FYT vs. PSCF ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to PowerShares S&P SmallCap Financials Portfolio (PSCF)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$52.35

Average Daily Volume

12,684

Number of Holdings ^*

252

* may have additional holdings in another (foreign) market

PSCF

PowerShares S&P SmallCap Financials Portfolio

PSCF Description

The PowerShares S&P SmallCap Financials Portfolio (Fund) is based on the S&P SmallCap 600Â® Capped Financials Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US financial services companies. These companies are principally engaged in the business of providing services and products, including banking, investment services, insurance and real estate finance services. The Index is a subset of the S&P SmallCap 600Â® Index, which is a float-adjusted, market-capitalization-weighted index reflecting the US small-cap market. The Fund and the Index are rebalanced and reconstituted quarterly.

Grade (RS Rating)

Last Trade

$46.93

Average Daily Volume

1,159

Number of Holdings ^*

157

* may have additional holdings in another (foreign) market

Performance

Period	FYT	PSCF
30 Days	-0.91%	0.32%
60 Days	-0.58%	0.21%
90 Days	1.22%	1.17%
12 Months	25.14%	21.05%

63 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in PSCF	Overlap
AAT	A	0.53%	0.36%	0.36%
ABR	B	0.64%	0.84%	0.64%
ALEX	B	0.13%	0.41%	0.13%
APAM	C	0.12%	1.02%	0.12%
ARI	F	0.13%	0.49%	0.13%
AUB	C	0.25%	1.04%	0.25%
AX	A	0.53%	0.91%	0.53%
BANR	B	0.51%	0.54%	0.51%
BHLB	A	0.26%	0.32%	0.26%
BKU	A	0.39%	0.71%	0.39%
CASH	A	0.57%	0.45%	0.45%
CATY	D	0.5%	0.92%	0.5%
CBU	C	0.12%	0.82%	0.12%
CUBI	D	0.51%	0.48%	0.48%
CVBF	C	0.25%	0.76%	0.25%
DEA	B	0.28%	0.39%	0.28%
DEI	A	0.26%	0.77%	0.26%
DFIN	B	0.27%	0.55%	0.27%
EIG	D	0.65%	0.4%	0.4%
ENVA	B	0.54%	0.62%	0.54%
FBK	A	0.13%	0.46%	0.13%
FBNC	F	0.24%	0.47%	0.24%
FBP	A	0.27%	1.01%	0.27%
FCF	A	0.53%	0.47%	0.47%
FFBC	A	0.68%	0.73%	0.68%
FHB	A	0.27%	0.96%	0.27%
FULT	A	0.53%	0.87%	0.53%
GNW	B	0.12%	0.94%	0.12%
GTY	B	0.27%	0.46%	0.27%
HIW	A	0.66%	0.91%	0.66%
HOPE	D	0.38%	0.45%	0.38%
HPP	F	0.48%	0.26%	0.26%
HTH	B	0.26%	0.49%	0.26%
IBTX	F	0.11%	0.52%	0.11%
INDB	C	0.55%	0.76%	0.55%
JBGS	F	0.25%	0.45%	0.25%
LXP	D	0.12%	0.88%	0.12%
MPW	B	0.13%	0.94%	0.13%
NAVI	F	0.49%	0.47%	0.47%
NBHC	B	0.51%	0.45%	0.45%
NBTB	A	0.26%	0.57%	0.26%
NMIH	A	0.65%	0.86%	0.65%
NWBI	D	0.37%	0.49%	0.37%
OFG	A	0.4%	0.59%	0.4%
PFBC	A	0.4%	0.33%	0.33%
PFS	B	0.57%	0.4%	0.4%
PPBI	C	0.12%	0.74%	0.12%
PRG	B	0.69%	0.5%	0.5%
RC	D	0.65%	0.48%	0.48%
RNST	B	0.38%	0.59%	0.38%
SBCF	B	0.25%	0.68%	0.25%
SFNC	D	0.37%	0.8%	0.37%
SNEX	A	0.4%	0.64%	0.4%
STBA	A	0.52%	0.41%	0.41%
STC	A	0.13%	0.6%	0.13%
TRMK	A	0.42%	0.57%	0.42%
UCBI	B	0.27%	1.06%	0.27%
VBTX	A	0.54%	0.38%	0.38%
VRTS	D	0.25%	0.54%	0.25%
WAFD	B	0.38%	0.66%	0.38%
WD	B	0.25%	1.07%	0.25%
WSFS	A	0.53%	0.92%	0.53%
XHR	D	0.26%	0.52%	0.26%

FYT Overweight 189 Positions Relative to PSCF

Symbol	Grade	Weight
CRK	C	0.75%
PRDO	A	0.72%
ARCH	D	0.7%
NWN	A	0.7%
AVA	A	0.69%
PHIN	A	0.68%
CRC	D	0.68%
CNX	B	0.68%
INVA	A	0.67%
REVG	A	0.67%
CALM	C	0.67%
WMK	B	0.67%
TALO	D	0.67%
UVV	B	0.67%
USM	B	0.67%
MODG	B	0.66%
VSH	B	0.66%
SCHL	D	0.65%
DNOW	D	0.65%
RLJ	D	0.64%
SNDR	F	0.64%
PINC	C	0.64%
IMKTA	F	0.64%
ATSG	D	0.63%
RYI	F	0.63%
HE	F	0.63%
CHGG	F	0.62%
TGNA	C	0.62%
CABO	F	0.62%
GHC	B	0.62%
GDEN	F	0.61%
SPB	B	0.61%
UAA	F	0.61%
LZB	F	0.6%
GEF	D	0.6%
PARR	F	0.59%
LILAK	B	0.58%
GEO	A	0.57%
BZH	F	0.57%
JBT	F	0.57%
MLKN	C	0.56%
MSGE	A	0.56%
KSS	C	0.56%
SR	A	0.55%
DIOD	B	0.55%
PEBO	A	0.55%
FRME	A	0.54%
ABM	A	0.54%
SAH	A	0.54%
IBOC	A	0.54%
SLVM	A	0.54%
ODP	D	0.53%
KOS	F	0.53%
NWE	A	0.53%
KN	B	0.53%
EFSC	B	0.52%
CXW	B	0.52%
CNO	A	0.52%
DAN	B	0.52%
ALGT	F	0.52%
EBC	B	0.51%
BNL	B	0.5%
SASR	C	0.5%
OCFC	C	0.5%
HUBG	B	0.5%
WERN	D	0.49%
AMN	D	0.49%
CIM	C	0.49%
MRTN	D	0.49%
CTOS	F	0.48%
REZI	C	0.48%
ADNT	D	0.48%
SBH	C	0.47%
HTLD	D	0.46%
CCS	C	0.44%
GES	A	0.44%
APOG	A	0.41%
GOGO	B	0.4%
OEC	A	0.4%
HTZ	F	0.4%
TOWN	A	0.39%
SJW	D	0.39%
EPC	A	0.39%
KOP	D	0.39%
SRCE	A	0.39%
EQC	B	0.39%
ANDE	B	0.39%
FIBK	A	0.39%
BLMN	F	0.38%
UNF	F	0.38%
FHI	F	0.38%
CENTA	C	0.38%
KMT	D	0.38%
BUSE	A	0.38%
NHC	B	0.38%
PNM	C	0.38%
SSTK	F	0.37%
WOR	C	0.37%
TCBK	B	0.37%
WSBC	C	0.37%
PDCO	F	0.37%
VAC	C	0.37%
BKE	B	0.36%
NX	C	0.35%
VSCO	D	0.35%
KLG	A	0.35%
ICUI	F	0.35%
HLF	B	0.35%
MATW	D	0.35%
ECVT	B	0.35%
WGO	F	0.34%
LGIH	F	0.33%
XRX	F	0.32%
VCTR	A	0.32%
BOOT	B	0.31%
JBLU	D	0.31%
HELE	D	0.31%
FOXF	F	0.3%
PRIM	A	0.29%
PLXS	A	0.28%
JELD	B	0.27%
PLUS	D	0.27%
KALU	A	0.27%
ASB	A	0.27%
LNN	B	0.27%
CWEN	B	0.27%
HTLF	A	0.27%
OLPX	F	0.27%
MTX	A	0.26%
TCBI	A	0.26%
PSMT	A	0.26%
LGND	C	0.26%
TRS	A	0.26%
EAT	A	0.26%
CNXN	F	0.26%
LTH	D	0.25%
MCRI	D	0.25%
THS	D	0.25%
CMCO	B	0.25%
OMCL	C	0.25%
NMRK	C	0.24%
BXC	D	0.24%
PCRX	D	0.24%
PATK	C	0.24%
BDC	B	0.24%
OI	F	0.24%
CBRL	F	0.23%
CRI	F	0.23%
ZD	D	0.22%
FWRD	F	0.2%
STRA	A	0.15%
AIR	A	0.15%
OII	B	0.14%
ADV	A	0.14%
PTVE	A	0.14%
OXM	A	0.13%
NVEE	D	0.13%
TTMI	A	0.13%
GO	F	0.13%
NIC	C	0.13%
DK	F	0.13%
HI	F	0.13%
CAKE	D	0.13%
B	B	0.13%
ARCB	F	0.13%
CTS	A	0.13%
PGRE	B	0.13%
CPK	A	0.13%
FDP	A	0.13%
NNI	A	0.13%
MWA	A	0.13%
VICR	F	0.12%
CMTG	D	0.12%
ENOV	F	0.12%
ADUS	B	0.12%
KFRC	C	0.12%
DORM	C	0.12%
CVCO	C	0.12%
KFY	C	0.12%
ROG	C	0.12%
SCL	C	0.12%
COHU	D	0.12%
AIN	F	0.12%
CSGS	F	0.12%
HNI	B	0.12%
SHOO	C	0.12%
IART	F	0.11%
SHEN	F	0.11%
ATUS	F	0.1%

FYT Underweight 94 Positions Relative to PSCF

Symbol	Grade	Weight
COOP	B	-1.75%
LNC	D	-1.67%
JXN	A	-1.65%
RDN	B	-1.59%
AGO	D	-1.47%
PECO	D	-1.41%
EPRT	A	-1.4%
MC	C	-1.24%
AEL	A	-1.21%
MAC	D	-1.18%
APLE	F	-1.14%
SLG	A	-1.14%
BXMT	F	-1.13%
CTRE	A	-1.07%
ABCB	A	-1.05%
BGC	A	-1.04%
SKT	C	-1.04%
SFBS	C	-1.04%
PIPR	A	-1.01%
HASI	D	-0.98%
IIPR	A	-0.94%
EVTC	F	-0.86%
SITC	C	-0.86%
BOH	C	-0.81%
OUT	B	-0.76%
PJT	B	-0.74%
SHO	D	-0.74%
FCPT	B	-0.73%
JOE	A	-0.7%
PLMR	B	-0.69%
UE	A	-0.68%
BANC	C	-0.68%
PRK	A	-0.67%
DRH	D	-0.65%
TBBK	F	-0.64%
PEB	F	-0.63%
AKR	B	-0.62%
CWK	B	-0.56%
LKFN	C	-0.54%
ROIC	D	-0.54%
CHCO	A	-0.53%
HMN	A	-0.52%
MCY	A	-0.51%
GSHD	D	-0.5%
NATL	B	-0.49%
LTC	A	-0.46%
BANF	A	-0.46%
GNL	D	-0.46%
WABC	A	-0.44%
UNIT	B	-0.44%
SAFT	A	-0.42%
PMT	A	-0.41%
SPNT	D	-0.38%
KW	B	-0.35%
SVC	F	-0.35%
AMSF	F	-0.34%
CSR	A	-0.34%
ECPG	D	-0.34%
EFC	B	-0.32%
PRAA	C	-0.32%
BRKL	F	-0.29%
TRUP	D	-0.28%
SBSI	F	-0.28%
BDN	A	-0.27%
EXPI	D	-0.27%
HCI	B	-0.27%
NXRT	B	-0.26%
RWT	C	-0.26%
MMI	D	-0.26%
BSIG	B	-0.26%
AHH	B	-0.25%
PRA	B	-0.24%
EGBN	F	-0.23%
AMBC	C	-0.23%
DCOM	B	-0.23%
INN	C	-0.23%
CHCT	F	-0.22%
HFWA	B	-0.22%
CFFN	D	-0.22%
KREF	D	-0.2%
TMP	D	-0.2%
EZPW	B	-0.2%
WSR	B	-0.19%
TRST	B	-0.18%
CPF	A	-0.18%
UFCS	A	-0.17%
WRLD	A	-0.16%
CLDT	F	-0.16%
HAFC	B	-0.16%
BFS	B	-0.16%
UHT	C	-0.15%
GDOT	C	-0.14%
NFBK	D	-0.12%
RILY	B	-0.12%