AFMC vs. FXR ETF Comparison

Comparison of Active Factor Mid Cap ETF (AFMC) to First Trust Industrials AlphaDEX (FXR)

AFMC

Active Factor Mid Cap ETF

AFMC Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by mid capitalization companies. The manager defines mid capitalization companies as those that, at the time of investment, have a market capitalization between the minimum and maximum market capitalization of a widely recognized index of mid capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.81

Average Daily Volume

9,283

Number of Holdings ^*

244

* may have additional holdings in another (foreign) market

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$81.27

Average Daily Volume

36,957

Number of Holdings ^*

137

* may have additional holdings in another (foreign) market

Performance

Period	AFMC	FXR
30 Days	5.13%	6.49%
60 Days	6.14%	8.60%
90 Days	7.25%	11.06%
12 Months	39.01%	39.01%

34 Overlapping Holdings

Symbol	Grade	Weight in AFMC	Weight in FXR	Overlap
AGCO	D	0.42%	0.85%	0.42%
ALSN	B	1.14%	1.1%	1.1%
AOS	F	0.1%	0.37%	0.1%
ATR	B	0.15%	0.49%	0.15%
AWI	A	0.05%	0.82%	0.05%
AYI	B	1.19%	0.84%	0.84%
BERY	C	0.57%	0.88%	0.57%
BLD	D	0.13%	0.63%	0.13%
BLDR	D	0.6%	0.84%	0.6%
CNM	D	0.67%	0.43%	0.43%
CSL	C	0.82%	0.9%	0.82%
CW	C	0.81%	0.25%	0.25%
CXT	C	0.04%	0.89%	0.04%
DCI	B	0.08%	0.73%	0.08%
EME	A	1.3%	1.35%	1.3%
ESAB	C	0.24%	0.54%	0.24%
EXP	B	0.57%	0.96%	0.57%
FICO	B	0.66%	1.4%	0.66%
FIX	A	1.0%	1.32%	1.0%
G	B	0.67%	1.35%	0.67%
ITT	A	0.09%	0.23%	0.09%
LECO	C	0.09%	0.49%	0.09%
LII	A	0.73%	0.72%	0.72%
LPX	B	0.24%	1.22%	0.24%
MSM	C	0.26%	0.9%	0.26%
NVT	B	0.27%	0.74%	0.27%
OC	A	0.78%	1.29%	0.78%
RPM	A	0.5%	0.25%	0.25%
SNA	A	0.46%	1.44%	0.46%
TTEK	F	0.3%	1.02%	0.3%
VNT	C	0.1%	1.04%	0.1%
WCC	B	0.26%	1.45%	0.26%
WU	F	0.07%	0.62%	0.07%
WWD	C	0.26%	0.23%	0.23%

AFMC Overweight 210 Positions Relative to FXR

Symbol	Grade	Weight
SFM	A	1.95%
UTHR	C	1.66%
TOL	B	1.48%
THC	D	1.2%
MLI	B	1.17%
ORI	A	1.12%
GDDY	A	1.12%
KBH	D	1.12%
MTG	C	1.07%
NRG	B	0.96%
VST	A	0.95%
IDCC	B	0.95%
INGR	C	0.92%
UNM	A	0.9%
TPL	A	0.87%
ACT	C	0.86%
IBOC	B	0.86%
COKE	C	0.83%
TMHC	C	0.8%
HIW	C	0.78%
ESNT	F	0.78%
CACI	D	0.76%
RDN	D	0.75%
SF	B	0.74%
JXN	C	0.73%
WSM	C	0.71%
WBS	A	0.71%
TXRH	B	0.7%
CVLT	B	0.69%
JBL	C	0.69%
GLPI	C	0.68%
FHI	B	0.67%
ERIE	D	0.64%
NXST	C	0.62%
WPC	C	0.62%
CMC	B	0.61%
AMG	B	0.61%
NTAP	C	0.59%
PRI	B	0.59%
BRBR	A	0.58%
MUSA	B	0.58%
OHI	C	0.58%
FFIV	B	0.57%
SNX	D	0.57%
PHM	D	0.57%
CUZ	B	0.56%
TPR	B	0.56%
DBX	B	0.55%
NFG	A	0.55%
TGNA	B	0.54%
SBRA	C	0.53%
HRB	D	0.53%
PSN	D	0.53%
PPC	C	0.53%
SANM	B	0.52%
CRS	B	0.52%
DECK	A	0.51%
ACIW	B	0.51%
HALO	F	0.51%
NYT	D	0.51%
ENS	F	0.5%
CBSH	B	0.5%
MTH	D	0.49%
KMT	B	0.49%
MEDP	D	0.47%
CRUS	D	0.47%
BCC	B	0.46%
NVST	B	0.46%
GMED	A	0.46%
UHS	D	0.46%
DINO	D	0.46%
BTU	B	0.45%
GHC	B	0.45%
PK	C	0.44%
ONTO	F	0.44%
NTCT	C	0.44%
HNI	B	0.44%
JLL	D	0.44%
PINC	B	0.44%
AMR	C	0.43%
PVH	C	0.41%
WFRD	D	0.4%
RGLD	C	0.4%
CHE	D	0.4%
GEF	A	0.4%
MAN	F	0.39%
HLI	A	0.39%
LAMR	C	0.39%
EXEL	B	0.39%
JAZZ	B	0.39%
CHRD	D	0.39%
SAIC	F	0.38%
TEX	F	0.38%
CDP	C	0.38%
DDS	B	0.38%
MOH	F	0.37%
ANF	F	0.37%
AIZ	A	0.37%
WSO	A	0.37%
STLD	B	0.36%
BYD	B	0.35%
UFPI	C	0.35%
RS	B	0.35%
ARW	D	0.34%
ADC	A	0.33%
CSWI	B	0.33%
UGI	C	0.33%
HWC	B	0.33%
COLB	B	0.33%
ASO	F	0.32%
GAP	C	0.32%
INCY	C	0.32%
SSB	B	0.31%
FHN	A	0.31%
EPR	C	0.31%
BDC	C	0.3%
APPF	B	0.3%
DKS	D	0.29%
CR	A	0.29%
FSS	B	0.29%
MANH	D	0.28%
AVT	C	0.28%
PBF	D	0.28%
CHRW	B	0.27%
LOPE	C	0.27%
LNTH	D	0.27%
EHC	B	0.27%
RL	C	0.27%
ATKR	D	0.27%
NSA	C	0.26%
OLN	F	0.26%
ZD	B	0.26%
JHG	B	0.26%
CTRE	C	0.26%
GPI	B	0.25%
HOG	D	0.25%
IBP	D	0.25%
CATY	B	0.25%
AN	C	0.25%
ENSG	C	0.24%
CNA	C	0.24%
VMI	B	0.24%
TDC	D	0.23%
NBIX	C	0.22%
AIT	B	0.22%
HST	C	0.22%
L	A	0.21%
BWA	D	0.21%
CRVL	B	0.21%
LEA	F	0.21%
NAVI	F	0.2%
OZK	B	0.2%
JWN	D	0.19%
NEU	D	0.19%
HOMB	A	0.19%
PRGO	C	0.18%
SJM	D	0.18%
ADNT	F	0.18%
DXC	B	0.18%
CLF	F	0.18%
CRI	F	0.18%
HPP	F	0.17%
APLE	B	0.17%
SM	B	0.17%
CROX	D	0.17%
NUS	D	0.17%
ABG	C	0.17%
ZION	B	0.17%
VSH	F	0.15%
M	F	0.15%
CASY	A	0.14%
CAH	B	0.13%
OPCH	D	0.12%
AEO	F	0.12%
BOX	B	0.11%
NSIT	F	0.11%
ELF	C	0.11%
TPH	D	0.11%
CUBE	C	0.1%
EQH	C	0.1%
EXLS	B	0.1%
BPMC	B	0.1%
GEN	B	0.1%
ITRI	C	0.09%
CPT	B	0.09%
CNXC	F	0.09%
AMN	F	0.09%
ZETA	D	0.08%
BRX	A	0.08%
HSIC	C	0.08%
APA	D	0.08%
OGN	F	0.08%
ASGN	F	0.08%
DOCS	C	0.08%
HAE	C	0.08%
TAP	C	0.07%
SKX	D	0.07%
OSCR	D	0.06%
PBH	A	0.06%
PDCO	F	0.06%
MMSI	A	0.06%
SPSC	D	0.05%
ACLS	F	0.05%
DVA	C	0.05%
BMI	B	0.04%
LEVI	F	0.03%
IART	C	0.02%
NNN	C	0.0%
VRNS	D	0.0%
PI	D	0.0%

AFMC Underweight 103 Positions Relative to FXR

Symbol	Grade	Weight
AXON	A	-1.77%
SYF	B	-1.52%
AAON	B	-1.44%
MDU	D	-1.38%
PCAR	B	-1.36%
GPN	B	-1.33%
HWM	A	-1.32%
OSK	C	-1.3%
FOUR	A	-1.3%
AL	B	-1.27%
PWR	A	-1.27%
HEI	A	-1.24%
AXP	A	-1.24%
URI	C	-1.23%
TT	A	-1.23%
CNH	C	-1.12%
SON	F	-1.08%
LMT	D	-1.08%
GTES	A	-1.07%
GNRC	C	-1.06%
FI	A	-1.06%
R	B	-1.03%
MLM	C	-0.99%
SNDR	B	-0.97%
FDX	B	-0.96%
CTAS	B	-0.95%
ADTN	A	-0.93%
TXT	D	-0.88%
GPK	C	-0.87%
BC	C	-0.87%
MMM	D	-0.87%
VSTS	C	-0.86%
TRU	D	-0.86%
BAH	F	-0.86%
COF	C	-0.86%
TDG	D	-0.85%
GE	D	-0.85%
BWXT	B	-0.83%
PKG	A	-0.77%
TDY	B	-0.76%
ZBRA	B	-0.75%
JBHT	C	-0.75%
DOV	A	-0.74%
KEX	B	-0.74%
KNX	C	-0.73%
SLGN	A	-0.72%
EEFT	B	-0.72%
CSX	C	-0.72%
SHW	B	-0.71%
CAT	B	-0.69%
MIDD	C	-0.68%
HII	F	-0.67%
SSD	F	-0.67%
DE	B	-0.66%
VLTO	C	-0.65%
SPR	D	-0.65%
EFX	F	-0.63%
SAIA	B	-0.56%
SQ	A	-0.56%
GXO	B	-0.52%
CMI	A	-0.51%
GWW	B	-0.51%
PYPL	B	-0.5%
RHI	C	-0.5%
PNR	A	-0.49%
IEX	C	-0.48%
J	D	-0.48%
AZEK	A	-0.45%
GD	D	-0.44%
UPS	C	-0.44%
SEE	C	-0.44%
TTC	C	-0.43%
FTV	C	-0.43%
CARR	C	-0.42%
PPG	F	-0.42%
AMCR	C	-0.41%
FCN	F	-0.39%
ATI	C	-0.38%
DOW	F	-0.37%
WMS	F	-0.37%
EMR	B	-0.27%
FLS	B	-0.26%
ADP	A	-0.25%
PH	A	-0.25%
HON	C	-0.25%
AXTA	B	-0.25%
AME	A	-0.25%
VMC	B	-0.25%
LHX	C	-0.24%
WAB	B	-0.24%
GGG	B	-0.23%
UNP	C	-0.22%
KEYS	A	-0.22%
ALLE	C	-0.22%
MSA	F	-0.22%
JKHY	D	-0.22%
NDSN	B	-0.22%
LSTR	D	-0.22%
BALL	F	-0.21%
EXPD	C	-0.21%
LFUS	D	-0.21%
MAS	D	-0.21%
FBIN	D	-0.19%