PSCF vs. FYT ETF Comparison

Comparison of PowerShares S&P SmallCap Financials Portfolio (PSCF) to First Trust Small Cap Value AlphaDEX Fund (FYT)

PSCF

PowerShares S&P SmallCap Financials Portfolio

PSCF Description

The PowerShares S&P SmallCap Financials Portfolio (Fund) is based on the S&P SmallCap 600Â® Capped Financials Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US financial services companies. These companies are principally engaged in the business of providing services and products, including banking, investment services, insurance and real estate finance services. The Index is a subset of the S&P SmallCap 600Â® Index, which is a float-adjusted, market-capitalization-weighted index reflecting the US small-cap market. The Fund and the Index are rebalanced and reconstituted quarterly.

Grade (RS Rating)

Last Trade

$46.24

Average Daily Volume

1,127

Number of Holdings ^*

157

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$51.31

Average Daily Volume

12,625

Number of Holdings ^*

252

* may have additional holdings in another (foreign) market

Performance

Period	PSCF	FYT
30 Days	-2.84%	-4.40%
60 Days	-1.26%	-2.56%
90 Days	-1.18%	-1.70%
12 Months	19.18%	21.84%

63 Overlapping Holdings

Symbol	Grade	Weight in PSCF	Weight in FYT	Overlap
AAT	A	0.36%	0.53%	0.36%
ABR	B	0.84%	0.64%	0.64%
ALEX	C	0.41%	0.13%	0.13%
APAM	D	1.02%	0.12%	0.12%
ARI	D	0.49%	0.13%	0.13%
AUB	D	1.04%	0.25%	0.25%
AX	A	0.91%	0.53%	0.53%
BANR	D	0.54%	0.51%	0.51%
BHLB	A	0.32%	0.26%	0.26%
BKU	A	0.71%	0.39%	0.39%
CASH	B	0.45%	0.57%	0.45%
CATY	F	0.92%	0.5%	0.5%
CBU	D	0.82%	0.12%	0.12%
CUBI	D	0.48%	0.51%	0.48%
CVBF	D	0.76%	0.25%	0.25%
DEA	B	0.39%	0.28%	0.28%
DEI	B	0.77%	0.26%	0.26%
DFIN	B	0.55%	0.27%	0.27%
EIG	C	0.4%	0.65%	0.4%
ENVA	B	0.62%	0.54%	0.54%
FBK	B	0.46%	0.13%	0.13%
FBNC	D	0.47%	0.24%	0.24%
FBP	A	1.01%	0.27%	0.27%
FCF	A	0.47%	0.53%	0.47%
FFBC	A	0.73%	0.68%	0.68%
FHB	A	0.96%	0.27%	0.27%
FULT	A	0.87%	0.53%	0.53%
GNW	C	0.94%	0.12%	0.12%
GTY	B	0.46%	0.27%	0.27%
HIW	A	0.91%	0.66%	0.66%
HOPE	D	0.45%	0.38%	0.38%
HPP	F	0.26%	0.48%	0.26%
HTH	D	0.49%	0.26%	0.26%
IBTX	F	0.52%	0.11%	0.11%
INDB	B	0.76%	0.55%	0.55%
JBGS	D	0.45%	0.25%	0.25%
LXP	D	0.88%	0.12%	0.12%
MPW	B	0.94%	0.13%	0.13%
NAVI	F	0.47%	0.49%	0.47%
NBHC	D	0.45%	0.51%	0.45%
NBTB	A	0.57%	0.26%	0.26%
NMIH	A	0.86%	0.65%	0.65%
NWBI	D	0.49%	0.37%	0.37%
OFG	A	0.59%	0.4%	0.4%
PFBC	A	0.33%	0.4%	0.33%
PFS	B	0.4%	0.57%	0.4%
PPBI	D	0.74%	0.12%	0.12%
PRG	B	0.5%	0.69%	0.5%
RC	B	0.48%	0.65%	0.48%
RNST	D	0.59%	0.38%	0.38%
SBCF	D	0.68%	0.25%	0.25%
SFNC	D	0.8%	0.37%	0.37%
SNEX	A	0.64%	0.4%	0.4%
STBA	B	0.41%	0.52%	0.41%
STC	A	0.6%	0.13%	0.13%
TRMK	A	0.57%	0.42%	0.42%
UCBI	B	1.06%	0.27%	0.27%
VBTX	B	0.38%	0.54%	0.38%
VRTS	D	0.54%	0.25%	0.25%
WAFD	D	0.66%	0.38%	0.38%
WD	C	1.07%	0.25%	0.25%
WSFS	A	0.92%	0.53%	0.53%
XHR	D	0.52%	0.26%	0.26%

PSCF Overweight 94 Positions Relative to FYT

Symbol	Grade	Weight
COOP	A	1.75%
LNC	D	1.67%
JXN	A	1.65%
RDN	C	1.59%
AGO	D	1.47%
PECO	D	1.41%
EPRT	A	1.4%
MC	D	1.24%
AEL	A	1.21%
MAC	F	1.18%
APLE	D	1.14%
SLG	B	1.14%
BXMT	D	1.13%
CTRE	A	1.07%
ABCB	A	1.05%
BGC	A	1.04%
SKT	C	1.04%
SFBS	D	1.04%
PIPR	A	1.01%
HASI	D	0.98%
IIPR	A	0.94%
EVTC	D	0.86%
SITC	C	0.86%
BOH	D	0.81%
OUT	B	0.76%
PJT	D	0.74%
SHO	D	0.74%
FCPT	C	0.73%
JOE	A	0.7%
PLMR	B	0.69%
UE	B	0.68%
BANC	D	0.68%
PRK	A	0.67%
DRH	D	0.65%
TBBK	F	0.64%
PEB	D	0.63%
AKR	A	0.62%
CWK	C	0.56%
LKFN	C	0.54%
ROIC	D	0.54%
CHCO	A	0.53%
HMN	A	0.52%
MCY	A	0.51%
GSHD	D	0.5%
NATL	B	0.49%
LTC	A	0.46%
BANF	A	0.46%
GNL	D	0.46%
WABC	A	0.44%
UNIT	C	0.44%
SAFT	C	0.42%
PMT	A	0.41%
SPNT	C	0.38%
KW	B	0.35%
SVC	F	0.35%
AMSF	F	0.34%
CSR	A	0.34%
ECPG	F	0.34%
EFC	B	0.32%
PRAA	C	0.32%
BRKL	F	0.29%
TRUP	D	0.28%
SBSI	D	0.28%
BDN	A	0.27%
EXPI	F	0.27%
HCI	A	0.27%
NXRT	A	0.26%
RWT	C	0.26%
MMI	F	0.26%
BSIG	B	0.26%
AHH	B	0.25%
PRA	B	0.24%
EGBN	F	0.23%
AMBC	C	0.23%
DCOM	B	0.23%
INN	D	0.23%
CHCT	F	0.22%
HFWA	C	0.22%
CFFN	D	0.22%
KREF	D	0.2%
TMP	D	0.2%
EZPW	A	0.2%
WSR	C	0.19%
TRST	C	0.18%
CPF	A	0.18%
UFCS	A	0.17%
WRLD	A	0.16%
CLDT	F	0.16%
HAFC	B	0.16%
BFS	B	0.16%
UHT	D	0.15%
GDOT	B	0.14%
NFBK	D	0.12%
RILY	B	0.12%

PSCF Underweight 189 Positions Relative to FYT

Symbol	Grade	Weight
CRK	B	-0.75%
PRDO	A	-0.72%
ARCH	D	-0.7%
NWN	A	-0.7%
AVA	A	-0.69%
PHIN	A	-0.68%
CRC	D	-0.68%
CNX	B	-0.68%
INVA	A	-0.67%
REVG	A	-0.67%
CALM	D	-0.67%
WMK	D	-0.67%
TALO	D	-0.67%
UVV	A	-0.67%
USM	B	-0.67%
MODG	B	-0.66%
VSH	C	-0.66%
SCHL	F	-0.65%
DNOW	D	-0.65%
RLJ	D	-0.64%
SNDR	F	-0.64%
PINC	D	-0.64%
IMKTA	F	-0.64%
ATSG	F	-0.63%
RYI	F	-0.63%
HE	F	-0.63%
CHGG	F	-0.62%
TGNA	D	-0.62%
CABO	F	-0.62%
GHC	C	-0.62%
GDEN	F	-0.61%
SPB	C	-0.61%
UAA	F	-0.61%
LZB	D	-0.6%
GEF	D	-0.6%
PARR	F	-0.59%
LILAK	A	-0.58%
GEO	B	-0.57%
BZH	D	-0.57%
JBT	F	-0.57%
MLKN	D	-0.56%
MSGE	A	-0.56%
KSS	F	-0.56%
SR	A	-0.55%
DIOD	B	-0.55%
PEBO	A	-0.55%
FRME	A	-0.54%
ABM	A	-0.54%
SAH	A	-0.54%
IBOC	A	-0.54%
SLVM	A	-0.54%
ODP	D	-0.53%
KOS	F	-0.53%
NWE	A	-0.53%
KN	D	-0.53%
EFSC	D	-0.52%
CXW	C	-0.52%
CNO	B	-0.52%
DAN	B	-0.52%
ALGT	F	-0.52%
EBC	D	-0.51%
BNL	D	-0.5%
SASR	D	-0.5%
OCFC	F	-0.5%
HUBG	D	-0.5%
WERN	D	-0.49%
AMN	D	-0.49%
CIM	D	-0.49%
MRTN	D	-0.49%
CTOS	F	-0.48%
REZI	D	-0.48%
ADNT	D	-0.48%
SBH	F	-0.47%
HTLD	D	-0.46%
CCS	D	-0.44%
GES	B	-0.44%
APOG	A	-0.41%
GOGO	B	-0.4%
OEC	B	-0.4%
HTZ	F	-0.4%
TOWN	B	-0.39%
SJW	D	-0.39%
EPC	B	-0.39%
KOP	D	-0.39%
SRCE	B	-0.39%
EQC	D	-0.39%
ANDE	B	-0.39%
FIBK	A	-0.39%
BLMN	D	-0.38%
UNF	D	-0.38%
FHI	D	-0.38%
CENTA	C	-0.38%
KMT	F	-0.38%
BUSE	B	-0.38%
NHC	C	-0.38%
PNM	C	-0.38%
SSTK	D	-0.37%
WOR	D	-0.37%
TCBK	A	-0.37%
WSBC	D	-0.37%
PDCO	F	-0.37%
VAC	B	-0.37%
BKE	D	-0.36%
NX	D	-0.35%
VSCO	D	-0.35%
KLG	A	-0.35%
ICUI	F	-0.35%
HLF	D	-0.35%
MATW	F	-0.35%
ECVT	F	-0.35%
WGO	D	-0.34%
LGIH	F	-0.33%
XRX	F	-0.32%
VCTR	A	-0.32%
BOOT	B	-0.31%
JBLU	F	-0.31%
HELE	F	-0.31%
FOXF	F	-0.3%
PRIM	A	-0.29%
PLXS	A	-0.28%
JELD	A	-0.27%
PLUS	D	-0.27%
KALU	A	-0.27%
ASB	A	-0.27%
LNN	B	-0.27%
CWEN	A	-0.27%
HTLF	A	-0.27%
OLPX	F	-0.27%
MTX	B	-0.26%
TCBI	D	-0.26%
PSMT	A	-0.26%
LGND	C	-0.26%
TRS	B	-0.26%
EAT	A	-0.26%
CNXN	D	-0.26%
LTH	F	-0.25%
MCRI	C	-0.25%
THS	C	-0.25%
CMCO	C	-0.25%
OMCL	F	-0.25%
NMRK	D	-0.24%
BXC	D	-0.24%
PCRX	D	-0.24%
PATK	D	-0.24%
BDC	D	-0.24%
OI	F	-0.24%
CBRL	F	-0.23%
CRI	F	-0.23%
ZD	F	-0.22%
FWRD	F	-0.2%
STRA	A	-0.15%
AIR	A	-0.15%
OII	D	-0.14%
ADV	B	-0.14%
PTVE	A	-0.14%
OXM	A	-0.13%
NVEE	F	-0.13%
TTMI	B	-0.13%
GO	F	-0.13%
NIC	D	-0.13%
DK	F	-0.13%
HI	F	-0.13%
CAKE	D	-0.13%
B	D	-0.13%
ARCB	F	-0.13%
CTS	A	-0.13%
PGRE	B	-0.13%
CPK	A	-0.13%
FDP	A	-0.13%
NNI	A	-0.13%
MWA	A	-0.13%
VICR	F	-0.12%
CMTG	F	-0.12%
ENOV	D	-0.12%
ADUS	B	-0.12%
KFRC	D	-0.12%
DORM	C	-0.12%
CVCO	D	-0.12%
KFY	D	-0.12%
ROG	C	-0.12%
SCL	D	-0.12%
COHU	F	-0.12%
AIN	D	-0.12%
CSGS	F	-0.12%
HNI	C	-0.12%
SHOO	D	-0.12%
IART	F	-0.11%
SHEN	F	-0.11%
ATUS	D	-0.1%