FYT vs. FDM ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to First Trust DJ Select MicroCap ETF (FDM)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$54.10

Average Daily Volume

7,410

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

FDM

First Trust DJ Select MicroCap ETF

FDM Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Dow Jones Select MicroCap Index(SM) (the "index"). The fund will normally invest at least 80% of its net assets plus the amount of any borrowings for investment purposes in common stocks of U.S. micro-capitalization companies which are publicly traded in the United States. The index is comprised of selected U.S. micro-capitalization companies chosen from all common stocks traded on the NewYork Stock Exchange, the NYSE MKT and NASDAQ(R) with limited partnerships excluded.

Grade (RS Rating)

Last Trade

$64.82

Average Daily Volume

11,530

Number of Holdings ^*

131

* may have additional holdings in another (foreign) market

Performance

Period	FYT	FDM
30 Days	-1.03%	2.29%
60 Days	-3.66%	0.84%
90 Days	-1.31%	4.37%
12 Months	17.45%	23.59%

0 Overlapping Holdings

	Symbol	Grade	Weight in FYT	Weight in FDM	Overlap

FYT Overweight 256 Positions Relative to FDM

Symbol	Grade	Weight
RIOT	C	0.91%
GBX	A	0.79%
JBT	A	0.76%
DBRG	D	0.75%
CXW	C	0.73%
BMBL	C	0.72%
HELE	C	0.69%
BFH	C	0.69%
TGNA	B	0.67%
GIII	C	0.66%
INVA	C	0.66%
CVI	F	0.66%
PINC	A	0.65%
GEF	B	0.65%
VC	F	0.65%
CUBI	D	0.65%
APLE	C	0.65%
PK	F	0.64%
VTLE	F	0.64%
TDS	B	0.64%
EIG	C	0.64%
SHO	D	0.64%
TALO	D	0.63%
FOR	F	0.63%
CABO	C	0.63%
AVA	D	0.63%
KMT	B	0.63%
KOS	F	0.63%
RLJ	F	0.63%
GT	F	0.62%
PLAB	F	0.62%
EPC	D	0.62%
PARR	F	0.62%
BTU	A	0.61%
UVV	C	0.61%
GPOR	F	0.61%
VSH	F	0.61%
SPNT	D	0.61%
DNOW	F	0.6%
HTZ	F	0.6%
CAL	F	0.6%
WS	A	0.6%
SEB	F	0.6%
ULH	B	0.59%
ECVT	C	0.59%
KSS	F	0.58%
RES	F	0.58%
USM	B	0.58%
CCS	F	0.57%
CRGY	B	0.57%
GES	F	0.57%
VAC	B	0.56%
TRMK	B	0.56%
IART	C	0.55%
WKC	D	0.55%
INDB	B	0.55%
HOV	D	0.55%
FFBC	A	0.54%
BV	A	0.54%
HY	D	0.54%
PEBO	B	0.54%
AMWD	D	0.53%
CTOS	D	0.53%
LILAK	A	0.53%
HIW	C	0.53%
IMKTA	D	0.53%
BY	B	0.53%
REZI	C	0.52%
DRH	D	0.52%
EBC	C	0.52%
SAH	C	0.52%
PDCO	F	0.51%
SBH	B	0.51%
NWN	C	0.51%
XRX	F	0.51%
NAVI	F	0.51%
DAN	F	0.51%
EQC	C	0.51%
PHIN	C	0.51%
NWE	D	0.5%
PRDO	B	0.5%
LADR	B	0.5%
ZD	F	0.5%
ABR	B	0.5%
AMN	F	0.49%
SCSC	F	0.49%
GHC	A	0.49%
VSTS	F	0.49%
ADNT	F	0.49%
BNL	D	0.49%
MLKN	F	0.49%
MRC	F	0.49%
LZB	D	0.48%
WMK	D	0.48%
CENTA	D	0.48%
ANDE	F	0.48%
MODG	F	0.47%
CMCO	F	0.47%
OEC	F	0.45%
PRG	C	0.45%
VSAT	F	0.44%
PLYA	B	0.43%
VSCO	A	0.43%
CVBF	B	0.42%
CRK	B	0.41%
SASR	A	0.41%
VRTS	B	0.41%
CATY	A	0.41%
NX	C	0.41%
BANR	A	0.41%
SFNC	A	0.41%
KALU	B	0.4%
WSBC	A	0.4%
VBTX	B	0.4%
PFBC	B	0.4%
CASH	A	0.4%
IPGP	B	0.4%
RNST	B	0.4%
TCBK	C	0.39%
FIBK	B	0.39%
EFSC	B	0.39%
SNDR	A	0.38%
SJW	F	0.38%
FCF	D	0.38%
HOPE	D	0.38%
MCRI	A	0.38%
FRME	C	0.38%
FULT	B	0.38%
SRCE	C	0.38%
KLG	F	0.38%
PTVE	D	0.38%
ALG	C	0.37%
BUSE	D	0.37%
ARCB	F	0.37%
BKE	C	0.37%
WSFS	D	0.37%
BKU	C	0.37%
WERN	A	0.37%
XHR	C	0.37%
PEB	F	0.36%
SPB	C	0.36%
WGO	D	0.36%
HUBG	D	0.36%
GRBK	D	0.35%
LAUR	A	0.35%
UNF	D	0.35%
DFH	F	0.34%
MRTN	F	0.34%
CRI	F	0.33%
LGIH	F	0.33%
SSTK	D	0.32%
LC	A	0.32%
OMI	F	0.32%
GEO	B	0.32%
SCVL	F	0.31%
HMN	A	0.28%
ODP	C	0.28%
NIC	B	0.28%
FHB	A	0.28%
FHI	A	0.28%
TTMI	A	0.28%
SNEX	A	0.28%
ASB	A	0.28%
SHEN	F	0.27%
CXT	F	0.26%
PSMT	C	0.26%
WAFD	D	0.26%
TOWN	D	0.26%
GOGO	F	0.26%
NWBI	C	0.26%
ABM	B	0.26%
BHE	A	0.26%
DEA	C	0.26%
PBH	A	0.26%
SBCF	B	0.26%
FBNC	D	0.26%
SCL	F	0.25%
ENOV	C	0.25%
GO	F	0.25%
ARI	F	0.25%
LCII	D	0.25%
HLF	D	0.25%
DFIN	F	0.25%
LNN	C	0.25%
KAR	F	0.25%
IOSP	F	0.25%
HTH	D	0.25%
CSGS	D	0.25%
CAR	C	0.25%
ALEX	C	0.25%
MTX	C	0.25%
KWR	D	0.24%
STBA	D	0.24%
ROCK	D	0.24%
AVNS	F	0.24%
SYNA	F	0.24%
PATK	F	0.24%
THRM	D	0.23%
FOXF	F	0.23%
OFG	C	0.23%
ROG	D	0.23%
DK	F	0.23%
YETI	F	0.22%
MGPI	F	0.18%
UPWK	A	0.15%
BHF	B	0.14%
TCBI	B	0.14%
MYRG	B	0.14%
GNW	D	0.13%
ROIC	B	0.13%
MCW	A	0.13%
NNI	A	0.13%
HLIO	A	0.13%
BLMN	F	0.13%
MSGE	C	0.13%
PGRE	C	0.13%
NBTB	D	0.13%
BHLB	B	0.13%
DEI	B	0.13%
IVT	A	0.13%
JBGS	C	0.13%
PPBI	B	0.13%
PFS	B	0.13%
CBU	A	0.13%
SAM	C	0.13%
FBK	B	0.13%
OLPX	F	0.12%
CNXN	F	0.12%
STC	D	0.12%
AIR	F	0.12%
MTRN	D	0.12%
SHOO	D	0.12%
XPEL	F	0.12%
LXP	D	0.12%
SHLS	F	0.12%
NVEE	D	0.12%
HAYW	A	0.12%
EVTC	D	0.12%
SAFT	D	0.12%
OI	F	0.12%
NMRK	C	0.12%
CVCO	A	0.12%
GIC	F	0.12%
MSEX	B	0.12%
PLUS	C	0.12%
FDP	A	0.12%
UPBD	D	0.11%
CMTG	F	0.11%
CWEN	C	0.11%
OXM	F	0.11%
CNMD	D	0.11%
GPRE	F	0.11%
RC	F	0.11%
KFRC	D	0.11%
CC	F	0.11%
AIN	F	0.1%

FYT Underweight 131 Positions Relative to FDM

Symbol	Grade	Weight
LEU	A	-2.74%
BJRI	B	-1.6%
TPB	A	-1.53%
LMB	B	-1.49%
GLDD	B	-1.43%
MLR	A	-1.43%
HAYN	A	-1.42%
ASIX	C	-1.41%
VMEO	C	-1.41%
PTLO	A	-1.38%
ASTE	C	-1.37%
CPF	C	-1.34%
SPTN	D	-1.32%
IBCP	D	-1.3%
RGR	F	-1.27%
ETD	F	-1.23%
KELYA	D	-1.22%
WLDN	B	-1.15%
HCKT	D	-1.14%
EZPW	B	-1.12%
NBN	A	-1.11%
SWBI	D	-1.09%
SMBC	B	-1.06%
EGY	F	-1.03%
WLFC	B	-1.0%
MCB	B	-1.0%
PLOW	F	-0.99%
IMXI	F	-0.99%
DAKT	C	-0.97%
UVE	C	-0.96%
MPB	B	-0.93%
SNCY	A	-0.92%
ARKO	C	-0.9%
CCBG	A	-0.89%
LQDT	D	-0.89%
KE	C	-0.84%
FC	D	-0.83%
SHBI	B	-0.82%
NWPX	A	-0.82%
ESQ	A	-0.81%
MOFG	C	-0.8%
LXU	B	-0.8%
ANET	B	-0.8%
DHIL	D	-0.79%
LYTS	A	-0.79%
TTI	C	-0.79%
TIPT	A	-0.78%
AROW	A	-0.78%
CMPO	B	-0.78%
CSV	A	-0.77%
EE	A	-0.75%
TRDA	A	-0.74%
WRLD	D	-0.72%
CCSI	B	-0.72%
LINC	A	-0.72%
USAP	A	-0.71%
FISI	D	-0.7%
RMR	D	-0.7%
NPK	F	-0.7%
CCRN	F	-0.69%
NRIM	D	-0.68%
BSRR	D	-0.68%
KODK	F	-0.66%
SD	F	-0.66%
CWCO	F	-0.66%
PLPC	A	-0.66%
ODC	C	-0.65%
NECB	B	-0.65%
TCMD	A	-0.65%
OPY	A	-0.64%
ITIC	B	-0.64%
GLRE	C	-0.64%
LGTY	B	-0.63%
FMAO	A	-0.63%
CRCT	B	-0.62%
HNRG	B	-0.61%
CENT	D	-0.6%
NEWT	B	-0.6%
HVT	F	-0.59%
ARTNA	F	-0.58%
DCGO	B	-0.57%
LOCO	D	-0.56%
MOV	F	-0.56%
ACIC	A	-0.55%
VPG	F	-0.54%
LEGH	C	-0.53%
NGVC	B	-0.53%
INBK	C	-0.53%
SIGA	D	-0.53%
SENEA	A	-0.52%
RM	D	-0.5%
REPX	F	-0.46%
AMPY	F	-0.46%
JRVR	F	-0.44%
PKOH	D	-0.44%
AVNW	F	-0.43%
HRTG	D	-0.43%
MCFT	D	-0.42%
MITT	D	-0.4%
TASK	B	-0.39%
RCKY	F	-0.38%
FLXS	A	-0.38%
FSTR	F	-0.37%
LSEA	F	-0.36%
PWOD	A	-0.36%
NGS	F	-0.35%
EML	C	-0.34%
KRT	C	-0.34%
VLGEA	D	-0.34%
HBB	C	-0.34%
JILL	F	-0.33%
REI	F	-0.32%
ACTG	D	-0.32%
SGC	B	-0.32%
EARN	D	-0.31%
NATR	D	-0.29%
FF	B	-0.29%
TAYD	C	-0.28%
LAKE	F	-0.25%
BBCP	D	-0.25%
LWAY	B	-0.25%
ACU	F	-0.24%
VIRC	D	-0.24%
PEBK	D	-0.23%
ESOA	A	-0.23%
TWIN	D	-0.23%
BTMD	D	-0.21%
FEIM	C	-0.2%
INTT	C	-0.17%
CSPI	F	-0.14%
KEQU	D	-0.12%