FYT vs. PFF ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to iShares US Preferred Stock ETF (PFF)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$53.73

Average Daily Volume

7,410

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

PFF

iShares US Preferred Stock ETF

PFF Description

The investment seeks to track the investment results of an index composed of U.S. preferred stocks. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the S&P U.S. Preferred Stock IndexTM (the "underlying index"), which measures the performance of a select group of preferred stocks listed on the New York Stock Exchange (" NYSE"), NYSE Arca, Inc. ("NYSE Arca"), NYSE Amex, NASDAQ Global Select Market, NASDAQ Select Market or NASDAQ Capital Market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$32.54

Average Daily Volume

3,365,432

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

Performance

Period	FYT	PFF
30 Days	-1.03%	-1.82%
60 Days	-3.66%	2.09%
90 Days	-1.31%	4.44%
12 Months	17.45%	16.83%

18 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in PFF	Overlap
ABR	B	0.5%	0.07%	0.07%
ASB	A	0.28%	0.06%	0.06%
BHF	B	0.14%	0.16%	0.14%
DBRG	D	0.75%	0.13%	0.13%
DRH	D	0.52%	0.07%	0.07%
EQC	C	0.51%	0.07%	0.07%
FULT	B	0.38%	0.1%	0.1%
LXP	D	0.12%	0.06%	0.06%
NAVI	F	0.51%	0.15%	0.15%
PEB	F	0.36%	0.06%	0.06%
RC	F	0.11%	0.05%	0.05%
RLJ	F	0.63%	0.2%	0.2%
SHO	D	0.64%	0.05%	0.05%
TCBI	B	0.14%	0.16%	0.14%
TDS	B	0.64%	0.23%	0.23%
USM	B	0.58%	0.28%	0.28%
WAFD	D	0.26%	0.14%	0.14%
WSBC	A	0.4%	0.1%	0.1%

FYT Overweight 238 Positions Relative to PFF

Symbol	Grade	Weight
RIOT	C	0.91%
GBX	A	0.79%
JBT	A	0.76%
CXW	C	0.73%
BMBL	C	0.72%
HELE	C	0.69%
BFH	C	0.69%
TGNA	B	0.67%
GIII	C	0.66%
INVA	C	0.66%
CVI	F	0.66%
PINC	A	0.65%
GEF	B	0.65%
VC	F	0.65%
CUBI	D	0.65%
APLE	C	0.65%
PK	F	0.64%
VTLE	F	0.64%
EIG	C	0.64%
TALO	D	0.63%
FOR	F	0.63%
CABO	C	0.63%
AVA	D	0.63%
KMT	B	0.63%
KOS	F	0.63%
GT	F	0.62%
PLAB	F	0.62%
EPC	D	0.62%
PARR	F	0.62%
BTU	A	0.61%
UVV	C	0.61%
GPOR	F	0.61%
VSH	F	0.61%
SPNT	D	0.61%
DNOW	F	0.6%
HTZ	F	0.6%
CAL	F	0.6%
WS	A	0.6%
SEB	F	0.6%
ULH	B	0.59%
ECVT	C	0.59%
KSS	F	0.58%
RES	F	0.58%
CCS	F	0.57%
CRGY	B	0.57%
GES	F	0.57%
VAC	B	0.56%
TRMK	B	0.56%
IART	C	0.55%
WKC	D	0.55%
INDB	B	0.55%
HOV	D	0.55%
FFBC	A	0.54%
BV	A	0.54%
HY	D	0.54%
PEBO	B	0.54%
AMWD	D	0.53%
CTOS	D	0.53%
LILAK	A	0.53%
HIW	C	0.53%
IMKTA	D	0.53%
BY	B	0.53%
REZI	C	0.52%
EBC	C	0.52%
SAH	C	0.52%
PDCO	F	0.51%
SBH	B	0.51%
NWN	C	0.51%
XRX	F	0.51%
DAN	F	0.51%
PHIN	C	0.51%
NWE	D	0.5%
PRDO	B	0.5%
LADR	B	0.5%
ZD	F	0.5%
AMN	F	0.49%
SCSC	F	0.49%
GHC	A	0.49%
VSTS	F	0.49%
ADNT	F	0.49%
BNL	D	0.49%
MLKN	F	0.49%
MRC	F	0.49%
LZB	D	0.48%
WMK	D	0.48%
CENTA	D	0.48%
ANDE	F	0.48%
MODG	F	0.47%
CMCO	F	0.47%
OEC	F	0.45%
PRG	C	0.45%
VSAT	F	0.44%
PLYA	B	0.43%
VSCO	A	0.43%
CVBF	B	0.42%
CRK	B	0.41%
SASR	A	0.41%
VRTS	B	0.41%
CATY	A	0.41%
NX	C	0.41%
BANR	A	0.41%
SFNC	A	0.41%
KALU	B	0.4%
VBTX	B	0.4%
PFBC	B	0.4%
CASH	A	0.4%
IPGP	B	0.4%
RNST	B	0.4%
TCBK	C	0.39%
FIBK	B	0.39%
EFSC	B	0.39%
SNDR	A	0.38%
SJW	F	0.38%
FCF	D	0.38%
HOPE	D	0.38%
MCRI	A	0.38%
FRME	C	0.38%
SRCE	C	0.38%
KLG	F	0.38%
PTVE	D	0.38%
ALG	C	0.37%
BUSE	D	0.37%
ARCB	F	0.37%
BKE	C	0.37%
WSFS	D	0.37%
BKU	C	0.37%
WERN	A	0.37%
XHR	C	0.37%
SPB	C	0.36%
WGO	D	0.36%
HUBG	D	0.36%
GRBK	D	0.35%
LAUR	A	0.35%
UNF	D	0.35%
DFH	F	0.34%
MRTN	F	0.34%
CRI	F	0.33%
LGIH	F	0.33%
SSTK	D	0.32%
LC	A	0.32%
OMI	F	0.32%
GEO	B	0.32%
SCVL	F	0.31%
HMN	A	0.28%
ODP	C	0.28%
NIC	B	0.28%
FHB	A	0.28%
FHI	A	0.28%
TTMI	A	0.28%
SNEX	A	0.28%
SHEN	F	0.27%
CXT	F	0.26%
PSMT	C	0.26%
TOWN	D	0.26%
GOGO	F	0.26%
NWBI	C	0.26%
ABM	B	0.26%
BHE	A	0.26%
DEA	C	0.26%
PBH	A	0.26%
SBCF	B	0.26%
FBNC	D	0.26%
SCL	F	0.25%
ENOV	C	0.25%
GO	F	0.25%
ARI	F	0.25%
LCII	D	0.25%
HLF	D	0.25%
DFIN	F	0.25%
LNN	C	0.25%
KAR	F	0.25%
IOSP	F	0.25%
HTH	D	0.25%
CSGS	D	0.25%
CAR	C	0.25%
ALEX	C	0.25%
MTX	C	0.25%
KWR	D	0.24%
STBA	D	0.24%
ROCK	D	0.24%
AVNS	F	0.24%
SYNA	F	0.24%
PATK	F	0.24%
THRM	D	0.23%
FOXF	F	0.23%
OFG	C	0.23%
ROG	D	0.23%
DK	F	0.23%
YETI	F	0.22%
MGPI	F	0.18%
UPWK	A	0.15%
MYRG	B	0.14%
GNW	D	0.13%
ROIC	B	0.13%
MCW	A	0.13%
NNI	A	0.13%
HLIO	A	0.13%
BLMN	F	0.13%
MSGE	C	0.13%
PGRE	C	0.13%
NBTB	D	0.13%
BHLB	B	0.13%
DEI	B	0.13%
IVT	A	0.13%
JBGS	C	0.13%
PPBI	B	0.13%
PFS	B	0.13%
CBU	A	0.13%
SAM	C	0.13%
FBK	B	0.13%
OLPX	F	0.12%
CNXN	F	0.12%
STC	D	0.12%
AIR	F	0.12%
MTRN	D	0.12%
SHOO	D	0.12%
XPEL	F	0.12%
SHLS	F	0.12%
NVEE	D	0.12%
HAYW	A	0.12%
EVTC	D	0.12%
SAFT	D	0.12%
OI	F	0.12%
NMRK	C	0.12%
CVCO	A	0.12%
GIC	F	0.12%
MSEX	B	0.12%
PLUS	C	0.12%
FDP	A	0.12%
UPBD	D	0.11%
CMTG	F	0.11%
CWEN	C	0.11%
OXM	F	0.11%
CNMD	D	0.11%
GPRE	F	0.11%
KFRC	D	0.11%
CC	F	0.11%
AIN	F	0.1%

FYT Underweight 205 Positions Relative to PFF

Symbol	Grade	Weight
C	A	-1.7%
ALB	C	-1.27%
NEE	D	-1.14%
HPE	A	-1.07%
T	A	-0.91%
TBB	C	-0.79%
T	A	-0.66%
DUK	C	-0.62%
SOJD	D	-0.57%
TBC	D	-0.52%
SREA	A	-0.47%
RZC	A	-0.46%
NEE	D	-0.43%
APO	B	-0.41%
JPM	A	-0.41%
CMSD	C	-0.39%
SO	C	-0.39%
F	D	-0.38%
MET	C	-0.37%
JXN	B	-0.37%
CHSCO	A	-0.36%
WCC	A	-0.35%
PRS	C	-0.35%
LNC	A	-0.35%
CHSCL	A	-0.34%
SCHW	B	-0.32%
SYF	B	-0.32%
AXS	C	-0.31%
QRTEP	F	-0.31%
BPYPM	B	-0.31%
BANC	B	-0.31%
CHSCM	B	-0.31%
STT	A	-0.31%
DUKB	C	-0.31%
WFC	B	-0.3%
FITBI	A	-0.29%
BTSG	A	-0.29%
UZE	B	-0.28%
CTDD	C	-0.28%
CHSCN	A	-0.27%
SOJC	D	-0.27%
TPG	B	-0.26%
NLY	D	-0.26%
CFG	A	-0.25%
KKR	B	-0.25%
GTLS	B	-0.25%
RZB	C	-0.25%
CG	B	-0.25%
MS	B	-0.25%
PFH	D	-0.25%
CHSCP	D	-0.24%
DTW	D	-0.24%
KEY	B	-0.24%
NTRS	B	-0.23%
PBI	A	-0.23%
FG	F	-0.23%
EAI	D	-0.23%
HIG	D	-0.22%
USB	B	-0.22%
ESGRP	B	-0.21%
PRU	B	-0.2%
FCNCA	C	-0.2%
AGNCN	A	-0.2%
MGR	C	-0.19%
UNMA	D	-0.19%
VOYA	B	-0.19%
ATHS	A	-0.19%
RF	B	-0.19%
ACGLO	C	-0.19%
UMH	D	-0.18%
WTFCP	A	-0.18%
NGL	F	-0.18%
OZKAP	C	-0.17%
ALL	C	-0.17%
KREF	D	-0.17%
CMSC	C	-0.17%
MTB	B	-0.16%
NRUC	C	-0.16%
SR	D	-0.16%
GPJA	D	-0.16%
FBRT	B	-0.15%
GL	C	-0.15%
EMP	D	-0.15%
TVC	C	-0.15%
RNR	C	-0.15%
HPP	F	-0.15%
ELC	D	-0.15%
WAL	C	-0.15%
AIZN	C	-0.14%
EQH	B	-0.14%
PNFP	A	-0.14%
AGNC	D	-0.14%
CMSA	C	-0.13%
SNV	B	-0.13%
VNO	B	-0.13%
SFB	D	-0.13%
FITB	B	-0.13%
DDT	A	-0.13%
NSA	D	-0.13%
KMI	B	-0.13%
EIX	D	-0.12%
CMS	C	-0.12%
DTE	C	-0.12%
TVE	C	-0.12%
SLG	B	-0.12%
KIM	B	-0.12%
FCNCO	C	-0.12%
GS	B	-0.12%
LBRDP	A	-0.11%
HBAN	B	-0.11%
AUB	C	-0.11%
HWC	A	-0.11%
NYMTM	A	-0.11%
AFGC	C	-0.11%
DLR	A	-0.11%
SLMBP	D	-0.11%
WRB	C	-0.11%
TRTX	A	-0.1%
SPLP	F	-0.1%
RITM	D	-0.1%
AHH	D	-0.1%
SIGI	C	-0.1%
CADE	B	-0.1%
VLY	A	-0.1%
SITC	F	-0.1%
AFGE	C	-0.1%
SF	A	-0.1%
TFC	C	-0.1%
DHC	D	-0.1%
GPMT	C	-0.09%
CIM	D	-0.09%
KMPR	B	-0.09%
AMG	A	-0.09%
ADC	C	-0.09%
AFGD	C	-0.09%
SNCR	D	-0.09%
ZIONO	A	-0.09%
BNRE.A	A	-0.09%
AGNCL	A	-0.09%
ARR	D	-0.09%
HTLF	A	-0.08%
FHN	B	-0.08%
TWO	F	-0.08%
NYMTL	A	-0.08%
CFR	B	-0.08%
AFGB	C	-0.08%
NMFC	F	-0.08%
LANDO	D	-0.08%
BC	C	-0.08%
QVCD	C	-0.08%
BOH	A	-0.08%
WTFCM	A	-0.08%
MBIN	F	-0.08%
GAIN	B	-0.08%
ARGD	D	-0.08%
CTVA	A	-0.08%
FRT	D	-0.08%
CNO	A	-0.08%
NYMTN	A	-0.08%
WBS	B	-0.08%
ACR	C	-0.07%
AMH	F	-0.07%
BPOPM	A	-0.07%
PCG	B	-0.07%
IVR	F	-0.07%
DCOMP	A	-0.07%
EPR	D	-0.07%
SAR	C	-0.07%
PSA	D	-0.07%
FTAI	A	-0.07%
CTO	B	-0.07%
RILY	D	-0.07%
ENO	C	-0.07%
MHNC	A	-0.07%
ONB	A	-0.07%
NEWT	B	-0.07%
FCRX	A	-0.07%
PMT	D	-0.07%
MSBI	A	-0.07%
TRIN	D	-0.07%
MFA	D	-0.07%
BW	B	-0.07%
REG	D	-0.07%
ATLC	A	-0.07%
DX	C	-0.07%
VLYPP	B	-0.07%
RILYN	B	-0.06%
OPI	F	-0.06%
BFS	D	-0.06%
CODI	D	-0.06%
COF	A	-0.06%
EFC	D	-0.06%
BAC	B	-0.06%
PSEC	D	-0.06%
CNOB	D	-0.06%
CLDT	F	-0.06%
VLYPO	C	-0.06%
GNL	D	-0.06%
MHLA	A	-0.05%
FATBP	F	-0.05%
CIO	D	-0.05%
INN	F	-0.05%
FOSL	A	-0.05%
BHR	D	-0.03%
XELAP	F	-0.0%