OPTZ vs. EVUS ETF Comparison

Comparison of Optimize Strategy Index ETF (OPTZ) to iShares ESG Aware MSCI USA Value ETF (EVUS)

OPTZ

Optimize Strategy Index ETF

OPTZ Description

OPTZ seeks to track a broad market index consisting of US-listed equities that meet certain market-cap threshold and liquidity requirements. To be included in the fund, eligible large-cap and small-cap companies are evaluated and ranked within their own sector. Large cap companies are ranked based on the ratio of current EPS over the trailing 10-year average EPS, the current P/E ratio, and the 2-year forward EPS growth estimate. Small-cap companies are ranked solely on their P/S ratio. Within these two groups, the top 20% are selected from each sector. The index weights the sectors using the sum of the market capitalization of all constituents in each sector and within each sector each constituent is equally weighted. Reconstitution and rebalancing are done semi-annually.

Grade (RS Rating)

Last Trade

$31.04

Average Daily Volume

7,221

Number of Holdings ^*

321

* may have additional holdings in another (foreign) market

EVUS

iShares ESG Aware MSCI USA Value ETF

EVUS Description

EVUS tracks an index of large- and mid-cap US value stocks perceived to have positive ESG characteristics. The parent index, MSCI USA Value Index, identifies value stocks through book value-to-price ratio, 12-month forward earnings-to-price ratio, and dividend yield. Securities are then screened to exclude companies involved in controversial businesses and issues (e.g., weapons, tobacco, climate change issues). All selected securities are assigned an ESG score that evaluates a companys exposure to key ESG issues based on the companys business segment and geographic risk, as well as their strategies and programs to manage these risks and opportunities. Using a sector-specific weighting model, companies are rated and ranked against industry peers. The quantitative process leans toward higher-rated stocks while also considering market-cap and constraints based on the parent index. The fund may engage in securities lending. The index is reviewed and rebalanced quarterly.

Grade (RS Rating)

Last Trade

$30.74

Average Daily Volume

1,444

Number of Holdings ^*

234

* may have additional holdings in another (foreign) market

Performance

Period	OPTZ	EVUS
30 Days	8.47%	2.65%
60 Days	9.68%	3.47%
90 Days	11.36%	6.09%
12 Months		29.50%

64 Overlapping Holdings

Symbol	Grade	Weight in OPTZ	Weight in EVUS	Overlap
ACGL	D	0.19%	0.16%	0.16%
AIZ	A	0.23%	0.2%	0.2%
AMT	D	0.07%	0.59%	0.07%
APD	A	0.18%	0.11%	0.11%
AXP	A	0.24%	0.9%	0.24%
BG	F	0.25%	0.32%	0.25%
BKR	B	0.07%	0.31%	0.07%
BLK	C	0.24%	0.31%	0.24%
BR	A	0.22%	0.73%	0.22%
CAH	B	0.14%	0.31%	0.14%
CAT	B	0.14%	0.75%	0.14%
CB	C	0.19%	0.13%	0.13%
CBOE	B	0.19%	0.11%	0.11%
CBRE	B	0.1%	0.35%	0.1%
CHD	B	0.3%	0.29%	0.29%
CMCSA	B	0.64%	0.4%	0.4%
COR	B	0.14%	0.49%	0.14%
CVS	D	0.26%	0.09%	0.09%
DAL	C	0.19%	0.3%	0.19%
DGX	A	0.14%	0.3%	0.14%
DIS	B	0.77%	0.88%	0.77%
DLR	B	0.11%	0.47%	0.11%
EA	A	0.66%	0.41%	0.41%
ECL	D	0.15%	0.64%	0.15%
EIX	B	0.05%	0.28%	0.05%
EQIX	A	0.1%	0.61%	0.1%
ETN	A	0.15%	0.29%	0.15%
FDX	B	0.13%	0.23%	0.13%
FI	A	0.25%	0.38%	0.25%
FSLR	F	0.96%	0.1%	0.1%
GS	A	0.25%	0.84%	0.25%
HIG	B	0.2%	0.47%	0.2%
HII	D	0.09%	0.12%	0.09%
HON	B	0.15%	0.86%	0.15%
HUBB	B	0.15%	0.14%	0.14%
IBM	C	1.02%	1.17%	1.02%
ICE	C	0.2%	0.1%	0.1%
INTC	D	1.31%	0.57%	0.57%
LIN	D	0.14%	0.49%	0.14%
LOW	D	0.35%	0.74%	0.35%
MCD	D	0.32%	0.63%	0.32%
MKTX	D	0.2%	0.11%	0.11%
PEP	F	0.26%	0.84%	0.26%
PGR	A	0.21%	0.39%	0.21%
PNR	A	0.15%	0.63%	0.15%
PRU	A	0.23%	1.02%	0.23%
SLB	C	0.06%	0.28%	0.06%
SPGI	C	0.2%	0.65%	0.2%
STE	F	0.12%	0.3%	0.12%
STZ	D	0.27%	0.09%	0.09%
T	A	0.64%	0.38%	0.38%
TAP	C	0.32%	0.33%	0.32%
TGT	F	0.28%	0.43%	0.28%
TMO	F	0.11%	0.11%	0.11%
TRV	B	0.22%	0.46%	0.22%
ULTA	F	0.3%	0.09%	0.09%
UNH	C	0.13%	2.04%	0.13%
URI	B	0.15%	0.27%	0.15%
WELL	A	0.1%	0.46%	0.1%
WMB	A	0.07%	0.16%	0.07%
WTW	B	0.22%	0.14%	0.14%
WY	D	0.09%	0.26%	0.09%
XYL	D	0.12%	0.41%	0.12%
ZBH	C	0.14%	0.23%	0.14%

OPTZ Overweight 257 Positions Relative to EVUS

Symbol	Grade	Weight
APP	B	2.03%
NVDA	C	1.44%
CRWD	B	1.37%
CRM	B	1.37%
TTMI	B	1.36%
DELL	C	1.29%
GDDY	A	1.27%
NOW	A	1.27%
FFIV	B	1.25%
ANET	C	1.24%
QLYS	C	1.22%
CDNS	B	1.21%
BHE	B	1.2%
ITRI	B	1.19%
MSI	B	1.18%
SNPS	B	1.16%
WIX	B	1.15%
INFN	C	1.11%
AAPL	C	1.06%
VZIO	A	1.04%
AMD	F	1.03%
VRSN	F	1.03%
BAH	F	1.02%
AMAT	F	1.0%
ROP	B	1.0%
DJT	C	0.93%
LUMN	C	0.83%
CRUS	D	0.8%
IDCC	A	0.78%
ACLS	F	0.78%
NFLX	A	0.73%
TMUS	B	0.72%
RNG	B	0.72%
ZM	B	0.71%
META	D	0.65%
EAT	A	0.55%
CVNA	B	0.55%
AMC	C	0.54%
NPAB	B	0.52%
TSLA	B	0.49%
WWW	B	0.48%
NCLH	B	0.48%
RCL	A	0.47%
COIN	C	0.42%
HBI	B	0.42%
WOOF	D	0.42%
UNFI	A	0.41%
RL	B	0.39%
LULU	C	0.39%
SIG	B	0.39%
MAR	B	0.39%
DECK	A	0.39%
AMZN	C	0.38%
LVS	C	0.38%
WHR	B	0.37%
GRMN	B	0.37%
ANF	C	0.36%
SBH	C	0.36%
WYNN	D	0.36%
BZH	B	0.35%
PCT	C	0.34%
FIVE	F	0.34%
DPZ	C	0.34%
PVH	C	0.34%
ORLY	B	0.34%
ALV	C	0.33%
BURL	A	0.33%
CHDN	B	0.32%
APO	B	0.31%
YETI	C	0.31%
ENR	B	0.31%
ETSY	D	0.3%
ROST	C	0.29%
DKS	C	0.29%
GPC	D	0.29%
COST	B	0.29%
LC	A	0.28%
LEA	D	0.28%
LNW	D	0.28%
DOLE	D	0.27%
SQ	B	0.27%
MELI	D	0.27%
WBA	F	0.27%
ODP	F	0.27%
AX	A	0.26%
DAN	D	0.26%
APTV	D	0.25%
CL	D	0.25%
KKR	A	0.25%
AMP	A	0.25%
CAL	D	0.25%
TROW	B	0.24%
ARES	A	0.24%
CROX	D	0.24%
BHF	B	0.24%
CINF	A	0.23%
AGO	B	0.23%
EWTX	C	0.23%
CPAY	A	0.23%
PRG	C	0.22%
SIGI	C	0.22%
GPN	B	0.22%
COOP	B	0.22%
LBPH	A	0.22%
V	A	0.22%
NATL	B	0.21%
GL	B	0.21%
AXON	A	0.21%
VRT	B	0.21%
AER	B	0.21%
BFH	B	0.21%
MSCI	C	0.21%
BRO	B	0.21%
ALL	A	0.21%
LDI	C	0.2%
STRL	B	0.2%
CME	A	0.2%
CRS	A	0.2%
MCO	B	0.2%
GATO	D	0.2%
RNR	C	0.2%
ZIM	C	0.2%
NAVI	C	0.19%
PMT	D	0.19%
FIX	A	0.18%
VMC	B	0.18%
EME	C	0.18%
GTLS	B	0.18%
PAYC	B	0.18%
XPO	B	0.18%
LPX	B	0.18%
EXP	A	0.18%
SKYW	B	0.18%
HQY	B	0.17%
JBLU	F	0.17%
AVNT	B	0.17%
MLM	B	0.17%
HASI	D	0.17%
PEN	B	0.16%
EMN	D	0.16%
SHW	A	0.16%
DOCU	A	0.16%
PCTY	B	0.16%
PWR	A	0.16%
AIT	A	0.16%
ACHR	B	0.16%
INCY	C	0.16%
VERA	B	0.16%
GNRC	B	0.16%
ESTC	C	0.15%
GFF	A	0.15%
ISRG	A	0.15%
TT	A	0.15%
PCAR	B	0.15%
PEGA	A	0.15%
WAB	B	0.15%
JAZZ	B	0.15%
PH	A	0.15%
TPC	C	0.15%
SAIA	B	0.15%
PODD	C	0.15%
CLOV	D	0.15%
PHIN	A	0.14%
THC	D	0.14%
STGW	B	0.14%
MRC	B	0.14%
WST	C	0.14%
LECO	B	0.14%
UTHR	C	0.14%
LIVN	F	0.14%
AKRO	B	0.14%
REVG	B	0.14%
DVA	B	0.14%
SYK	C	0.14%
WDAY	B	0.13%
BV	B	0.13%
VRSK	A	0.13%
ALGN	D	0.13%
NBIX	C	0.13%
VRTX	F	0.13%
SAVA	D	0.13%
OSK	B	0.13%
PBI	B	0.13%
WWD	B	0.13%
ASH	D	0.13%
MANH	D	0.13%
AHCO	F	0.12%
SHC	F	0.12%
AOS	F	0.12%
KRYS	B	0.12%
MOH	F	0.12%
RPRX	D	0.12%
RSG	A	0.12%
ETNB	C	0.12%
DAWN	F	0.12%
IQV	D	0.11%
EFX	F	0.11%
COGT	D	0.11%
SRPT	D	0.11%
BAX	D	0.11%
SNDX	F	0.11%
KURA	F	0.11%
VNO	B	0.11%
BA	F	0.11%
ADBE	C	0.11%
UHS	D	0.11%
IDXX	F	0.11%
DYN	F	0.11%
UNIT	B	0.1%
RHP	B	0.1%
CGEM	F	0.1%
SPG	B	0.1%
LNTH	D	0.1%
EXPI	C	0.1%
OMI	F	0.1%
CPT	B	0.09%
PEB	D	0.09%
NEXT	B	0.09%
ELS	C	0.09%
PK	B	0.09%
CE	F	0.09%
LAMR	D	0.09%
SBRA	C	0.09%
OGN	D	0.09%
NMRK	B	0.09%
REXR	F	0.08%
NVRI	F	0.08%
RDFN	D	0.08%
SBAC	D	0.08%
EGP	F	0.08%
TDW	F	0.08%
ICLR	D	0.08%
PRIM	A	0.08%
CEG	D	0.07%
KNTK	B	0.07%
BKD	D	0.07%
TRGP	B	0.07%
DTM	B	0.07%
ATO	A	0.06%
WKC	D	0.06%
ETR	B	0.06%
OII	B	0.06%
WHD	B	0.06%
FTI	A	0.06%
SANA	F	0.06%
NRG	B	0.06%
VAL	D	0.05%
DUK	C	0.05%
DTE	C	0.05%
APA	D	0.05%
SO	D	0.05%
WFRD	D	0.05%
DK	C	0.05%
SWX	B	0.05%
AES	F	0.04%
NFE	D	0.04%
HE	C	0.04%

OPTZ Underweight 170 Positions Relative to EVUS

Symbol	Grade	Weight
AVGO	D	-2.9%
JPM	A	-2.81%
HD	A	-2.07%
KO	D	-1.67%
XOM	B	-1.54%
PG	A	-1.5%
TXN	C	-1.47%
JNJ	D	-1.43%
BAC	A	-1.33%
ORCL	B	-1.31%
CVX	A	-1.26%
ADP	B	-1.24%
BRK.A	B	-1.19%
MS	A	-1.07%
CSCO	B	-1.01%
GILD	C	-0.96%
PEG	A	-0.96%
ABBV	D	-0.92%
K	A	-0.89%
COP	C	-0.82%
NEE	D	-0.82%
KMI	A	-0.81%
RTX	C	-0.79%
VZ	C	-0.79%
CMI	A	-0.78%
OKE	A	-0.77%
CRH	A	-0.76%
AMGN	D	-0.74%
BK	A	-0.74%
DHR	F	-0.7%
C	A	-0.69%
NI	A	-0.67%
ELV	F	-0.65%
QCOM	F	-0.63%
PNC	B	-0.62%
GIS	D	-0.6%
MMM	D	-0.6%
CCI	D	-0.6%
CI	F	-0.58%
ACN	C	-0.56%
PFE	D	-0.55%
NXPI	D	-0.52%
MRK	F	-0.52%
MET	A	-0.52%
EXPD	D	-0.51%
SYF	B	-0.47%
DFS	B	-0.45%
FERG	B	-0.43%
ZTS	D	-0.43%
CLX	B	-0.43%
DE	A	-0.43%
BMY	B	-0.42%
MU	D	-0.41%
KR	B	-0.41%
SCHW	B	-0.4%
CARR	D	-0.4%
CHRW	C	-0.4%
NOC	D	-0.4%
LKQ	D	-0.39%
OVV	B	-0.39%
JCI	C	-0.38%
NDAQ	A	-0.38%
CMS	C	-0.38%
SBUX	A	-0.37%
KMB	D	-0.36%
FLUT	A	-0.36%
KEYS	A	-0.35%
HPE	B	-0.35%
ANSS	B	-0.35%
EXC	C	-0.35%
PPG	F	-0.34%
IRM	D	-0.34%
PSX	C	-0.33%
UPS	C	-0.32%
HCA	F	-0.3%
COO	D	-0.3%
PLD	D	-0.3%
HBAN	A	-0.29%
NEM	D	-0.28%
D	C	-0.28%
BBY	D	-0.28%
WFC	A	-0.28%
USB	A	-0.28%
FTV	C	-0.27%
ADI	D	-0.27%
KHC	F	-0.26%
ED	D	-0.25%
NUE	C	-0.25%
FIS	C	-0.25%
TFC	A	-0.24%
PYPL	B	-0.24%
MMC	B	-0.24%
CNH	C	-0.24%
ABT	B	-0.24%
ES	D	-0.23%
AFL	B	-0.23%
TSCO	D	-0.23%
GEV	B	-0.23%
FBIN	D	-0.23%
VLO	C	-0.23%
REGN	F	-0.22%
LH	C	-0.22%
WTRG	B	-0.21%
J	F	-0.21%
KDP	D	-0.21%
OC	A	-0.21%
TRMB	B	-0.2%
A	D	-0.19%
FDS	B	-0.19%
COF	B	-0.18%
TJX	A	-0.18%
CNC	D	-0.18%
STT	A	-0.18%
MRO	B	-0.18%
HPQ	B	-0.17%
IEX	B	-0.17%
EQT	B	-0.16%
DHI	D	-0.16%
NTRS	A	-0.16%
JBHT	C	-0.16%
IP	B	-0.16%
IR	B	-0.15%
TWLO	A	-0.15%
TFX	F	-0.15%
ALLE	D	-0.15%
HOLX	D	-0.14%
MKC	D	-0.14%
PHM	D	-0.13%
ROK	B	-0.13%
FOX	A	-0.13%
HRL	D	-0.12%
BXP	D	-0.12%
AKAM	D	-0.12%
IFF	D	-0.12%
PFG	D	-0.12%
CPB	D	-0.12%
PAYX	C	-0.12%
LDOS	C	-0.11%
ADM	D	-0.11%
PSA	D	-0.11%
SOLV	C	-0.11%
AZPN	A	-0.11%
GEN	B	-0.11%
WDC	D	-0.11%
JNPR	F	-0.11%
STLD	B	-0.11%
FANG	D	-0.11%
CCK	C	-0.1%
DD	D	-0.1%
BALL	D	-0.1%
NTAP	C	-0.1%
HUM	C	-0.1%
BIIB	F	-0.1%
DOW	F	-0.1%
RMD	C	-0.1%
ITW	B	-0.1%
DOV	A	-0.1%
CAG	D	-0.09%
MDLZ	F	-0.09%
TTC	D	-0.09%
AVTR	F	-0.09%
KMX	B	-0.09%
AVY	D	-0.09%
SYY	B	-0.09%
GEHC	F	-0.09%
LYB	F	-0.08%
NKE	D	-0.08%
IPG	D	-0.08%
DG	F	-0.06%
DLTR	F	-0.06%