CSB vs. FYT ETF Comparison

Comparison of Compass EMP US Small Cap High Dividend 100 Volatility Weighted Index ETF (CSB) to First Trust Small Cap Value AlphaDEX Fund (FYT)

CSB

Compass EMP US Small Cap High Dividend 100 Volatility Weighted Index ETF

CSB Description

CSB's take on the US small-cap space mirrors that of its large-cap sibling, CDL. To qualify for this fund, a company must be among the 500 largest US companies under 3 billion USD in market cap and must have positive earnings for the four most recent quarters. The index selects the 100 highest dividend-yielding stocks from this group and weights them by inverse volatility, giving overweight to low-vol stocks. The index applies 20% country cap and 25% sector cap with semi-annual reconstitution starting each March. The funds closest peers are sibling funds: CSA, which has the same exposure but without the dividend yield screen, and CSF with a cash toggle feature during downturns.

Grade (RS Rating)

Last Trade

$62.85

Average Daily Volume

12,585

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$58.35

Average Daily Volume

10,665

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

Performance

Period	CSB	FYT
30 Days	6.62%	7.02%
60 Days	7.76%	5.29%
90 Days	8.24%	4.45%
12 Months	28.46%	23.16%

37 Overlapping Holdings

Symbol	Grade	Weight in CSB	Weight in FYT	Overlap
ASB	B	1.12%	0.3%	0.3%
AVA	A	1.26%	0.59%	0.59%
BANR	B	1.1%	0.44%	0.44%
BKE	B	0.93%	0.4%	0.4%
CABO	B	0.72%	0.71%	0.71%
CC	C	0.44%	0.11%	0.11%
CRGY	B	0.82%	0.62%	0.62%
CRI	F	0.84%	0.29%	0.29%
CVBF	A	1.01%	0.46%	0.46%
CVI	F	0.6%	0.5%	0.5%
CWEN	C	0.84%	0.11%	0.11%
FFBC	B	1.07%	0.56%	0.56%
FHB	B	1.2%	0.29%	0.29%
FHI	B	1.69%	0.28%	0.28%
FIBK	B	0.86%	0.39%	0.39%
FRME	B	1.01%	0.42%	0.42%
FULT	A	0.99%	0.42%	0.42%
GEF	A	1.22%	0.66%	0.66%
INDB	B	0.9%	0.59%	0.59%
KMT	B	1.14%	0.68%	0.68%
KSS	F	0.46%	0.54%	0.46%
LCII	C	0.67%	0.23%	0.23%
MLKN	F	0.55%	0.47%	0.47%
NAVI	F	0.87%	0.48%	0.48%
NWBI	B	1.11%	0.27%	0.27%
NWE	B	1.41%	0.47%	0.47%
PDCO	F	0.8%	0.44%	0.44%
PFS	B	0.85%	0.14%	0.14%
PINC	B	1.33%	0.69%	0.69%
PTVE	B	0.66%	0.38%	0.38%
SFNC	C	0.94%	0.41%	0.41%
SJW	F	1.12%	0.33%	0.33%
TGNA	B	1.23%	0.7%	0.7%
UPBD	B	0.83%	0.12%	0.12%
VAC	C	0.85%	0.62%	0.62%
WKC	C	0.99%	0.55%	0.55%
WSBC	B	0.99%	0.43%	0.43%

CSB Overweight 60 Positions Relative to FYT

Symbol	Grade	Weight
DTM	A	2.12%
IDA	A	1.75%
SR	A	1.53%
PNM	B	1.5%
NJR	A	1.48%
NFG	A	1.46%
KNTK	A	1.43%
BKH	A	1.4%
POR	C	1.38%
FLO	D	1.37%
OGS	A	1.37%
CALM	A	1.36%
AWR	B	1.36%
WEN	D	1.25%
ENR	B	1.21%
SON	F	1.2%
SWX	B	1.2%
AVT	C	1.15%
WMG	D	1.12%
SXT	C	1.11%
MSM	C	1.1%
WU	F	1.07%
HNI	B	1.07%
KTB	B	1.05%
TNL	A	1.05%
APAM	B	1.04%
BOH	B	1.03%
UBSI	B	1.03%
SNV	C	1.0%
AROC	A	0.99%
CAKE	C	0.97%
AUB	B	0.95%
NOG	B	0.94%
MC	C	0.93%
CCOI	B	0.92%
MAN	F	0.91%
OTTR	C	0.91%
SEE	C	0.88%
LNC	C	0.88%
TRN	B	0.87%
UGI	C	0.84%
OZK	B	0.82%
HP	C	0.79%
IPAR	B	0.78%
INSW	F	0.77%
CRC	A	0.77%
HEES	C	0.76%
COLB	B	0.75%
AESI	B	0.72%
VLY	B	0.72%
STRA	C	0.71%
NSP	F	0.68%
PII	F	0.65%
AEO	F	0.65%
PTEN	C	0.63%
LEVI	F	0.6%
JWN	D	0.6%
M	F	0.59%
AAP	D	0.55%
OGN	F	0.45%

CSB Underweight 219 Positions Relative to FYT

Symbol	Grade	Weight
CXW	C	-1.03%
RIOT	C	-0.98%
BMBL	C	-0.79%
GBX	A	-0.79%
HTZ	C	-0.76%
BFH	C	-0.73%
JBT	B	-0.73%
CTOS	B	-0.72%
ECVT	C	-0.72%
CUBI	B	-0.72%
VTLE	C	-0.71%
TALO	C	-0.69%
DNOW	B	-0.69%
ULH	C	-0.69%
EIG	B	-0.68%
GPOR	B	-0.65%
HELE	C	-0.65%
PK	C	-0.64%
APLE	B	-0.64%
RLJ	C	-0.64%
TDS	B	-0.64%
GT	C	-0.64%
IART	C	-0.63%
REZI	A	-0.62%
GIII	D	-0.62%
WS	C	-0.62%
BTU	B	-0.62%
KOS	D	-0.62%
SPNT	B	-0.62%
PARR	F	-0.61%
PLAB	C	-0.61%
INVA	D	-0.61%
UVV	B	-0.61%
SHO	D	-0.6%
TRMK	C	-0.59%
EPC	F	-0.59%
VC	F	-0.59%
IMKTA	C	-0.59%
PEBO	B	-0.58%
ZD	B	-0.58%
PRDO	B	-0.58%
RES	D	-0.57%
BY	B	-0.57%
GHC	B	-0.56%
FOR	F	-0.56%
CAL	F	-0.56%
USM	B	-0.55%
PHIN	A	-0.55%
EBC	B	-0.55%
SAH	C	-0.54%
DBRG	F	-0.54%
WMK	C	-0.53%
VSH	F	-0.52%
MRC	B	-0.52%
CCS	D	-0.52%
SEB	F	-0.52%
HOV	D	-0.51%
DRH	B	-0.51%
CMCO	C	-0.51%
AMWD	C	-0.51%
GES	F	-0.51%
SBH	C	-0.5%
GEO	B	-0.5%
SCSC	C	-0.5%
VSCO	C	-0.5%
EQC	B	-0.49%
NWN	A	-0.49%
LZB	B	-0.49%
BV	C	-0.49%
CENTA	C	-0.49%
LADR	B	-0.49%
PRG	C	-0.48%
ABR	C	-0.47%
OEC	C	-0.47%
ANDE	D	-0.46%
VSTS	C	-0.46%
HIW	C	-0.46%
SASR	B	-0.44%
CASH	B	-0.44%
BNL	D	-0.44%
PLYA	B	-0.44%
ADNT	F	-0.44%
CATY	B	-0.43%
CRK	B	-0.43%
PFBC	B	-0.42%
WSFS	B	-0.41%
HY	D	-0.41%
RNST	B	-0.41%
EFSC	B	-0.41%
VRTS	B	-0.41%
LAUR	A	-0.4%
BKU	A	-0.4%
TCBK	C	-0.4%
VBTX	B	-0.4%
KALU	C	-0.4%
SNDR	B	-0.39%
ALG	B	-0.39%
DAN	D	-0.39%
HOPE	C	-0.39%
FCF	B	-0.39%
SRCE	B	-0.39%
HUBG	A	-0.39%
NX	C	-0.39%
XRX	F	-0.39%
WGO	C	-0.38%
MCRI	A	-0.38%
XHR	B	-0.37%
BUSE	B	-0.37%
ARCB	C	-0.37%
MODG	F	-0.37%
WERN	C	-0.37%
UNF	B	-0.36%
KLG	B	-0.36%
IPGP	D	-0.36%
MRTN	D	-0.35%
SPB	C	-0.35%
LILAK	D	-0.33%
PEB	D	-0.33%
VSAT	F	-0.32%
SSTK	F	-0.32%
LGIH	F	-0.32%
TTMI	C	-0.32%
LC	A	-0.32%
CAR	C	-0.3%
GRBK	D	-0.3%
SCVL	F	-0.3%
NIC	B	-0.29%
SNEX	B	-0.29%
HMN	B	-0.29%
AMN	F	-0.28%
PBH	A	-0.28%
OMI	F	-0.28%
KAR	B	-0.28%
DFH	D	-0.28%
SBCF	B	-0.27%
GOGO	C	-0.27%
CSGS	B	-0.27%
FBNC	B	-0.27%
ABM	B	-0.26%
MTX	B	-0.26%
ENOV	C	-0.26%
WAFD	B	-0.26%
TOWN	B	-0.26%
HLF	C	-0.26%
IOSP	C	-0.26%
BHE	C	-0.26%
HTH	C	-0.25%
STBA	B	-0.25%
DK	C	-0.25%
ROCK	C	-0.25%
GO	C	-0.25%
SYNA	C	-0.24%
OFG	B	-0.24%
SCL	C	-0.24%
CXT	C	-0.24%
ARI	C	-0.24%
ALEX	B	-0.24%
LNN	B	-0.24%
KWR	C	-0.24%
DFIN	D	-0.23%
DEA	D	-0.23%
SHEN	F	-0.23%
THRM	F	-0.23%
YETI	D	-0.23%
PSMT	D	-0.23%
ROG	D	-0.22%
PATK	C	-0.22%
ODP	F	-0.21%
FOXF	F	-0.19%
AVNS	F	-0.19%
MYRG	B	-0.18%
UPWK	B	-0.17%
MCW	C	-0.15%
MGPI	F	-0.15%
TCBI	C	-0.15%
FDP	B	-0.14%
BHF	C	-0.14%
BHLB	B	-0.14%
CBU	B	-0.14%
FBK	C	-0.14%
MTRN	C	-0.13%
XPEL	B	-0.13%
DEI	B	-0.13%
HLIO	B	-0.13%
GNW	A	-0.13%
IVT	A	-0.13%
CVCO	A	-0.13%
PPBI	C	-0.13%
ROIC	A	-0.13%
SAM	C	-0.13%
NBTB	B	-0.13%
NVEE	F	-0.12%
KFRC	D	-0.12%
NNI	D	-0.12%
STC	B	-0.12%
NMRK	C	-0.12%
CNMD	C	-0.12%
OI	C	-0.12%
MSEX	C	-0.12%
EVTC	B	-0.12%
PGRE	F	-0.12%
AIR	B	-0.12%
HAYW	B	-0.12%
SAFT	B	-0.12%
JBGS	F	-0.11%
OXM	F	-0.11%
SHOO	F	-0.11%
AIN	C	-0.11%
MSGE	F	-0.11%
LXP	D	-0.11%
RC	D	-0.11%
CMTG	F	-0.11%
SHLS	F	-0.11%
CNXN	C	-0.11%
BLMN	F	-0.1%
PLUS	F	-0.1%
GIC	D	-0.1%
GPRE	F	-0.1%
OLPX	D	-0.09%