroCap ETF

FDM Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Dow Jones Select MicroCap Index(SM) (the "index"). The fund will normally invest at least 80% of its net assets plus the amount of any borrowings for investment purposes in common stocks of U.S. micro-capitalization companies which are publicly traded in the United States. The index is comprised of selected U.S. micro-capitalization companies chosen from all common stocks traded on the NewYork Stock Exchange, the NYSE MKT and NASDAQ(R) with limited partnerships excluded.

Grade (RS Rating)

Last Trade

$61.31

Average Daily Volume

4,437

Number of Holdings ^*

153

* may have additional holdings in another (foreign) market

Performance

Period	ROSC	FDM
30 Days	-0.95%	-1.28%
60 Days	-0.94%	1.67%
90 Days	0.36%	5.21%
12 Months	22.05%	26.31%

42 Overlapping Holdings

Symbol	Grade	Weight in ROSC	Weight in FDM	Overlap
BBSI	A	0.35%	1.35%	0.35%
BBW	A	0.15%	0.63%	0.15%
BELFB	B	1.1%	0.98%	0.98%
BFST	D	0.02%	0.8%	0.02%
CMT	D	0.16%	0.24%	0.16%
CWCO	D	0.19%	0.62%	0.19%
EPM	F	0.3%	0.29%	0.29%
ESQ	C	0.02%	0.5%	0.02%
EZPW	C	0.13%	0.96%	0.13%
FF	B	0.06%	0.24%	0.06%
GNE	F	0.63%	0.57%	0.57%
GSBC	B	0.02%	0.75%	0.02%
HCKT	D	0.39%	0.9%	0.39%
HDSN	F	0.24%	0.67%	0.24%
HTBK	D	0.3%	0.81%	0.3%
HVT	F	0.52%	0.69%	0.52%
IBCP	B	0.32%	0.86%	0.32%
IDT	A	0.45%	1.18%	0.45%
JOUT	F	0.1%	0.45%	0.1%
KE	D	0.04%	0.88%	0.04%
LMB	C	0.02%	0.75%	0.02%
LYTS	B	0.08%	0.68%	0.08%
MLR	A	0.31%	0.93%	0.31%
MYE	A	0.26%	1.35%	0.26%
ODC	B	0.26%	0.59%	0.26%
OLP	A	0.02%	0.6%	0.02%
OSG	B	0.02%	0.53%	0.02%
OSUR	D	0.64%	0.65%	0.64%
PAHC	A	0.37%	0.56%	0.37%
PANL	C	0.27%	0.41%	0.27%
RCMT	F	0.17%	0.17%	0.17%
RMR	B	0.36%	0.57%	0.36%
SCSC	C	0.36%	1.76%	0.36%
SPOK	F	0.49%	0.52%	0.49%
SXC	D	0.47%	1.46%	0.47%
THFF	B	0.24%	0.64%	0.24%
UVSP	A	0.18%	1.04%	0.18%
UWMC	C	0.15%	0.98%	0.15%
VPG	D	0.18%	0.7%	0.18%
VYGR	D	0.21%	0.62%	0.21%
WSR	D	0.44%	0.89%	0.44%
ZEUS	F	0.29%	1.08%	0.29%

ROSC Overweight 261 Positions Relative to FDM

Symbol	Grade	Weight
JXN	A	1.23%
HCC	B	1.13%
WIRE	A	1.1%
CALM	D	1.07%
RUSHA	D	1.01%
PINC	F	1.0%
PDCO	F	0.95%
ARCH	D	0.9%
LEVI	A	0.88%
SCS	D	0.85%
PLUS	C	0.85%
PRDO	A	0.84%
IMKTA	F	0.83%
BKE	D	0.82%
HNI	B	0.81%
HY	D	0.81%
ETD	F	0.81%
DDS	B	0.81%
GMS	C	0.77%
AMKR	C	0.77%
HOPE	D	0.75%
MATX	B	0.74%
JBSS	F	0.71%
NHC	D	0.71%
VSH	C	0.71%
WMK	D	0.66%
KTB	B	0.66%
STC	A	0.65%
PLAB	C	0.65%
SNDR	D	0.64%
CRVL	C	0.64%
XRX	F	0.63%
CVI	F	0.62%
COLL	C	0.62%
EIG	D	0.61%
CCRN	F	0.61%
CPRX	D	0.61%
IDCC	C	0.61%
SANM	B	0.6%
SWBI	A	0.6%
GEF	D	0.6%
MOV	D	0.6%
IRWD	F	0.59%
SMP	C	0.57%
RGR	C	0.56%
GPI	A	0.56%
INVA	B	0.56%
BHE	A	0.56%
BRC	B	0.56%
LZB	F	0.55%
UFPT	A	0.55%
OFG	A	0.54%
PATK	D	0.54%
CNXN	D	0.53%
KFRC	D	0.53%
CNO	A	0.53%
AMPH	F	0.53%
FOR	D	0.53%
GNW	C	0.52%
SLVM	A	0.51%
PFBC	A	0.5%
CPF	A	0.49%
LMAT	A	0.49%
MED	F	0.49%
CORT	D	0.48%
RYI	F	0.47%
APOG	A	0.46%
AMN	D	0.46%
UVV	B	0.45%
ZYXI	D	0.45%
UVE	B	0.44%
OXM	A	0.44%
TRST	B	0.43%
CEIX	F	0.42%
HSTM	B	0.42%
ACT	A	0.42%
RGP	D	0.42%
LRN	A	0.42%
LBRT	B	0.42%
EMBC	F	0.41%
GPOR	C	0.4%
HIBB	A	0.4%
AMRK	A	0.39%
NWLI	A	0.39%
ORGO	F	0.39%
SPTN	D	0.39%
SAFT	C	0.39%
SUPN	D	0.38%
TNC	D	0.38%
IBOC	A	0.38%
VGR	F	0.38%
JAKK	F	0.37%
TOWN	B	0.37%
SCHL	D	0.37%
IIPR	A	0.37%
HUBG	C	0.37%
OSIS	C	0.37%
MHO	D	0.37%
EQC	D	0.37%
CAL	D	0.36%
NX	D	0.35%
WNC	F	0.35%
AGX	B	0.35%
IESC	B	0.34%
HSII	D	0.34%
SPNT	C	0.32%
VBTX	B	0.32%
EBF	D	0.31%
SSTK	F	0.31%
WOR	D	0.3%
AMRX	A	0.3%
RELL	C	0.3%
ZIMV	D	0.3%
STBA	B	0.3%
TGNA	D	0.3%
PLPC	D	0.29%
ACCO	F	0.29%
GTY	C	0.29%
VIRC	B	0.29%
GOLF	D	0.29%
BXC	D	0.29%
BUSE	B	0.29%
BNL	C	0.28%
CTO	B	0.28%
MSBI	D	0.27%
OTTR	B	0.27%
KELYA	C	0.27%
VREX	F	0.27%
REFI	A	0.26%
OMI	F	0.26%
DAKT	B	0.26%
KRT	D	0.26%
ALX	C	0.26%
TPG	C	0.26%
ATEN	A	0.26%
FULT	A	0.25%
FBP	A	0.25%
CARG	C	0.24%
WSBC	D	0.24%
LXP	D	0.24%
ADUS	C	0.24%
CCS	D	0.23%
APLE	F	0.23%
HMN	A	0.23%
HAFC	C	0.23%
NMRK	D	0.22%
PBH	D	0.22%
RLJ	D	0.22%
NRC	D	0.22%
CSGS	F	0.22%
TPH	A	0.22%
SMLR	F	0.21%
TCMD	F	0.21%
AAN	F	0.21%
GRNT	B	0.21%
WERN	D	0.21%
MMI	D	0.21%
ASIX	F	0.2%
HRMY	C	0.2%
ANDE	B	0.2%
BANR	B	0.19%
DVAX	D	0.19%
IRMD	C	0.19%
PLXS	B	0.18%
PRGS	F	0.18%
CATY	D	0.18%
CCOI	F	0.18%
ABCB	B	0.17%
NBTB	B	0.17%
CRC	F	0.17%
CTBI	A	0.17%
NWBI	C	0.17%
ODP	C	0.17%
EPR	D	0.17%
LTC	A	0.16%
BTU	F	0.16%
HTLF	A	0.16%
NVEC	F	0.16%
AHH	C	0.16%
UNF	F	0.15%
SHO	D	0.15%
GDRX	B	0.15%
CNX	B	0.15%
ACAD	F	0.14%
ATRI	B	0.14%
WGO	F	0.14%
GIC	F	0.14%
MRTN	D	0.14%
MAN	B	0.14%
HFWA	C	0.14%
KAI	D	0.14%
UTL	B	0.14%
PFC	B	0.13%
AROW	C	0.13%
GTX	C	0.13%
TBRG	F	0.12%
INSW	A	0.12%
PRK	A	0.12%
AMWD	D	0.12%
SEM	B	0.12%
DFH	D	0.12%
ASB	A	0.12%
CRI	F	0.12%
NUS	F	0.11%
PK	D	0.11%
SCVL	B	0.11%
JWN	B	0.11%
HTH	C	0.1%
FHB	A	0.1%
OCFC	C	0.1%
MGRC	D	0.1%
KOP	F	0.1%
CHCO	B	0.1%
OPY	A	0.1%
TCBK	B	0.1%
KNSA	C	0.1%
TRMK	A	0.09%
ITGR	D	0.09%
GRBK	C	0.09%
GHC	B	0.09%
PDM	B	0.09%
CSR	A	0.08%
DLX	A	0.08%
CUBI	D	0.08%
AVA	B	0.08%
RMNI	F	0.08%
NHI	A	0.08%
PEBO	B	0.07%
HE	F	0.07%
SHOO	D	0.07%
PSMT	A	0.07%
RNST	C	0.07%
HCI	B	0.06%
CASS	D	0.06%
YMAB	C	0.06%
LPG	B	0.06%
IMMR	D	0.05%
EFSC	C	0.05%
DEA	C	0.04%
THRY	C	0.04%
EOLS	D	0.04%
ARCB	F	0.04%
GMRE	D	0.04%
SXI	C	0.04%
ALG	D	0.04%
AKR	B	0.04%
FRME	B	0.03%
SFNC	D	0.03%
URBN	D	0.03%
UMH	C	0.03%
PARR	F	0.03%
MBIN	C	0.03%
ARCT	F	0.03%
NWN	B	0.02%
PAG	D	0.02%
JILL	C	0.02%
NATR	C	0.02%
FBNC	F	0.01%
WAFD	B	0.01%
BDN	B	0.01%
ESRT	D	0.01%

ROSC Underweight 111 Positions Relative to FDM

Symbol	Grade	Weight
POWL	B	-2.27%
ACMR	D	-2.06%
CRAI	B	-1.71%
VSEC	A	-1.7%
CGEM	A	-1.51%
GNK	A	-1.5%
CRGY	F	-1.49%
REX	B	-1.43%
HAYN	C	-1.26%
VVI	D	-1.23%
CECO	C	-1.22%
DCO	A	-1.21%
EGY	B	-1.15%
CLW	B	-1.11%
DXPE	B	-1.1%
AMBC	D	-1.1%
BRY	B	-0.97%
OSBC	B	-0.92%
LEU	C	-0.92%
ARHS	D	-0.91%
MBWM	B	-0.88%
CFB	D	-0.87%
TTI	F	-0.87%
PLOW	D	-0.85%
GATO	B	-0.79%
TITN	D	-0.75%
SD	C	-0.74%
RICK	F	-0.73%
DENN	F	-0.72%
NPK	A	-0.71%
AVNW	F	-0.71%
AMAL	B	-0.71%
DHIL	C	-0.71%
CCB	B	-0.69%
HTBI	B	-0.66%
CYH	B	-0.66%
CENT	D	-0.65%
LQDT	D	-0.65%
BHB	B	-0.64%
SMBC	D	-0.64%
CCBG	D	-0.6%
KRNY	F	-0.58%
NBN	C	-0.57%
SIGA	A	-0.57%
CSV	B	-0.57%
BOOM	F	-0.54%
ARTNA	D	-0.54%
GLRE	A	-0.54%
NWPX	C	-0.53%
KODK	D	-0.52%
SPFI	B	-0.52%
AVD	C	-0.51%
MCFT	F	-0.5%
MOFG	D	-0.49%
LINC	A	-0.49%
AMPY	B	-0.44%
SOI	B	-0.44%
BSRR	B	-0.44%
NEWT	D	-0.43%
NRIM	C	-0.43%
FSBC	D	-0.42%
PBPB	F	-0.42%
HBT	B	-0.4%
RM	B	-0.39%
WTI	F	-0.38%
ONEW	F	-0.38%
FET	F	-0.37%
LOCO	C	-0.37%
NECB	B	-0.37%
MVBF	F	-0.37%
FSBW	C	-0.36%
BCML	C	-0.35%
INSE	F	-0.35%
CVLY	B	-0.34%
TSBK	D	-0.33%
OBT	B	-0.32%
OMER	C	-0.32%
AFCG	B	-0.31%
PKOH	C	-0.31%
NATH	D	-0.3%
KFS	A	-0.29%
GENC	A	-0.29%
IPI	D	-0.29%
RLGT	F	-0.29%
PLBC	B	-0.28%
OVLY	C	-0.27%
LEGH	D	-0.24%
TSQ	B	-0.24%
MEC	B	-0.24%
MPX	C	-0.23%
STKS	C	-0.23%
QUAD	D	-0.23%
RNGR	F	-0.23%
INTT	F	-0.22%
OCN	D	-0.22%
LSEA	F	-0.21%
HNRG	F	-0.21%
ATLC	F	-0.21%
EVC	C	-0.21%
CMPO	B	-0.2%
III	F	-0.17%
KLXE	F	-0.16%
MNSB	D	-0.15%
REI	B	-0.14%
HGBL	F	-0.13%
BGFV	F	-0.13%
ASRT	D	-0.13%
TUSK	F	-0.12%
CCRD	C	-0.12%
TZOO	D	-0.09%
CMBM	F	-0.07%