FNY vs. MIDU ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to Direxion Mid Cap Bull 3X Shares (MIDU)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$87.32

Average Daily Volume

13,952

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

MIDU

Direxion Mid Cap Bull 3X Shares

MIDU Description

The investment seeks daily investment results, before fees and expenses, of 300% of the performance of the S&P MidCapÂ® 400 Index. The fund, under normal circumstances, creates long positions by investing at least 80% of its assets in the securities that comprise the S&P MidCapÂ® 400 Index ("index") and/or financial instruments that provide leveraged and unleveraged exposure to the index. The index measures the performance of the mid-cap segment of the U.S. equity universe, which is a capitalization-weighted index composed of 400 domestic common stocks. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$65.81

Average Daily Volume

93,193

Number of Holdings ^*

392

* may have additional holdings in another (foreign) market

Performance

Period	FNY	MIDU
30 Days	9.26%	20.80%
60 Days	10.03%	19.66%
90 Days	12.45%	20.75%
12 Months	43.71%	91.74%

109 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in MIDU	Overlap
AAON	B	0.69%	0.2%	0.2%
ADC	B	0.58%	0.17%	0.17%
AIT	A	0.68%	0.24%	0.24%
AM	A	0.15%	0.12%	0.12%
ANF	C	0.58%	0.17%	0.17%
APPF	B	0.14%	0.12%	0.12%
ATR	B	0.29%	0.26%	0.26%
AXTA	A	0.31%	0.2%	0.2%
AYI	B	0.5%	0.23%	0.23%
BCO	D	0.56%	0.09%	0.09%
BDC	B	0.43%	0.11%	0.11%
BLKB	B	0.28%	0.08%	0.08%
BRBR	A	0.51%	0.21%	0.21%
BRKR	D	0.1%	0.14%	0.1%
BRX	A	0.3%	0.2%	0.2%
BWXT	B	0.49%	0.27%	0.27%
CACI	D	0.63%	0.25%	0.25%
CBSH	A	0.34%	0.19%	0.19%
CBT	C	0.55%	0.14%	0.14%
CFR	B	0.35%	0.2%	0.2%
CHDN	B	0.29%	0.24%	0.24%
CHE	D	0.13%	0.19%	0.13%
CHH	A	0.16%	0.07%	0.07%
CLH	B	0.43%	0.29%	0.29%
CNM	D	0.14%	0.18%	0.14%
COHR	B	0.76%	0.35%	0.35%
COKE	C	0.65%	0.16%	0.16%
CROX	D	0.28%	0.14%	0.14%
CRUS	D	0.35%	0.12%	0.12%
CUBE	D	0.26%	0.25%	0.25%
CVLT	B	0.76%	0.17%	0.17%
CW	B	0.76%	0.32%	0.32%
DBX	B	0.29%	0.15%	0.15%
DCI	B	0.15%	0.21%	0.15%
DKS	C	0.41%	0.26%	0.26%
DOCU	A	0.54%	0.37%	0.37%
DT	C	0.42%	0.37%	0.37%
DTM	B	0.37%	0.22%	0.22%
DUOL	A	0.77%	0.28%	0.28%
EEFT	B	0.29%	0.1%	0.1%
EGP	F	0.13%	0.19%	0.13%
EHC	B	0.58%	0.23%	0.23%
ENSG	D	0.71%	0.19%	0.19%
ESAB	B	0.33%	0.16%	0.16%
EWBC	A	0.71%	0.33%	0.33%
EXEL	B	0.75%	0.23%	0.23%
EXLS	B	0.66%	0.17%	0.17%
EXP	A	0.59%	0.23%	0.23%
EXPO	D	0.24%	0.11%	0.11%
FCN	D	0.24%	0.16%	0.16%
FFIN	B	0.63%	0.12%	0.12%
FIX	A	0.82%	0.36%	0.36%
FLS	B	0.49%	0.18%	0.18%
FND	C	0.23%	0.25%	0.23%
FR	C	0.13%	0.16%	0.13%
GAP	C	0.27%	0.11%	0.11%
GATX	A	0.16%	0.12%	0.12%
GME	C	0.33%	0.24%	0.24%
GMED	A	0.65%	0.21%	0.21%
GPK	C	0.27%	0.19%	0.19%
GTLS	B	0.19%	0.16%	0.16%
H	B	0.14%	0.16%	0.14%
HALO	F	0.42%	0.16%	0.16%
HLI	B	0.66%	0.22%	0.22%
HLNE	B	0.8%	0.18%	0.18%
HOMB	A	0.48%	0.13%	0.13%
HRB	D	0.54%	0.19%	0.19%
IBKR	A	0.74%	0.44%	0.44%
IBOC	A	0.5%	0.09%	0.09%
IRT	A	0.29%	0.11%	0.11%
ITT	A	0.58%	0.28%	0.28%
KD	B	0.17%	0.15%	0.15%
KEX	C	0.59%	0.17%	0.17%
KNF	A	0.76%	0.12%	0.12%
KNSL	B	0.28%	0.24%	0.24%
KRG	B	0.29%	0.13%	0.13%
LAMR	D	0.27%	0.26%	0.26%
LNTH	D	0.49%	0.13%	0.13%
LNW	D	0.14%	0.19%	0.14%
LOPE	B	0.16%	0.11%	0.11%
MASI	A	0.17%	0.16%	0.16%
MEDP	D	0.13%	0.19%	0.13%
MORN	B	0.15%	0.21%	0.15%
NEU	C	0.14%	0.1%	0.1%
NNN	D	0.13%	0.18%	0.13%
NYT	C	0.4%	0.2%	0.2%
OHI	C	0.41%	0.23%	0.23%
OLLI	D	0.39%	0.13%	0.13%
ONB	B	0.48%	0.16%	0.16%
ORA	B	0.29%	0.1%	0.1%
PCTY	B	0.34%	0.2%	0.2%
PLNT	A	0.51%	0.19%	0.19%
PRI	A	0.48%	0.23%	0.23%
PSN	D	0.64%	0.11%	0.11%
RBC	A	0.15%	0.21%	0.15%
RGLD	C	0.15%	0.21%	0.15%
RLI	B	0.32%	0.17%	0.17%
ROIV	C	0.14%	0.12%	0.12%
RYAN	B	0.45%	0.17%	0.17%
SBRA	C	0.41%	0.1%	0.1%
SCI	B	0.46%	0.28%	0.28%
SFM	A	0.91%	0.32%	0.32%
SMG	D	0.49%	0.07%	0.07%
SSD	D	0.13%	0.18%	0.13%
TKO	B	0.57%	0.18%	0.18%
TTEK	F	0.62%	0.25%	0.25%
TXRH	C	0.63%	0.3%	0.3%
WING	D	0.33%	0.22%	0.22%
WWD	B	0.42%	0.24%	0.24%

FNY Overweight 105 Positions Relative to MIDU

Symbol	Grade	Weight
AFRM	B	1.08%
SOFI	A	1.0%
AX	A	0.9%
ALSN	B	0.87%
QTWO	A	0.86%
NTRA	B	0.86%
PIPR	B	0.84%
SFBS	B	0.82%
CORT	B	0.81%
RDNT	B	0.81%
CRS	A	0.8%
TOST	B	0.8%
FOUR	B	0.8%
KTB	B	0.79%
CSWI	A	0.79%
ITRI	B	0.77%
ACIW	B	0.76%
MOG.A	B	0.76%
IOT	A	0.73%
LTH	C	0.7%
DY	D	0.7%
DVA	B	0.68%
MOD	A	0.67%
PEGA	A	0.66%
HIMS	B	0.65%
TPG	A	0.65%
PODD	C	0.63%
CRVL	A	0.62%
SLG	B	0.62%
FRPT	B	0.62%
RL	B	0.61%
MMSI	B	0.6%
GWRE	A	0.6%
ATI	D	0.6%
ITGR	B	0.59%
AUR	C	0.59%
BOOT	D	0.57%
AVAV	D	0.56%
CRDO	B	0.56%
BFAM	D	0.55%
FSS	B	0.55%
BMI	B	0.55%
EPRT	B	0.55%
NCLH	B	0.54%
KAI	A	0.5%
AWI	A	0.49%
WHD	B	0.47%
S	B	0.47%
IBP	D	0.47%
PI	D	0.46%
FFIV	B	0.46%
ZETA	D	0.46%
HASI	D	0.45%
TW	A	0.45%
AXSM	B	0.44%
BOX	B	0.44%
CNS	B	0.44%
AZEK	A	0.42%
WYNN	D	0.4%
ALLE	D	0.4%
INSM	C	0.39%
RNA	D	0.38%
VRNS	D	0.37%
INSP	D	0.35%
RVMD	C	0.34%
MTCH	D	0.34%
RARE	D	0.33%
WTM	A	0.32%
ITCI	C	0.32%
CWST	A	0.31%
RUN	F	0.31%
MKTX	D	0.3%
GKOS	B	0.3%
MSGS	A	0.3%
BCPC	B	0.29%
REG	B	0.29%
AES	F	0.29%
TMDX	F	0.29%
RHP	B	0.29%
BPMC	C	0.28%
CTRE	D	0.28%
CPT	B	0.27%
AGNC	D	0.26%
AOS	F	0.23%
VRRM	D	0.23%
CLSK	C	0.2%
PAYC	B	0.19%
LYFT	C	0.19%
GH	B	0.18%
OWL	A	0.17%
DAY	B	0.17%
MARA	C	0.16%
TRMB	B	0.16%
NTNX	A	0.16%
ESI	A	0.15%
CRNX	C	0.15%
MAIN	A	0.15%
GOLF	B	0.15%
IPAR	B	0.14%
UDR	B	0.14%
ELAN	D	0.13%
TECH	D	0.12%
U	C	0.11%
TDW	F	0.1%
LCID	F	0.09%

FNY Underweight 283 Positions Relative to MIDU

Symbol	Grade	Weight
TPL	A	-0.59%
EME	C	-0.53%
ILMN	D	-0.52%
CSL	C	-0.47%
LII	A	-0.45%
WSO	A	-0.42%
XPO	B	-0.4%
RPM	A	-0.4%
OC	A	-0.39%
BURL	A	-0.39%
RBA	A	-0.39%
RS	B	-0.39%
MANH	D	-0.39%
UTHR	C	-0.39%
WSM	B	-0.38%
USFD	A	-0.37%
THC	D	-0.36%
TOL	B	-0.36%
FNF	B	-0.36%
RGA	A	-0.35%
EQH	B	-0.35%
PSTG	D	-0.35%
CASY	A	-0.34%
GGG	B	-0.34%
ACM	A	-0.33%
AVTR	F	-0.33%
SAIA	B	-0.33%
PFGC	B	-0.31%
GLPI	C	-0.31%
ELS	C	-0.31%
RNR	C	-0.31%
BMRN	D	-0.29%
NVT	B	-0.28%
UNM	A	-0.28%
NBIX	C	-0.28%
JLL	D	-0.28%
LECO	B	-0.27%
AMH	D	-0.27%
OVV	B	-0.27%
SF	B	-0.27%
JEF	A	-0.27%
WPC	D	-0.27%
RRX	B	-0.26%
BJ	A	-0.26%
CCK	C	-0.25%
CG	A	-0.25%
FHN	A	-0.25%
BLD	D	-0.25%
SRPT	D	-0.24%
AA	B	-0.24%
EVR	B	-0.24%
MUSA	A	-0.23%
ALLY	C	-0.23%
LAD	A	-0.23%
WAL	B	-0.23%
CIEN	B	-0.23%
ARMK	B	-0.23%
WBS	A	-0.23%
AFG	A	-0.23%
PNFP	B	-0.22%
TPX	B	-0.22%
WTRG	B	-0.22%
PR	B	-0.22%
INGR	B	-0.22%
KNX	B	-0.21%
PEN	B	-0.21%
FN	D	-0.21%
REXR	F	-0.21%
WMS	D	-0.21%
WCC	B	-0.21%
FBIN	D	-0.21%
CNH	C	-0.21%
AAL	B	-0.21%
FLR	B	-0.2%
WTFC	A	-0.2%
SNX	C	-0.2%
ZION	B	-0.2%
ORI	A	-0.2%
AR	B	-0.2%
CHRD	D	-0.19%
SSB	B	-0.19%
ONTO	D	-0.19%
RRC	B	-0.19%
X	C	-0.19%
SKX	D	-0.19%
HQY	B	-0.19%
OGE	B	-0.19%
CR	A	-0.19%
MTZ	B	-0.19%
TTC	D	-0.19%
JAZZ	B	-0.18%
FYBR	D	-0.18%
TREX	C	-0.18%
PB	A	-0.18%
VOYA	B	-0.18%
KBR	F	-0.18%
SNV	B	-0.18%
UFPI	B	-0.18%
SEIC	B	-0.18%
OSK	B	-0.17%
MIDD	C	-0.17%
TMHC	B	-0.17%
MTSI	B	-0.17%
OLED	D	-0.17%
G	B	-0.17%
RGEN	D	-0.17%
WEX	D	-0.17%
MKSI	C	-0.17%
BERY	B	-0.17%
WH	B	-0.17%
MSA	D	-0.16%
CMC	B	-0.16%
MTDR	B	-0.16%
VMI	B	-0.16%
DINO	D	-0.16%
VNO	B	-0.16%
CADE	B	-0.16%
ELF	C	-0.16%
CGNX	C	-0.16%
LSCC	D	-0.16%
GNTX	C	-0.16%
LPX	B	-0.16%
GXO	B	-0.16%
R	B	-0.16%
ALV	C	-0.16%
MTG	C	-0.15%
GBCI	B	-0.15%
NOV	C	-0.15%
CYTK	F	-0.15%
MAT	D	-0.15%
SAIC	F	-0.15%
DOCS	C	-0.15%
COLB	A	-0.15%
DAR	C	-0.15%
STAG	F	-0.15%
LSTR	D	-0.15%
FAF	A	-0.15%
MTN	C	-0.15%
BIO	D	-0.15%
ESNT	D	-0.14%
FNB	A	-0.14%
VNT	B	-0.14%
SIGI	C	-0.14%
NOVT	D	-0.14%
ARW	D	-0.14%
WFRD	D	-0.14%
ALTR	B	-0.14%
LFUS	F	-0.14%
STWD	C	-0.14%
IDA	A	-0.14%
WHR	B	-0.14%
QLYS	C	-0.13%
NFG	A	-0.13%
VVV	F	-0.13%
CLF	F	-0.13%
AMG	B	-0.13%
KBH	D	-0.13%
UBSI	B	-0.13%
AGCO	D	-0.13%
RMBS	C	-0.13%
LITE	B	-0.13%
PVH	C	-0.13%
WTS	B	-0.13%
CNX	A	-0.13%
JHG	A	-0.13%
THO	B	-0.13%
THG	A	-0.13%
CHX	C	-0.13%
NXST	C	-0.12%
OZK	B	-0.12%
POST	C	-0.12%
HWC	B	-0.12%
SLM	A	-0.12%
BC	C	-0.12%
LEA	D	-0.12%
UMBF	B	-0.12%
HAE	C	-0.11%
AVNT	B	-0.11%
CIVI	D	-0.11%
AVT	C	-0.11%
CUZ	B	-0.11%
NJR	A	-0.11%
WMG	C	-0.11%
MUR	D	-0.11%
POR	C	-0.11%
VLY	B	-0.11%
TKR	D	-0.11%
RH	B	-0.11%
FIVE	F	-0.11%
MMS	F	-0.11%
HXL	D	-0.11%
OLN	D	-0.11%
ST	F	-0.11%
SON	D	-0.11%
UGI	A	-0.11%
BYD	C	-0.11%
KRC	C	-0.1%
CELH	F	-0.1%
OGS	A	-0.1%
WLK	D	-0.1%
FLO	D	-0.1%
KMPR	B	-0.1%
M	D	-0.1%
DLB	B	-0.1%
BKH	A	-0.1%
AN	C	-0.1%
SLGN	A	-0.1%
CHWY	B	-0.1%
SWX	B	-0.1%
ALE	A	-0.09%
TNL	A	-0.09%
OPCH	D	-0.09%
SR	A	-0.09%
ASH	D	-0.09%
MSM	C	-0.09%
HOG	D	-0.09%
ENS	D	-0.09%
ASB	B	-0.09%
RYN	D	-0.09%
TCBI	B	-0.09%
ASGN	F	-0.09%
CNO	A	-0.09%
PNM	F	-0.09%
FHI	A	-0.08%
EPR	D	-0.08%
NWE	B	-0.08%
VAL	D	-0.08%
CDP	C	-0.08%
SLAB	D	-0.08%
NVST	B	-0.08%
IRDM	D	-0.08%
TEX	D	-0.08%
PII	D	-0.08%
POWI	D	-0.08%
LANC	C	-0.08%
WU	D	-0.08%
XRAY	F	-0.08%
ACHC	F	-0.08%
PRGO	B	-0.08%
CC	C	-0.07%
NEOG	F	-0.07%
AMED	F	-0.07%
AMKR	D	-0.07%
NSA	D	-0.07%
SYNA	C	-0.07%
VAC	B	-0.07%
MAN	D	-0.07%
PCH	D	-0.07%
PAG	B	-0.07%
ZI	D	-0.07%
PK	B	-0.07%
ALGM	D	-0.07%
PBF	D	-0.07%
BHF	B	-0.07%
WEN	D	-0.07%
GHC	C	-0.07%
YETI	C	-0.07%
CPRI	F	-0.06%
ENOV	C	-0.06%
VC	D	-0.06%
GT	C	-0.06%
ARWR	F	-0.06%
NSP	D	-0.06%
CXT	B	-0.06%
HGV	B	-0.06%
COTY	F	-0.06%
COLM	B	-0.06%
LIVN	F	-0.06%
TDC	D	-0.06%
SAM	C	-0.06%
PPC	C	-0.05%
IPGP	D	-0.05%
AZTA	D	-0.05%
JWN	C	-0.05%
RCM	F	-0.05%
SHC	F	-0.05%
GEF	A	-0.04%
VSH	D	-0.04%
CAR	C	-0.04%
UAA	C	-0.04%
CNXC	F	-0.04%
CRI	D	-0.04%
UA	C	-0.03%