XSMO vs. FYT ETF Comparison

Comparison of Invesco S&P SmallCap Momentum ETF (XSMO) to First Trust Small Cap Value AlphaDEX Fund (FYT)

XSMO

Invesco S&P SmallCap Momentum ETF

XSMO Description

The Invesco S&P SmallCap Momentum ETF (Fund) is based on the S&P Smallcap 600 Momentum Index (Index). The Fund will invest at least 90% of its total assets in the component securities that comprise the Index. The Index is composed of securities 120 securities in the S&P SmallCap 600® Index having the highest “momentum scores,” calculated pursuant to the index methodology. which are computed by measuring the upward price movements of each security as compared to other eligible stocks within the S&P Midcap 600 Index. The Fund and the Index are rebalanced and reconstituted semi-annually.

Grade (RS Rating)

Last Trade

$70.61

Average Daily Volume

379,655

Number of Holdings ^*

111

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$57.36

Average Daily Volume

10,681

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

Performance

Period	XSMO	FYT
30 Days	5.41%	2.45%
60 Days	7.91%	3.58%
90 Days	10.35%	5.72%
12 Months	41.08%	20.11%

25 Overlapping Holdings

Symbol	Grade	Weight in XSMO	Weight in FYT	Overlap
BHE	B	0.5%	0.26%	0.26%
CNXN	D	0.22%	0.11%	0.11%
CUBI	C	0.29%	0.72%	0.29%
CXW	B	0.41%	1.03%	0.41%
DFIN	D	0.36%	0.23%	0.23%
EIG	B	0.27%	0.68%	0.27%
FULT	B	0.78%	0.42%	0.42%
GEO	A	1.08%	0.5%	0.5%
INVA	C	0.26%	0.61%	0.26%
KLG	D	0.31%	0.36%	0.31%
MLKN	F	0.32%	0.47%	0.32%
OFG	B	0.43%	0.24%	0.24%
PATK	D	0.67%	0.22%	0.22%
PHIN	B	0.54%	0.55%	0.54%
PLUS	F	0.52%	0.1%	0.1%
PRDO	B	0.44%	0.58%	0.44%
SCSC	B	0.32%	0.5%	0.32%
SCVL	F	0.14%	0.3%	0.14%
SHOO	D	0.67%	0.11%	0.11%
SNEX	B	0.52%	0.29%	0.29%
SPNT	A	0.36%	0.62%	0.36%
STBA	B	0.34%	0.25%	0.25%
STC	B	0.5%	0.12%	0.12%
TDS	B	0.65%	0.64%	0.64%
TRMK	B	0.43%	0.59%	0.43%

XSMO Overweight 86 Positions Relative to FYT

Symbol	Grade	Weight
MLI	B	3.61%
CRS	A	3.51%
JXN	C	3.09%
MOG.A	B	2.4%
AWI	B	2.3%
PIPR	B	2.15%
ACIW	B	1.97%
COOP	B	1.8%
DY	C	1.71%
FSS	B	1.67%
LRN	A	1.62%
RDNT	B	1.41%
AVAV	C	1.38%
GKOS	A	1.37%
SKYW	B	1.33%
AROC	A	1.32%
IBP	F	1.32%
EAT	A	1.31%
BGC	C	1.3%
PJT	B	1.28%
STEP	B	1.24%
RDN	D	1.24%
GVA	A	1.2%
KTB	A	1.19%
NSIT	F	1.18%
SLG	B	1.17%
CTRE	C	1.16%
MATX	B	1.16%
BCPC	B	1.14%
MC	B	1.11%
HNI	B	1.05%
AGO	A	1.05%
EPRT	A	1.05%
GPI	B	1.01%
CALM	A	1.01%
BCC	C	1.0%
MHO	D	0.98%
HWKN	B	0.97%
KFY	B	0.92%
IDCC	B	0.91%
GTES	A	0.89%
VRRM	F	0.89%
ATGE	B	0.87%
ABCB	B	0.87%
GFF	B	0.86%
FBP	B	0.85%
POWL	C	0.82%
AZZ	A	0.82%
IIPR	F	0.81%
NMIH	D	0.81%
AX	B	0.81%
PRK	B	0.77%
BRC	C	0.77%
TPH	D	0.73%
CRVL	A	0.73%
AEO	F	0.7%
SKT	A	0.67%
VIRT	A	0.66%
HCC	B	0.66%
NHC	B	0.64%
MCY	B	0.62%
AKR	A	0.61%
EPAC	B	0.6%
PTGX	D	0.59%
ENVA	B	0.57%
SLVM	C	0.56%
LBRT	F	0.55%
PLMR	A	0.53%
AMR	C	0.5%
UFPT	C	0.45%
LGND	C	0.45%
WT	A	0.45%
STRA	C	0.44%
APOG	B	0.39%
TILE	B	0.39%
TNC	F	0.34%
QNST	C	0.34%
VECO	F	0.29%
COLL	F	0.24%
CPF	B	0.21%
AORT	B	0.2%
HSII	B	0.18%
HCI	C	0.18%
LPG	F	0.18%
WSR	A	0.14%
HSTM	A	0.14%

XSMO Underweight 231 Positions Relative to FYT

Symbol	Grade	Weight
RIOT	C	-0.98%
BMBL	C	-0.79%
GBX	B	-0.79%
HTZ	C	-0.76%
BFH	B	-0.73%
JBT	A	-0.73%
CTOS	B	-0.72%
ECVT	C	-0.72%
VTLE	C	-0.71%
CABO	C	-0.71%
TGNA	B	-0.7%
TALO	C	-0.69%
DNOW	B	-0.69%
ULH	B	-0.69%
PINC	B	-0.69%
KMT	C	-0.68%
GEF	B	-0.66%
GPOR	A	-0.65%
HELE	C	-0.65%
PK	D	-0.64%
APLE	B	-0.64%
RLJ	C	-0.64%
GT	C	-0.64%
IART	C	-0.63%
REZI	A	-0.62%
GIII	D	-0.62%
VAC	C	-0.62%
WS	B	-0.62%
BTU	C	-0.62%
KOS	D	-0.62%
CRGY	A	-0.62%
PARR	F	-0.61%
PLAB	D	-0.61%
UVV	B	-0.61%
SHO	D	-0.6%
AVA	C	-0.59%
EPC	F	-0.59%
VC	F	-0.59%
INDB	B	-0.59%
IMKTA	C	-0.59%
PEBO	B	-0.58%
ZD	B	-0.58%
RES	F	-0.57%
BY	B	-0.57%
GHC	B	-0.56%
FOR	F	-0.56%
CAL	F	-0.56%
FFBC	B	-0.56%
WKC	D	-0.55%
USM	B	-0.55%
EBC	B	-0.55%
KSS	F	-0.54%
SAH	B	-0.54%
DBRG	F	-0.54%
WMK	B	-0.53%
VSH	F	-0.52%
MRC	B	-0.52%
CCS	F	-0.52%
SEB	F	-0.52%
HOV	D	-0.51%
DRH	B	-0.51%
CMCO	C	-0.51%
AMWD	C	-0.51%
GES	F	-0.51%
SBH	B	-0.5%
CVI	D	-0.5%
VSCO	A	-0.5%
EQC	A	-0.49%
NWN	A	-0.49%
LZB	B	-0.49%
BV	C	-0.49%
CENTA	C	-0.49%
LADR	B	-0.49%
NAVI	F	-0.48%
PRG	C	-0.48%
NWE	C	-0.47%
ABR	B	-0.47%
OEC	C	-0.47%
CVBF	B	-0.46%
ANDE	F	-0.46%
VSTS	F	-0.46%
HIW	D	-0.46%
SASR	B	-0.44%
CASH	B	-0.44%
BNL	D	-0.44%
PDCO	F	-0.44%
PLYA	B	-0.44%
ADNT	F	-0.44%
BANR	B	-0.44%
WSBC	B	-0.43%
CATY	B	-0.43%
CRK	A	-0.43%
FRME	B	-0.42%
PFBC	B	-0.42%
WSFS	B	-0.41%
HY	D	-0.41%
RNST	B	-0.41%
SFNC	B	-0.41%
EFSC	B	-0.41%
VRTS	B	-0.41%
LAUR	A	-0.4%
BKE	B	-0.4%
BKU	A	-0.4%
TCBK	B	-0.4%
VBTX	B	-0.4%
KALU	C	-0.4%
SNDR	B	-0.39%
ALG	C	-0.39%
DAN	F	-0.39%
HOPE	B	-0.39%
FIBK	B	-0.39%
FCF	B	-0.39%
SRCE	B	-0.39%
HUBG	A	-0.39%
NX	C	-0.39%
XRX	F	-0.39%
WGO	D	-0.38%
MCRI	A	-0.38%
PTVE	B	-0.38%
XHR	B	-0.37%
BUSE	B	-0.37%
ARCB	C	-0.37%
MODG	F	-0.37%
WERN	B	-0.37%
UNF	B	-0.36%
IPGP	D	-0.36%
MRTN	C	-0.35%
SPB	C	-0.35%
LILAK	F	-0.33%
SJW	F	-0.33%
PEB	F	-0.33%
VSAT	F	-0.32%
SSTK	F	-0.32%
LGIH	F	-0.32%
TTMI	B	-0.32%
LC	B	-0.32%
CAR	C	-0.3%
GRBK	D	-0.3%
ASB	B	-0.3%
NIC	B	-0.29%
HMN	B	-0.29%
FHB	B	-0.29%
CRI	F	-0.29%
AMN	F	-0.28%
FHI	B	-0.28%
PBH	A	-0.28%
OMI	F	-0.28%
KAR	A	-0.28%
DFH	F	-0.28%
NWBI	B	-0.27%
SBCF	B	-0.27%
GOGO	C	-0.27%
CSGS	B	-0.27%
FBNC	B	-0.27%
ABM	B	-0.26%
MTX	C	-0.26%
ENOV	C	-0.26%
WAFD	B	-0.26%
TOWN	B	-0.26%
HLF	C	-0.26%
IOSP	C	-0.26%
HTH	B	-0.25%
DK	D	-0.25%
ROCK	D	-0.25%
GO	C	-0.25%
SYNA	D	-0.24%
SCL	D	-0.24%
CXT	C	-0.24%
ARI	C	-0.24%
ALEX	B	-0.24%
LNN	B	-0.24%
KWR	D	-0.24%
DEA	D	-0.23%
SHEN	F	-0.23%
THRM	F	-0.23%
YETI	D	-0.23%
LCII	D	-0.23%
PSMT	D	-0.23%
ROG	D	-0.22%
ODP	F	-0.21%
FOXF	F	-0.19%
AVNS	F	-0.19%
MYRG	C	-0.18%
UPWK	C	-0.17%
MCW	C	-0.15%
MGPI	F	-0.15%
TCBI	B	-0.15%
FDP	B	-0.14%
BHF	C	-0.14%
BHLB	B	-0.14%
PFS	B	-0.14%
CBU	B	-0.14%
FBK	B	-0.14%
MTRN	C	-0.13%
XPEL	C	-0.13%
DEI	B	-0.13%
HLIO	C	-0.13%
GNW	A	-0.13%
IVT	A	-0.13%
CVCO	A	-0.13%
PPBI	B	-0.13%
ROIC	A	-0.13%
SAM	C	-0.13%
NBTB	B	-0.13%
NVEE	F	-0.12%
KFRC	D	-0.12%
NNI	D	-0.12%
NMRK	B	-0.12%
CNMD	C	-0.12%
OI	D	-0.12%
MSEX	B	-0.12%
UPBD	C	-0.12%
EVTC	B	-0.12%
PGRE	D	-0.12%
AIR	B	-0.12%
HAYW	B	-0.12%
SAFT	B	-0.12%
JBGS	F	-0.11%
OXM	F	-0.11%
CWEN	C	-0.11%
AIN	C	-0.11%
MSGE	F	-0.11%
LXP	D	-0.11%
RC	D	-0.11%
CMTG	D	-0.11%
SHLS	F	-0.11%
CC	D	-0.11%
BLMN	F	-0.1%
GIC	F	-0.1%
GPRE	F	-0.1%
OLPX	D	-0.09%