DWAS vs. MIDE ETF Comparison

Comparison of PowerShares DWA SmallCap Technical Leaders Portfolio (DWAS) to Xtrackers S&P MidCap 400 ESG ETF (MIDE)

DWAS

PowerShares DWA SmallCap Technical Leaders Portfolio

DWAS Description

The PowerShares DWA SmallCap Momentum Portfolio (the Fund) seeks investment results that generally correspond (before fees and expenses) to the price and yield of the Dorsey Wright SmallCap Technical Leaders™ Index (the Underlying Index). The Fund generally will invest at least 90% of its total assets in equity securities of small capitalization companies that comprise the Underlying Index. The Index includes securities pursuant to a Dorsey, Wright & Associates, LLC (Dorsey Wright or the Index Provider) proprietary selection methodology that is designed to identify companies that demonstrate powerful relative strength characteristics. The Index Provider determines a company’s relative strength characteristics based on that company’s market performance. The Index Provider selects approximately 200 companies for inclusion in the Underlying Index from a small-cap universe of approximately 2,000 of the smallest U.S. companies selected from a broader set of 3,000 companies. The Fund and the Index are rebalanced and reconstituted quarterly. Effective on or about Oct. 4, 2013, the name of the Fund changed from PowerShares DWA SmallCap Technical Leaders to PowerShares DWA SmallCap Momentum Portfolio.

Grade (RS Rating)

Last Trade

$102.14

Average Daily Volume

31,847

Number of Holdings ^*

182

* may have additional holdings in another (foreign) market

MIDE

Xtrackers S&P MidCap 400 ESG ETF

MIDE Description

The investment seeks investment results that correspond generally to the performance, before fees and expenses, of the S&P MidCap 400 ESG Index. The index seeks to target 75% of the float market capitalization (i.e., the amount of stock which is available for trading by the general public) of each Global Industry Classification Standard Industry Group (?GICS Industry Group?) within the S&P MidCap 400 Index, using an ESG score as the defining characteristic. The fund will invest at least 80% of its total assets (but typically far more) in component securities of the index. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.43

Average Daily Volume

541

Number of Holdings ^*

265

* may have additional holdings in another (foreign) market

Performance

Period	DWAS	MIDE
30 Days	8.33%	4.63%
60 Days	8.03%	5.96%
90 Days	9.12%	5.99%
12 Months	35.86%	27.86%

11 Overlapping Holdings

Symbol	Grade	Weight in DWAS	Weight in MIDE	Overlap
BDC	C	0.39%	0.25%	0.25%
CBT	D	0.35%	0.3%	0.3%
CNX	A	0.47%	0.28%	0.28%
CVLT	B	0.39%	0.38%	0.38%
KBH	D	0.31%	0.27%	0.27%
KEX	B	0.36%	0.36%	0.36%
LPX	B	0.44%	0.34%	0.34%
MTG	C	0.35%	0.31%	0.31%
R	B	0.4%	0.35%	0.35%
SFM	A	0.89%	0.7%	0.7%
VNO	C	0.37%	0.34%	0.34%

DWAS Overweight 171 Positions Relative to MIDE

Symbol	Grade	Weight
LMB	B	1.64%
STRL	A	1.57%
MOD	A	1.55%
ADMA	B	1.49%
KNTK	A	1.18%
COOP	B	1.1%
NUVL	C	1.02%
AMSC	B	0.95%
CRS	B	0.92%
CSWI	B	0.88%
UFPT	C	0.88%
DFIN	D	0.85%
HRTG	C	0.82%
BELFB	C	0.8%
RNA	C	0.79%
CVNA	B	0.78%
GRBK	D	0.78%
BYRN	B	0.74%
USLM	A	0.74%
OSCR	D	0.7%
CECO	B	0.7%
NBN	C	0.7%
USAP	B	0.68%
GPI	B	0.66%
VCTR	B	0.64%
RXST	F	0.61%
RDW	A	0.61%
ATI	C	0.61%
SKYW	C	0.61%
MLI	B	0.6%
AMRX	C	0.6%
ENVA	B	0.59%
PAY	A	0.57%
AROC	A	0.55%
HWKN	B	0.54%
BMI	B	0.54%
AGX	B	0.53%
COMM	D	0.52%
GVA	A	0.51%
TPC	C	0.51%
CCB	A	0.5%
TDS	B	0.49%
PCT	C	0.49%
KRYS	C	0.49%
VERX	A	0.49%
PIPR	A	0.49%
TRAK	B	0.48%
IDCC	B	0.48%
SKT	A	0.48%
PRIM	A	0.48%
ALSN	B	0.47%
VSEC	C	0.47%
JXN	C	0.46%
CRVL	B	0.46%
RUSHA	C	0.46%
RDNT	B	0.46%
CORT	B	0.46%
QTWO	A	0.45%
KTB	B	0.45%
NECB	C	0.45%
UTI	B	0.44%
FSS	B	0.44%
ROAD	B	0.44%
AUR	C	0.43%
HROW	D	0.43%
BSIG	A	0.43%
TGTX	B	0.43%
PRDO	B	0.43%
SKY	A	0.43%
APLT	C	0.43%
LMAT	A	0.42%
SLVM	B	0.42%
SNEX	B	0.42%
CASH	B	0.42%
TVTX	C	0.42%
OFG	B	0.42%
AGYS	A	0.42%
APOG	C	0.42%
MATX	C	0.42%
AVAV	C	0.41%
ESQ	B	0.41%
SXI	B	0.41%
RYAN	A	0.41%
NRIX	C	0.41%
NRIM	A	0.41%
ZETA	D	0.41%
NGVC	A	0.41%
WT	A	0.41%
INBK	B	0.41%
ALKT	B	0.41%
MLR	C	0.4%
FRPT	A	0.4%
AGM	B	0.4%
RYTM	C	0.4%
PRCT	B	0.4%
BBSI	B	0.4%
RYAM	C	0.4%
GKOS	B	0.4%
MMSI	A	0.4%
SPNT	B	0.39%
ACVA	B	0.39%
RSI	A	0.39%
AMAL	B	0.39%
MOG.A	B	0.39%
HURN	C	0.39%
WEAV	C	0.39%
BGC	C	0.39%
NPO	A	0.38%
CVCO	A	0.38%
OCUL	D	0.38%
REVG	C	0.38%
SLG	B	0.38%
GOLF	B	0.38%
INSM	C	0.37%
DY	D	0.37%
WLDN	C	0.37%
PBI	B	0.37%
TBBK	B	0.37%
AXSM	B	0.37%
AVAH	B	0.37%
MHO	D	0.37%
IMNM	F	0.37%
DSGR	C	0.36%
FBP	C	0.36%
SMTC	B	0.36%
NMRK	C	0.36%
CRNX	C	0.36%
SAVA	C	0.35%
CDMO	A	0.35%
BVS	D	0.35%
ALHC	C	0.35%
TREE	F	0.34%
AQST	D	0.34%
GIII	D	0.34%
PLCE	C	0.34%
CXT	C	0.34%
SERA	F	0.34%
CDE	C	0.34%
AXGN	C	0.33%
TPH	D	0.33%
SWIM	C	0.33%
TWST	F	0.33%
PI	D	0.33%
PNTG	D	0.33%
KYMR	D	0.33%
PTGX	D	0.32%
GCI	D	0.32%
VRNS	D	0.32%
PATK	C	0.32%
MBIN	F	0.31%
ICFI	F	0.31%
COGT	D	0.3%
ALDX	D	0.29%
MG	D	0.29%
THRD	F	0.29%
BOOT	C	0.29%
MEC	F	0.29%
LSEA	D	0.28%
ATRO	D	0.28%
DFH	D	0.28%
PLUS	F	0.28%
BKD	F	0.27%
HBB	F	0.25%
UWMC	D	0.25%
RKT	F	0.25%
MAX	F	0.24%
TNDM	D	0.23%
RDFN	D	0.22%
IGMS	F	0.19%
PHAT	F	0.17%
NOVA	F	0.12%

DWAS Underweight 254 Positions Relative to MIDE

Symbol	Grade	Weight
EME	A	-1.12%
CSL	C	-1.02%
LII	A	-0.95%
WSO	A	-0.92%
UTHR	C	-0.85%
XPO	B	-0.84%
RPM	A	-0.84%
MANH	D	-0.84%
OC	A	-0.82%
BURL	B	-0.81%
WSM	C	-0.8%
USFD	A	-0.79%
DT	D	-0.77%
COHR	B	-0.76%
FIX	A	-0.76%
FNF	B	-0.76%
THC	D	-0.75%
TOL	B	-0.75%
PSTG	D	-0.74%
EQH	C	-0.74%
RGA	A	-0.73%
EWBC	A	-0.69%
ELS	C	-0.65%
RNR	C	-0.65%
TXRH	B	-0.64%
CLH	C	-0.63%
TTEK	F	-0.61%
ITT	A	-0.61%
NVT	B	-0.61%
JLL	D	-0.61%
NBIX	C	-0.61%
SCI	B	-0.6%
UNM	A	-0.59%
WPC	C	-0.59%
LECO	C	-0.58%
JEF	A	-0.58%
BJ	A	-0.57%
SF	B	-0.57%
AMH	C	-0.57%
DKS	D	-0.55%
RRX	B	-0.55%
ATR	B	-0.55%
OVV	B	-0.54%
EVR	B	-0.53%
CCK	D	-0.53%
CUBE	C	-0.52%
BLD	D	-0.52%
FHN	A	-0.52%
FND	D	-0.52%
OHI	C	-0.5%
CHDN	B	-0.5%
EHC	B	-0.5%
WBS	A	-0.5%
AA	A	-0.5%
EXP	B	-0.5%
EXEL	B	-0.49%
LAD	A	-0.49%
AYI	B	-0.49%
CIEN	C	-0.49%
PRI	B	-0.49%
ARMK	B	-0.49%
INGR	C	-0.48%
ALLY	C	-0.48%
TPX	B	-0.47%
WTRG	B	-0.47%
RGLD	C	-0.45%
FBIN	D	-0.45%
WMS	F	-0.45%
KNX	C	-0.45%
WCC	B	-0.45%
DTM	A	-0.45%
PNFP	B	-0.45%
DCI	B	-0.45%
AR	B	-0.44%
REXR	F	-0.44%
WTFC	A	-0.43%
CFR	B	-0.43%
MTZ	B	-0.42%
TTC	C	-0.42%
AXTA	B	-0.42%
ZION	B	-0.42%
CBSH	B	-0.41%
CR	A	-0.41%
EGP	D	-0.41%
X	B	-0.41%
BRX	A	-0.41%
GPK	C	-0.41%
PLNT	A	-0.4%
SNV	C	-0.4%
RRC	B	-0.4%
HQY	A	-0.4%
HRB	D	-0.4%
ONTO	F	-0.39%
NNN	C	-0.38%
JAZZ	B	-0.38%
SEIC	B	-0.38%
TREX	C	-0.38%
VOYA	B	-0.38%
ADC	A	-0.37%
WH	B	-0.37%
FYBR	C	-0.37%
SSD	F	-0.37%
BERY	C	-0.37%
RGEN	D	-0.37%
FLS	B	-0.37%
RLI	A	-0.36%
WEX	D	-0.36%
EXLS	B	-0.36%
G	B	-0.36%
H	B	-0.35%
GTLS	A	-0.35%
TMHC	C	-0.35%
ESAB	C	-0.35%
ALV	C	-0.35%
HALO	F	-0.35%
MTSI	B	-0.35%
OLED	F	-0.35%
MSA	F	-0.34%
ELF	C	-0.34%
CMC	B	-0.34%
CADE	B	-0.34%
FCN	F	-0.34%
ONB	C	-0.34%
GXO	B	-0.34%
DBX	B	-0.33%
VMI	B	-0.33%
DINO	D	-0.33%
KD	B	-0.32%
COLB	B	-0.32%
FAF	A	-0.32%
CYTK	F	-0.32%
STAG	D	-0.32%
DAR	C	-0.32%
LSTR	D	-0.32%
WHR	B	-0.31%
GBCI	B	-0.31%
DOCS	C	-0.31%
LFUS	D	-0.3%
WFRD	D	-0.3%
NOV	C	-0.3%
VNT	C	-0.29%
FNB	A	-0.29%
KRG	B	-0.29%
ESNT	F	-0.29%
SIGI	C	-0.29%
NOVT	D	-0.29%
ARW	D	-0.29%
STWD	C	-0.29%
LITE	B	-0.29%
WTS	B	-0.28%
RMBS	B	-0.28%
THO	B	-0.28%
PVH	C	-0.28%
THG	A	-0.28%
AGCO	D	-0.27%
LEA	F	-0.27%
JHG	B	-0.27%
AMG	B	-0.27%
UMBF	B	-0.27%
CLF	F	-0.27%
NFG	A	-0.27%
LNTH	D	-0.27%
BC	C	-0.26%
CRUS	D	-0.26%
MMS	F	-0.26%
GATX	A	-0.26%
VVV	D	-0.26%
AM	A	-0.25%
BYD	B	-0.25%
POST	C	-0.25%
ST	F	-0.24%
SON	F	-0.24%
NXST	C	-0.24%
SLM	A	-0.24%
UGI	C	-0.24%
GAP	C	-0.24%
OZK	B	-0.24%
AVNT	B	-0.23%
CUZ	B	-0.23%
NJR	A	-0.23%
VLY	B	-0.23%
AVT	C	-0.23%
LOPE	C	-0.23%
SBRA	C	-0.22%
TKR	D	-0.22%
CIVI	D	-0.22%
MUR	D	-0.22%
HAE	C	-0.22%
OGS	A	-0.21%
ORA	B	-0.21%
EEFT	B	-0.21%
BCO	F	-0.21%
KRC	B	-0.21%
WLK	D	-0.21%
DLB	B	-0.21%
AN	C	-0.21%
CNO	B	-0.2%
M	F	-0.2%
RYN	D	-0.2%
ASB	B	-0.2%
ASGN	F	-0.2%
ASH	F	-0.19%
MSM	C	-0.19%
TCBI	C	-0.19%
ENS	F	-0.19%
TNL	A	-0.18%
POWI	F	-0.18%
OPCH	D	-0.18%
SR	A	-0.18%
ACHC	F	-0.18%
HOG	D	-0.18%
BLKB	B	-0.17%
PII	F	-0.17%
TEX	F	-0.17%
NVST	B	-0.17%
WU	F	-0.17%
CDP	C	-0.17%
VAL	F	-0.16%
SLAB	F	-0.16%
CHH	A	-0.16%
PCH	F	-0.15%
AMED	F	-0.15%
ALGM	D	-0.15%
NEOG	F	-0.15%
BHF	C	-0.15%
PK	C	-0.15%
SMG	C	-0.15%
WEN	D	-0.15%
FHI	B	-0.15%
NSP	F	-0.14%
VAC	C	-0.14%
LIVN	F	-0.14%
PAG	B	-0.14%
ZI	D	-0.14%
AMKR	D	-0.14%
MAN	F	-0.14%
SYNA	C	-0.14%
COTY	F	-0.13%
ENOV	C	-0.13%
GT	C	-0.13%
TDC	D	-0.13%
VC	F	-0.12%
RCM	A	-0.11%
CPRI	F	-0.11%
CNXC	F	-0.1%
PPC	C	-0.1%
AZTA	D	-0.1%
JWN	D	-0.1%
CAR	C	-0.09%
CRI	F	-0.09%
GEF	A	-0.08%
UAA	C	-0.08%
UA	C	-0.06%
MDY	A	-0.04%