FYT vs. HART ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to IQ Healthy Hearts ETF (HART)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$51.31

Average Daily Volume

12,625

Number of Holdings ^*

252

* may have additional holdings in another (foreign) market

HART

IQ Healthy Hearts ETF

HART Description

The investment seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of its underlying index, the IQ Candriam Healthy Hearts Index. The fund employs a passive management - or indexing - investment approach designed to track the performance of the index, which was developed by IndexIQ LLC with Candriam Belgium S.A. acting as index consultant to IndexIQ. The index includes securities of large-, mid- and small-capitalization companies that trade in the U.S. and foreign markets, including emerging markets other than China, Egypt, India, Kuwait, Pakistan, Qatar, Saudi Arabia and United Arab Emirates.

Grade (RS Rating)

Last Trade

$29.59

Average Daily Volume

459

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYT	HART
30 Days	-4.40%	-1.05%
60 Days	-2.56%	-0.17%
90 Days	-1.70%	1.90%
12 Months	21.84%	5.34%

2 Overlapping Holdings

	Symbol	Grade	Weight in FYT	Weight in HART	Overlap
	MODG	B	0.66%	0.56%	0.56%
	UAA	F	0.61%	0.41%	0.41%

FYT Overweight 250 Positions Relative to HART

Symbol	Grade	Weight
CRK	B	0.75%
PRDO	A	0.72%
ARCH	D	0.7%
NWN	A	0.7%
PRG	B	0.69%
AVA	A	0.69%
PHIN	A	0.68%
FFBC	A	0.68%
CRC	D	0.68%
CNX	B	0.68%
INVA	A	0.67%
REVG	A	0.67%
CALM	D	0.67%
WMK	D	0.67%
TALO	D	0.67%
UVV	A	0.67%
USM	B	0.67%
VSH	C	0.66%
HIW	A	0.66%
NMIH	A	0.65%
RC	B	0.65%
SCHL	F	0.65%
EIG	C	0.65%
DNOW	D	0.65%
RLJ	D	0.64%
SNDR	F	0.64%
PINC	D	0.64%
ABR	B	0.64%
IMKTA	F	0.64%
ATSG	F	0.63%
RYI	F	0.63%
HE	F	0.63%
CHGG	F	0.62%
TGNA	D	0.62%
CABO	F	0.62%
GHC	C	0.62%
GDEN	F	0.61%
SPB	C	0.61%
LZB	D	0.6%
GEF	D	0.6%
PARR	F	0.59%
LILAK	A	0.58%
PFS	B	0.57%
GEO	B	0.57%
BZH	D	0.57%
CASH	B	0.57%
JBT	F	0.57%
MLKN	D	0.56%
MSGE	A	0.56%
KSS	F	0.56%
SR	A	0.55%
INDB	B	0.55%
DIOD	B	0.55%
PEBO	A	0.55%
FRME	A	0.54%
ABM	A	0.54%
ENVA	B	0.54%
SAH	A	0.54%
VBTX	B	0.54%
IBOC	A	0.54%
SLVM	A	0.54%
AAT	A	0.53%
ODP	D	0.53%
FCF	A	0.53%
KOS	F	0.53%
FULT	A	0.53%
AX	A	0.53%
NWE	A	0.53%
WSFS	A	0.53%
KN	D	0.53%
EFSC	D	0.52%
CXW	C	0.52%
CNO	B	0.52%
DAN	B	0.52%
ALGT	F	0.52%
STBA	B	0.52%
NBHC	D	0.51%
CUBI	D	0.51%
EBC	D	0.51%
BANR	D	0.51%
BNL	D	0.5%
SASR	D	0.5%
CATY	F	0.5%
OCFC	F	0.5%
HUBG	D	0.5%
WERN	D	0.49%
AMN	D	0.49%
CIM	D	0.49%
MRTN	D	0.49%
NAVI	F	0.49%
HPP	F	0.48%
CTOS	F	0.48%
REZI	D	0.48%
ADNT	D	0.48%
SBH	F	0.47%
HTLD	D	0.46%
CCS	D	0.44%
GES	B	0.44%
TRMK	A	0.42%
APOG	A	0.41%
OFG	A	0.4%
GOGO	B	0.4%
OEC	B	0.4%
PFBC	A	0.4%
SNEX	A	0.4%
HTZ	F	0.4%
TOWN	B	0.39%
SJW	D	0.39%
EPC	B	0.39%
KOP	D	0.39%
BKU	A	0.39%
SRCE	B	0.39%
EQC	D	0.39%
ANDE	B	0.39%
FIBK	A	0.39%
BLMN	D	0.38%
UNF	D	0.38%
FHI	D	0.38%
CENTA	C	0.38%
KMT	F	0.38%
HOPE	D	0.38%
RNST	D	0.38%
BUSE	B	0.38%
NHC	C	0.38%
WAFD	D	0.38%
PNM	C	0.38%
SFNC	D	0.37%
SSTK	D	0.37%
WOR	D	0.37%
TCBK	A	0.37%
WSBC	D	0.37%
PDCO	F	0.37%
NWBI	D	0.37%
VAC	B	0.37%
BKE	D	0.36%
NX	D	0.35%
VSCO	D	0.35%
KLG	A	0.35%
ICUI	F	0.35%
HLF	D	0.35%
MATW	F	0.35%
ECVT	F	0.35%
WGO	D	0.34%
LGIH	F	0.33%
XRX	F	0.32%
VCTR	A	0.32%
BOOT	B	0.31%
JBLU	F	0.31%
HELE	F	0.31%
FOXF	F	0.3%
PRIM	A	0.29%
DEA	B	0.28%
PLXS	A	0.28%
UCBI	B	0.27%
JELD	A	0.27%
GTY	B	0.27%
PLUS	D	0.27%
KALU	A	0.27%
ASB	A	0.27%
LNN	B	0.27%
CWEN	A	0.27%
FBP	A	0.27%
DFIN	B	0.27%
FHB	A	0.27%
HTLF	A	0.27%
OLPX	F	0.27%
XHR	D	0.26%
MTX	B	0.26%
TCBI	D	0.26%
PSMT	A	0.26%
DEI	B	0.26%
LGND	C	0.26%
BHLB	A	0.26%
HTH	D	0.26%
TRS	B	0.26%
EAT	A	0.26%
NBTB	A	0.26%
CNXN	D	0.26%
LTH	F	0.25%
WD	C	0.25%
MCRI	C	0.25%
AUB	D	0.25%
THS	C	0.25%
CMCO	C	0.25%
CVBF	D	0.25%
OMCL	F	0.25%
VRTS	D	0.25%
SBCF	D	0.25%
JBGS	D	0.25%
NMRK	D	0.24%
BXC	D	0.24%
PCRX	D	0.24%
FBNC	D	0.24%
PATK	D	0.24%
BDC	D	0.24%
OI	F	0.24%
CBRL	F	0.23%
CRI	F	0.23%
ZD	F	0.22%
FWRD	F	0.2%
STRA	A	0.15%
AIR	A	0.15%
OII	D	0.14%
ADV	B	0.14%
PTVE	A	0.14%
OXM	A	0.13%
NVEE	F	0.13%
TTMI	B	0.13%
GO	F	0.13%
STC	A	0.13%
NIC	D	0.13%
DK	F	0.13%
ALEX	C	0.13%
ARI	D	0.13%
HI	F	0.13%
CAKE	D	0.13%
B	D	0.13%
ARCB	F	0.13%
MPW	B	0.13%
CTS	A	0.13%
PGRE	B	0.13%
CPK	A	0.13%
FDP	A	0.13%
NNI	A	0.13%
MWA	A	0.13%
FBK	B	0.13%
VICR	F	0.12%
CMTG	F	0.12%
ENOV	D	0.12%
ADUS	B	0.12%
APAM	D	0.12%
KFRC	D	0.12%
DORM	C	0.12%
CVCO	D	0.12%
KFY	D	0.12%
ROG	C	0.12%
PPBI	D	0.12%
SCL	D	0.12%
COHU	F	0.12%
CBU	D	0.12%
AIN	D	0.12%
GNW	C	0.12%
CSGS	F	0.12%
HNI	C	0.12%
LXP	D	0.12%
SHOO	D	0.12%
IART	F	0.11%
SHEN	F	0.11%
IBTX	F	0.11%
ATUS	D	0.1%

FYT Underweight 43 Positions Relative to HART

Symbol	Grade	Weight
GOOGL	A	-5.59%
NVS	B	-4.88%
LLY	B	-4.86%
UNH	B	-4.83%
AAPL	F	-4.8%
PFE	C	-4.69%
JNJ	D	-4.68%
ABT	D	-4.61%
ELV	A	-3.45%
NKE	F	-3.02%
BSX	A	-2.91%
MDT	C	-2.88%
BMY	F	-2.47%
HCA	C	-1.67%
EW	D	-1.43%
GIS	B	-1.1%
CNC	D	-1.09%
SWAV	A	-0.65%
DKS	B	-0.61%
GRMN	A	-0.6%
EHC	A	-0.57%
DECK	D	-0.56%
MOH	F	-0.55%
THC	A	-0.54%
PNR	C	-0.53%
K	B	-0.53%
UTHR	A	-0.53%
ONON	D	-0.51%
LIVN	A	-0.5%
YETI	F	-0.49%
POOL	D	-0.49%
SEM	C	-0.49%
PLNT	F	-0.48%
MMSI	B	-0.47%
ACHC	D	-0.45%
MTN	F	-0.44%
PEN	D	-0.44%
CYTK	D	-0.43%
RYTM	B	-0.43%
VFC	F	-0.41%
PTON	F	-0.36%
ATRC	F	-0.35%
NARI	D	-0.34%