AFMC vs. AUSF ETF Comparison

Comparison of Active Factor Mid Cap ETF (AFMC) to Global X Adaptive U.S. Factor ETF (AUSF)

AFMC

Active Factor Mid Cap ETF

AFMC Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by mid capitalization companies. The manager defines mid capitalization companies as those that, at the time of investment, have a market capitalization between the minimum and maximum market capitalization of a widely recognized index of mid capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$29.95

Average Daily Volume

1,495

Number of Holdings ^*

248

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$39.89

Average Daily Volume

30,467

Number of Holdings ^*

188

* may have additional holdings in another (foreign) market

Performance

Period	AFMC	AUSF
30 Days	3.47%	1.06%
60 Days	3.93%	0.65%
90 Days	9.31%	4.90%
12 Months	33.49%	37.74%

34 Overlapping Holdings

Symbol	Grade	Weight in AFMC	Weight in AUSF	Overlap
ABG	C	0.31%	0.49%	0.31%
AGCO	F	0.26%	0.47%	0.26%
ARW	B	0.39%	0.5%	0.39%
ATR	A	0.17%	0.08%	0.08%
BCC	D	0.76%	0.48%	0.48%
CACI	A	0.09%	0.17%	0.09%
CADE	B	0.34%	0.53%	0.34%
CAH	F	0.59%	0.1%	0.1%
CASY	A	0.12%	0.1%	0.1%
CHE	D	0.68%	0.56%	0.56%
CHRD	B	0.85%	0.48%	0.48%
CIVI	B	0.24%	0.48%	0.24%
CMC	C	0.62%	0.5%	0.5%
EME	A	1.12%	0.16%	0.16%
FHN	A	0.29%	0.55%	0.29%
GPS	D	0.39%	0.48%	0.39%
KBH	B	1.07%	0.53%	0.53%
L	A	0.7%	0.07%	0.07%
M	D	0.21%	0.49%	0.21%
MAN	B	0.47%	0.53%	0.47%
MTG	B	1.05%	0.52%	0.52%
NEU	D	0.6%	0.06%	0.06%
NSIT	A	0.26%	1.01%	0.26%
OGN	B	0.11%	0.54%	0.11%
ORI	A	0.51%	0.09%	0.09%
OZK	B	0.53%	0.54%	0.53%
PRGO	C	0.26%	0.54%	0.26%
RDN	C	0.85%	0.52%	0.52%
SAIC	C	0.47%	0.12%	0.12%
SNA	D	0.32%	0.12%	0.12%
SNX	A	0.59%	0.5%	0.5%
UNM	B	0.73%	0.51%	0.51%
WBS	D	0.3%	0.48%	0.3%
ZION	B	0.35%	0.53%	0.35%

AFMC Overweight 214 Positions Relative to AUSF

Symbol	Grade	Weight
VST	B	2.74%
WSM	B	1.55%
RS	D	1.31%
DECK	D	1.27%
SFM	A	1.21%
BLDR	D	1.12%
OC	B	1.07%
AYI	C	1.06%
COKE	B	1.01%
ESNT	C	0.96%
CNM	A	0.9%
THC	A	0.87%
ALSN	D	0.85%
TOL	B	0.85%
IBOC	A	0.84%
FIX	A	0.83%
JBL	D	0.83%
MTH	A	0.82%
SBRA	A	0.8%
STLD	D	0.78%
TMHC	C	0.74%
CSL	A	0.71%
NRG	B	0.7%
BRBR	C	0.69%
EXP	A	0.69%
OHI	B	0.69%
WFRD	B	0.68%
NXST	C	0.66%
MLI	B	0.66%
FICO	C	0.65%
HRB	B	0.65%
JLL	C	0.64%
PRI	D	0.64%
MUSA	D	0.63%
ONTO	B	0.63%
ELF	D	0.62%
NTAP	B	0.62%
ERIE	C	0.61%
SSD	D	0.61%
PHM	B	0.59%
AMR	D	0.56%
MEDP	D	0.56%
ACT	A	0.56%
LII	C	0.56%
SF	A	0.56%
UTHR	B	0.55%
STAG	D	0.55%
CUZ	B	0.54%
HNI	A	0.54%
PBF	D	0.52%
INGR	A	0.51%
DDS	C	0.51%
PSN	D	0.51%
NFG	A	0.51%
PK	D	0.51%
IDCC	B	0.5%
BLD	D	0.5%
GMED	C	0.49%
RPM	D	0.49%
PVH	D	0.49%
TEX	D	0.49%
ATKR	D	0.49%
SANM	B	0.48%
AMG	D	0.48%
WSO	B	0.47%
ASO	F	0.47%
DINO	D	0.47%
LAMR	B	0.47%
APPF	B	0.46%
AIZ	D	0.46%
GLPI	D	0.45%
CATY	D	0.45%
DKS	C	0.44%
BERY	D	0.44%
FFIV	D	0.43%
EXEL	F	0.43%
GHC	A	0.43%
NYT	B	0.42%
IBP	D	0.41%
NAVI	F	0.4%
MOH	D	0.4%
FSS	B	0.38%
DBX	F	0.38%
ANF	B	0.37%
TXRH	B	0.37%
WPC	C	0.37%
ASGN	D	0.36%
UFPI	C	0.35%
WMS	C	0.35%
AN	B	0.35%
NVST	F	0.34%
FHI	D	0.34%
VSH	C	0.34%
NBIX	B	0.33%
NTCT	F	0.33%
LOPE	B	0.33%
SLM	B	0.32%
EVR	C	0.32%
ESAB	B	0.32%
MSM	F	0.31%
HWC	B	0.31%
AMN	C	0.3%
POST	B	0.3%
BECN	C	0.29%
CNXC	D	0.29%
HPP	F	0.29%
BPOP	A	0.29%
G	D	0.29%
SSB	D	0.29%
BDC	C	0.29%
TNL	D	0.29%
OLN	D	0.29%
CRI	F	0.28%
LECO	D	0.28%
TKR	B	0.28%
CVBF	C	0.28%
HIW	B	0.27%
HUBB	D	0.26%
TPR	D	0.26%
THO	D	0.26%
BTU	F	0.26%
HOMB	B	0.26%
MANH	D	0.25%
ENS	B	0.25%
CROX	C	0.25%
JWN	B	0.25%
NSA	D	0.25%
CRUS	A	0.25%
APG	D	0.25%
GGG	D	0.25%
AZEK	D	0.25%
ITCI	C	0.24%
PINC	F	0.24%
WCC	B	0.24%
ENSG	D	0.24%
PEN	F	0.23%
RL	D	0.23%
UGI	B	0.23%
KMT	C	0.22%
MOG.A	A	0.22%
NVT	A	0.22%
AEO	B	0.22%
CELH	D	0.21%
HSIC	D	0.21%
SJM	F	0.21%
TGNA	D	0.21%
GPI	B	0.21%
ALE	B	0.2%
USFD	C	0.2%
KAI	D	0.2%
CVLT	A	0.2%
PBH	D	0.2%
GEF	D	0.2%
MMS	C	0.19%
PECO	D	0.19%
RHI	D	0.19%
AIT	C	0.18%
QLYS	F	0.18%
APLE	F	0.18%
NNN	B	0.18%
OPCH	D	0.17%
NJR	B	0.17%
BPMC	A	0.17%
TPH	A	0.17%
IART	F	0.16%
WTS	C	0.16%
GDDY	A	0.16%
TNET	F	0.16%
UHS	D	0.16%
MPW	D	0.15%
EPR	C	0.15%
MSA	C	0.15%
NUS	F	0.15%
DXC	F	0.15%
AOS	C	0.14%
CW	A	0.14%
CRVL	B	0.14%
HAE	B	0.14%
OSCR	A	0.13%
RMBS	F	0.13%
IRM	C	0.13%
LNTH	B	0.13%
DUOL	B	0.12%
LYFT	C	0.12%
CHX	D	0.11%
S	D	0.11%
JHG	A	0.11%
KWR	D	0.11%
WOR	D	0.1%
HALO	C	0.1%
EQH	A	0.1%
VSCO	F	0.1%
ELS	D	0.1%
ITT	A	0.09%
CUBE	D	0.09%
MMSI	B	0.08%
BOX	F	0.08%
TDC	F	0.07%
BRX	C	0.07%
PDCO	D	0.07%
ACLS	D	0.07%
BRKR	D	0.07%
VNT	D	0.06%
ACIW	A	0.06%
ROKU	F	0.06%
JAZZ	D	0.06%
W	C	0.05%
BHF	D	0.05%
SPSC	B	0.05%
BMI	A	0.05%
NSP	C	0.04%
SMAR	D	0.04%
WU	C	0.04%
OVV	C	0.02%

AFMC Underweight 154 Positions Relative to AUSF

Symbol	Grade	Weight
VZ	D	-1.9%
IBM	D	-1.77%
T	B	-1.71%
JNJ	F	-1.53%
TMUS	B	-1.52%
LMT	A	-1.51%
MRK	B	-1.51%
ACI	D	-1.5%
GD	A	-1.49%
BRK.A	D	-1.49%
WMT	C	-1.48%
WM	B	-1.48%
MMC	C	-1.47%
RSG	C	-1.46%
V	C	-1.45%
AJG	C	-1.42%
ROP	D	-1.39%
CME	C	-1.39%
LIN	D	-1.38%
DOX	D	-1.35%
MCD	F	-1.34%
CSCO	D	-1.26%
EA	F	-1.2%
VRSN	F	-1.13%
KO	A	-1.11%
PEP	B	-1.03%
PG	A	-0.91%
CBOE	C	-0.87%
BR	D	-0.79%
MO	A	-0.61%
GILD	F	-0.6%
KMI	A	-0.59%
WMB	A	-0.58%
DTM	A	-0.57%
SYF	B	-0.56%
COLB	C	-0.55%
PFE	D	-0.54%
GLW	B	-0.54%
JXN	A	-0.54%
ETRN	B	-0.54%
ALB	C	-0.54%
ONB	A	-0.54%
AME	D	-0.54%
FNB	A	-0.53%
ALLY	B	-0.53%
FMC	B	-0.53%
WAL	B	-0.53%
OMF	B	-0.53%
FITB	A	-0.53%
BMY	F	-0.52%
VTRS	C	-0.52%
AL	B	-0.52%
PNC	B	-0.52%
KRC	F	-0.52%
GM	B	-0.52%
MTB	A	-0.52%
PB	B	-0.52%
CFG	A	-0.52%
TXN	A	-0.52%
AVT	A	-0.52%
C	A	-0.52%
CRBG	A	-0.52%
UAL	B	-0.52%
LBRDK	F	-0.52%
UBSI	D	-0.51%
AM	A	-0.51%
CAG	B	-0.51%
AGNC	C	-0.51%
KEY	C	-0.51%
USB	D	-0.51%
COF	B	-0.51%
RPRX	F	-0.51%
F	D	-0.51%
HBAN	A	-0.51%
WFC	A	-0.51%
CMA	B	-0.51%
RF	B	-0.51%
HPQ	C	-0.5%
SIG	D	-0.5%
CE	C	-0.5%
MDT	D	-0.5%
STWD	C	-0.5%
IP	C	-0.5%
ADM	C	-0.49%
LYB	C	-0.49%
OKE	B	-0.49%
BKR	D	-0.49%
KHC	C	-0.49%
CHK	B	-0.49%
NOV	D	-0.49%
EMN	A	-0.49%
BG	B	-0.48%
LAD	D	-0.48%
CMCSA	D	-0.48%
HPE	D	-0.48%
HP	F	-0.47%
BBY	D	-0.47%
MOS	F	-0.46%
PTEN	F	-0.46%
X	D	-0.46%
TAP	F	-0.45%
INTC	F	-0.42%
MCK	B	-0.42%
CVS	F	-0.39%
YUM	C	-0.3%
AMGN	B	-0.29%
PSX	D	-0.25%
DGX	B	-0.24%
LLY	C	-0.18%
PGR	A	-0.17%
ABBV	D	-0.14%
KR	B	-0.13%
CHD	A	-0.13%
TRV	D	-0.12%
TW	A	-0.12%
DUK	A	-0.11%
ED	A	-0.11%
SO	A	-0.11%
GRMN	A	-0.1%
MDLZ	B	-0.1%
LDOS	A	-0.1%
RTX	A	-0.1%
WRB	D	-0.1%
COST	B	-0.1%
VRTX	C	-0.09%
NOC	B	-0.09%
BDX	F	-0.09%
HII	D	-0.09%
KMB	B	-0.09%
MSI	A	-0.09%
XOM	B	-0.09%
AKAM	D	-0.09%
AFL	A	-0.09%
HON	C	-0.09%
FDS	D	-0.08%
BSX	B	-0.08%
TJX	C	-0.08%
ADP	D	-0.08%
VRSK	B	-0.08%
ORLY	D	-0.08%
DRI	F	-0.08%
QGEN	C	-0.08%
AAPL	B	-0.08%
SON	C	-0.08%
ICE	C	-0.08%
REGN	C	-0.08%
CVX	B	-0.08%
PNW	B	-0.08%
PKG	D	-0.07%
MA	D	-0.07%
HIG	C	-0.07%
DLB	C	-0.07%
UNH	C	-0.07%
PCAR	D	-0.06%