FYT vs. JPSV ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to JPMorgan Active Small Cap Value ETF (JPSV)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$54.10

Average Daily Volume

7,410

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

JPSV

JPMorgan Active Small Cap Value ETF

JPSV Description

Under normal circumstances, the fund invests at least 80% of its assets in equity securities of small cap companies. Small cap companies are companies with market capitalizations equal to those within the universe of the Russell 2000® Value Index stocks at the time of purchase.

Grade (RS Rating)

Last Trade

$58.17

Average Daily Volume

1,176

Number of Holdings ^*

114

* may have additional holdings in another (foreign) market

Performance

Period	FYT	JPSV
30 Days	-1.03%	-1.19%
60 Days	-3.66%	-2.66%
90 Days	-1.31%	0.86%
12 Months	17.45%	21.62%

34 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in JPSV	Overlap
ALG	C	0.37%	0.78%	0.37%
BLMN	F	0.13%	0.31%	0.13%
BUSE	D	0.37%	1.2%	0.37%
CRI	F	0.33%	0.61%	0.33%
DFIN	F	0.25%	1.05%	0.25%
EPC	D	0.62%	0.86%	0.62%
FCF	D	0.38%	0.81%	0.38%
FRME	C	0.38%	0.98%	0.38%
GHC	A	0.49%	0.69%	0.49%
HAYW	A	0.12%	1.05%	0.12%
HIW	C	0.53%	0.85%	0.53%
INDB	B	0.55%	0.66%	0.55%
IOSP	F	0.25%	0.97%	0.25%
KWR	D	0.24%	0.43%	0.24%
LZB	D	0.48%	0.58%	0.48%
MRTN	F	0.34%	0.99%	0.34%
PATK	F	0.24%	0.65%	0.24%
PBH	A	0.26%	0.62%	0.26%
PDCO	F	0.51%	0.89%	0.51%
PFS	B	0.13%	0.91%	0.13%
PTVE	D	0.38%	0.59%	0.38%
RLJ	F	0.63%	0.37%	0.37%
SAFT	D	0.12%	1.34%	0.12%
SCL	F	0.25%	0.76%	0.25%
SCSC	F	0.49%	0.51%	0.49%
SFNC	A	0.41%	0.61%	0.41%
SHO	D	0.64%	0.44%	0.44%
SHOO	D	0.12%	0.92%	0.12%
SYNA	F	0.24%	0.89%	0.24%
TCBK	C	0.39%	0.91%	0.39%
TTMI	A	0.28%	0.73%	0.28%
VRTS	B	0.41%	0.88%	0.41%
VSH	F	0.61%	0.89%	0.61%
WSFS	D	0.37%	1.21%	0.37%

FYT Overweight 222 Positions Relative to JPSV

Symbol	Grade	Weight
RIOT	C	0.91%
GBX	A	0.79%
JBT	A	0.76%
DBRG	D	0.75%
CXW	C	0.73%
BMBL	C	0.72%
HELE	C	0.69%
BFH	C	0.69%
TGNA	B	0.67%
GIII	C	0.66%
INVA	C	0.66%
CVI	F	0.66%
PINC	A	0.65%
GEF	B	0.65%
VC	F	0.65%
CUBI	D	0.65%
APLE	C	0.65%
PK	F	0.64%
VTLE	F	0.64%
TDS	B	0.64%
EIG	C	0.64%
TALO	D	0.63%
FOR	F	0.63%
CABO	C	0.63%
AVA	D	0.63%
KMT	B	0.63%
KOS	F	0.63%
GT	F	0.62%
PLAB	F	0.62%
PARR	F	0.62%
BTU	A	0.61%
UVV	C	0.61%
GPOR	F	0.61%
SPNT	D	0.61%
DNOW	F	0.6%
HTZ	F	0.6%
CAL	F	0.6%
WS	A	0.6%
SEB	F	0.6%
ULH	B	0.59%
ECVT	C	0.59%
KSS	F	0.58%
RES	F	0.58%
USM	B	0.58%
CCS	F	0.57%
CRGY	B	0.57%
GES	F	0.57%
VAC	B	0.56%
TRMK	B	0.56%
IART	C	0.55%
WKC	D	0.55%
HOV	D	0.55%
FFBC	A	0.54%
BV	A	0.54%
HY	D	0.54%
PEBO	B	0.54%
AMWD	D	0.53%
CTOS	D	0.53%
LILAK	A	0.53%
IMKTA	D	0.53%
BY	B	0.53%
REZI	C	0.52%
DRH	D	0.52%
EBC	C	0.52%
SAH	C	0.52%
SBH	B	0.51%
NWN	C	0.51%
XRX	F	0.51%
NAVI	F	0.51%
DAN	F	0.51%
EQC	C	0.51%
PHIN	C	0.51%
NWE	D	0.5%
PRDO	B	0.5%
LADR	B	0.5%
ZD	F	0.5%
ABR	B	0.5%
AMN	F	0.49%
VSTS	F	0.49%
ADNT	F	0.49%
BNL	D	0.49%
MLKN	F	0.49%
MRC	F	0.49%
WMK	D	0.48%
CENTA	D	0.48%
ANDE	F	0.48%
MODG	F	0.47%
CMCO	F	0.47%
OEC	F	0.45%
PRG	C	0.45%
VSAT	F	0.44%
PLYA	B	0.43%
VSCO	A	0.43%
CVBF	B	0.42%
CRK	B	0.41%
SASR	A	0.41%
CATY	A	0.41%
NX	C	0.41%
BANR	A	0.41%
KALU	B	0.4%
WSBC	A	0.4%
VBTX	B	0.4%
PFBC	B	0.4%
CASH	A	0.4%
IPGP	B	0.4%
RNST	B	0.4%
FIBK	B	0.39%
EFSC	B	0.39%
SNDR	A	0.38%
SJW	F	0.38%
HOPE	D	0.38%
MCRI	A	0.38%
FULT	B	0.38%
SRCE	C	0.38%
KLG	F	0.38%
ARCB	F	0.37%
BKE	C	0.37%
BKU	C	0.37%
WERN	A	0.37%
XHR	C	0.37%
PEB	F	0.36%
SPB	C	0.36%
WGO	D	0.36%
HUBG	D	0.36%
GRBK	D	0.35%
LAUR	A	0.35%
UNF	D	0.35%
DFH	F	0.34%
LGIH	F	0.33%
SSTK	D	0.32%
LC	A	0.32%
OMI	F	0.32%
GEO	B	0.32%
SCVL	F	0.31%
HMN	A	0.28%
ODP	C	0.28%
NIC	B	0.28%
FHB	A	0.28%
FHI	A	0.28%
SNEX	A	0.28%
ASB	A	0.28%
SHEN	F	0.27%
CXT	F	0.26%
PSMT	C	0.26%
WAFD	D	0.26%
TOWN	D	0.26%
GOGO	F	0.26%
NWBI	C	0.26%
ABM	B	0.26%
BHE	A	0.26%
DEA	C	0.26%
SBCF	B	0.26%
FBNC	D	0.26%
ENOV	C	0.25%
GO	F	0.25%
ARI	F	0.25%
LCII	D	0.25%
HLF	D	0.25%
LNN	C	0.25%
KAR	F	0.25%
HTH	D	0.25%
CSGS	D	0.25%
CAR	C	0.25%
ALEX	C	0.25%
MTX	C	0.25%
STBA	D	0.24%
ROCK	D	0.24%
AVNS	F	0.24%
THRM	D	0.23%
FOXF	F	0.23%
OFG	C	0.23%
ROG	D	0.23%
DK	F	0.23%
YETI	F	0.22%
MGPI	F	0.18%
UPWK	A	0.15%
BHF	B	0.14%
TCBI	B	0.14%
MYRG	B	0.14%
GNW	D	0.13%
ROIC	B	0.13%
MCW	A	0.13%
NNI	A	0.13%
HLIO	A	0.13%
MSGE	C	0.13%
PGRE	C	0.13%
NBTB	D	0.13%
BHLB	B	0.13%
DEI	B	0.13%
IVT	A	0.13%
JBGS	C	0.13%
PPBI	B	0.13%
CBU	A	0.13%
SAM	C	0.13%
FBK	B	0.13%
OLPX	F	0.12%
CNXN	F	0.12%
STC	D	0.12%
AIR	F	0.12%
MTRN	D	0.12%
XPEL	F	0.12%
LXP	D	0.12%
SHLS	F	0.12%
NVEE	D	0.12%
EVTC	D	0.12%
OI	F	0.12%
NMRK	C	0.12%
CVCO	A	0.12%
GIC	F	0.12%
MSEX	B	0.12%
PLUS	C	0.12%
FDP	A	0.12%
UPBD	D	0.11%
CMTG	F	0.11%
CWEN	C	0.11%
OXM	F	0.11%
CNMD	D	0.11%
GPRE	F	0.11%
RC	F	0.11%
KFRC	D	0.11%
CC	F	0.11%
AIN	F	0.1%

FYT Underweight 80 Positions Relative to JPSV

Symbol	Grade	Weight
EHC	A	-1.86%
SIGI	C	-1.74%
IBCP	D	-1.69%
SSB	B	-1.46%
RDN	F	-1.34%
ADC	C	-1.33%
FUL	F	-1.32%
GPI	C	-1.27%
ONB	A	-1.27%
KRG	D	-1.17%
HLNE	A	-1.17%
ENSG	A	-1.16%
MTDR	D	-1.14%
CHRD	F	-1.13%
CHX	F	-1.1%
MGY	C	-1.09%
PFSI	D	-1.07%
CPK	C	-1.06%
CSWI	B	-1.03%
MHO	D	-1.03%
POR	C	-1.02%
KTB	A	-1.02%
MLI	A	-1.02%
CTRE	A	-1.01%
AIT	A	-0.98%
OGS	C	-0.97%
AZZ	D	-0.96%
UFPI	C	-0.96%
IAC	F	-0.96%
KAI	A	-0.95%
PFC	A	-0.93%
PRMW	B	-0.92%
UTL	D	-0.91%
WTS	D	-0.91%
BECN	B	-0.91%
MGRC	A	-0.89%
CAC	A	-0.89%
MOG.A	C	-0.89%
HTBK	D	-0.85%
AWR	C	-0.85%
QCRH	B	-0.83%
COLB	A	-0.79%
KN	C	-0.77%
PLXS	A	-0.76%
CHCO	A	-0.75%
IPAR	D	-0.75%
BANF	B	-0.75%
TRNO	F	-0.74%
IRDM	B	-0.71%
CNX	B	-0.7%
WHD	B	-0.7%
CSR	D	-0.69%
ASGN	F	-0.68%
NPO	F	-0.64%
PLYM	F	-0.61%
AMH	F	-0.61%
VRRM	F	-0.6%
IRT	D	-0.6%
MTH	D	-0.6%
WFRD	F	-0.59%
CDRE	D	-0.59%
TTC	F	-0.56%
CDP	B	-0.55%
FLO	F	-0.54%
DIOD	F	-0.53%
DOLE	C	-0.52%
NSIT	F	-0.5%
UTMD	F	-0.49%
HWKN	D	-0.48%
EQT	C	-0.48%
URBN	F	-0.46%
ANET	B	-0.45%
EVRI	A	-0.42%
INMD	C	-0.42%
RYN	C	-0.4%
SWX	C	-0.39%
FTRE	F	-0.33%
MOV	F	-0.29%
FIX	B	-0.21%
JACK	C	-0.2%