OPTZ vs. RAFE ETF Comparison

Comparison of Optimize Strategy Index ETF (OPTZ) to PIMCO RAFI ESG U.S. ETF (RAFE)

OPTZ

Optimize Strategy Index ETF

OPTZ Description

OPTZ seeks to track a broad market index consisting of US-listed equities that meet certain market-cap threshold and liquidity requirements. To be included in the fund, eligible large-cap and small-cap companies are evaluated and ranked within their own sector. Large cap companies are ranked based on the ratio of current EPS over the trailing 10-year average EPS, the current P/E ratio, and the 2-year forward EPS growth estimate. Small-cap companies are ranked solely on their P/S ratio. Within these two groups, the top 20% are selected from each sector. The index weights the sectors using the sum of the market capitalization of all constituents in each sector and within each sector each constituent is equally weighted. Reconstitution and rebalancing are done semi-annually.

Grade (RS Rating)

Last Trade

$31.04

Average Daily Volume

7,221

Number of Holdings ^*

321

* may have additional holdings in another (foreign) market

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$37.82

Average Daily Volume

12,485

Number of Holdings ^*

238

* may have additional holdings in another (foreign) market

Performance

Period	OPTZ	RAFE
30 Days	8.47%	1.92%
60 Days	9.68%	3.06%
90 Days	11.36%	4.90%
12 Months		24.12%

70 Overlapping Holdings

Symbol	Grade	Weight in OPTZ	Weight in RAFE	Overlap
AAPL	C	1.06%	6.52%	1.06%
ADBE	C	0.11%	0.63%	0.11%
ALL	A	0.21%	0.58%	0.21%
AMAT	F	1.0%	0.81%	0.81%
AMD	F	1.03%	0.06%	0.06%
AMP	A	0.25%	0.25%	0.25%
AMT	D	0.07%	0.19%	0.07%
ANET	C	1.24%	0.02%	0.02%
APD	A	0.18%	0.42%	0.18%
AXP	A	0.24%	0.63%	0.24%
BAX	D	0.11%	0.18%	0.11%
BLK	C	0.24%	0.71%	0.24%
CAH	B	0.14%	0.29%	0.14%
CBRE	B	0.1%	0.37%	0.1%
CDNS	B	1.21%	0.13%	0.13%
CHD	B	0.3%	0.07%	0.07%
CL	D	0.25%	0.37%	0.25%
CMCSA	B	0.64%	1.55%	0.64%
COR	B	0.14%	0.13%	0.13%
CRM	B	1.37%	0.58%	0.58%
CVS	D	0.26%	0.4%	0.26%
DELL	C	1.29%	0.13%	0.13%
DGX	A	0.14%	0.07%	0.07%
DIS	B	0.77%	1.2%	0.77%
DVA	B	0.14%	0.17%	0.14%
EA	A	0.66%	0.31%	0.31%
ECL	D	0.15%	0.26%	0.15%
EIX	B	0.05%	0.25%	0.05%
EQIX	A	0.1%	0.24%	0.1%
FDX	B	0.13%	0.45%	0.13%
FI	A	0.25%	0.28%	0.25%
GPC	D	0.29%	0.08%	0.08%
GS	A	0.25%	0.98%	0.25%
HIG	B	0.2%	0.27%	0.2%
IBM	C	1.02%	1.81%	1.02%
INTC	D	1.31%	2.85%	1.31%
ISRG	A	0.15%	0.14%	0.14%
LEA	D	0.28%	0.08%	0.08%
LIN	D	0.14%	1.12%	0.14%
LOW	D	0.35%	1.14%	0.35%
LUMN	C	0.83%	0.21%	0.21%
MAR	B	0.39%	0.28%	0.28%
MCO	B	0.2%	0.16%	0.16%
META	D	0.65%	1.2%	0.65%
MSI	B	1.18%	0.21%	0.21%
NFLX	A	0.73%	0.09%	0.09%
NVDA	C	1.44%	1.12%	1.12%
OGN	D	0.09%	0.04%	0.04%
ORLY	B	0.34%	0.05%	0.05%
PEP	F	0.26%	0.28%	0.26%
PGR	A	0.21%	0.25%	0.21%
PRU	A	0.23%	0.51%	0.23%
PVH	C	0.34%	0.11%	0.11%
RSG	A	0.12%	0.04%	0.04%
SHW	A	0.16%	0.15%	0.15%
SNPS	B	1.16%	0.08%	0.08%
SPGI	C	0.2%	0.1%	0.1%
SYK	C	0.14%	0.12%	0.12%
T	A	0.64%	2.41%	0.64%
TGT	F	0.28%	1.18%	0.28%
TMUS	B	0.72%	0.46%	0.46%
TROW	B	0.24%	0.12%	0.12%
TSLA	B	0.49%	0.49%	0.49%
UNH	C	0.13%	0.58%	0.13%
V	A	0.22%	1.09%	0.22%
WAB	B	0.15%	0.09%	0.09%
WBA	F	0.27%	0.09%	0.09%
WELL	A	0.1%	0.33%	0.1%
WHR	B	0.37%	0.21%	0.21%
WY	D	0.09%	0.26%	0.09%

OPTZ Overweight 251 Positions Relative to RAFE

Symbol	Grade	Weight
APP	B	2.03%
CRWD	B	1.37%
TTMI	B	1.36%
GDDY	A	1.27%
NOW	A	1.27%
FFIV	B	1.25%
QLYS	C	1.22%
BHE	B	1.2%
ITRI	B	1.19%
WIX	B	1.15%
INFN	C	1.11%
VZIO	A	1.04%
VRSN	F	1.03%
BAH	F	1.02%
ROP	B	1.0%
FSLR	F	0.96%
DJT	C	0.93%
CRUS	D	0.8%
IDCC	A	0.78%
ACLS	F	0.78%
RNG	B	0.72%
ZM	B	0.71%
EAT	A	0.55%
CVNA	B	0.55%
AMC	C	0.54%
NPAB	B	0.52%
WWW	B	0.48%
NCLH	B	0.48%
RCL	A	0.47%
COIN	C	0.42%
HBI	B	0.42%
WOOF	D	0.42%
UNFI	A	0.41%
RL	B	0.39%
LULU	C	0.39%
SIG	B	0.39%
DECK	A	0.39%
AMZN	C	0.38%
LVS	C	0.38%
GRMN	B	0.37%
ANF	C	0.36%
SBH	C	0.36%
WYNN	D	0.36%
BZH	B	0.35%
PCT	C	0.34%
FIVE	F	0.34%
DPZ	C	0.34%
ALV	C	0.33%
BURL	A	0.33%
TAP	C	0.32%
MCD	D	0.32%
CHDN	B	0.32%
APO	B	0.31%
YETI	C	0.31%
ENR	B	0.31%
ETSY	D	0.3%
ULTA	F	0.3%
ROST	C	0.29%
DKS	C	0.29%
COST	B	0.29%
LC	A	0.28%
LNW	D	0.28%
DOLE	D	0.27%
SQ	B	0.27%
MELI	D	0.27%
STZ	D	0.27%
ODP	F	0.27%
AX	A	0.26%
DAN	D	0.26%
APTV	D	0.25%
KKR	A	0.25%
CAL	D	0.25%
BG	F	0.25%
ARES	A	0.24%
CROX	D	0.24%
BHF	B	0.24%
CINF	A	0.23%
AGO	B	0.23%
EWTX	C	0.23%
AIZ	A	0.23%
CPAY	A	0.23%
PRG	C	0.22%
SIGI	C	0.22%
GPN	B	0.22%
WTW	B	0.22%
COOP	B	0.22%
LBPH	A	0.22%
BR	A	0.22%
TRV	B	0.22%
NATL	B	0.21%
GL	B	0.21%
AXON	A	0.21%
VRT	B	0.21%
AER	B	0.21%
BFH	B	0.21%
MSCI	C	0.21%
BRO	B	0.21%
LDI	C	0.2%
ICE	C	0.2%
STRL	B	0.2%
MKTX	D	0.2%
CME	A	0.2%
CRS	A	0.2%
GATO	D	0.2%
RNR	C	0.2%
ZIM	C	0.2%
NAVI	C	0.19%
ACGL	D	0.19%
DAL	C	0.19%
PMT	D	0.19%
CBOE	B	0.19%
CB	C	0.19%
FIX	A	0.18%
VMC	B	0.18%
EME	C	0.18%
GTLS	B	0.18%
PAYC	B	0.18%
XPO	B	0.18%
LPX	B	0.18%
EXP	A	0.18%
SKYW	B	0.18%
HQY	B	0.17%
JBLU	F	0.17%
AVNT	B	0.17%
MLM	B	0.17%
HASI	D	0.17%
PEN	B	0.16%
EMN	D	0.16%
DOCU	A	0.16%
PCTY	B	0.16%
PWR	A	0.16%
AIT	A	0.16%
ACHR	B	0.16%
INCY	C	0.16%
VERA	B	0.16%
GNRC	B	0.16%
HON	B	0.15%
HUBB	B	0.15%
ESTC	C	0.15%
GFF	A	0.15%
TT	A	0.15%
ETN	A	0.15%
PCAR	B	0.15%
PEGA	A	0.15%
JAZZ	B	0.15%
PH	A	0.15%
URI	B	0.15%
TPC	C	0.15%
SAIA	B	0.15%
PODD	C	0.15%
CLOV	D	0.15%
PNR	A	0.15%
PHIN	A	0.14%
THC	D	0.14%
STGW	B	0.14%
ZBH	C	0.14%
MRC	B	0.14%
WST	C	0.14%
LECO	B	0.14%
UTHR	C	0.14%
LIVN	F	0.14%
AKRO	B	0.14%
REVG	B	0.14%
CAT	B	0.14%
WDAY	B	0.13%
BV	B	0.13%
VRSK	A	0.13%
ALGN	D	0.13%
NBIX	C	0.13%
VRTX	F	0.13%
SAVA	D	0.13%
OSK	B	0.13%
PBI	B	0.13%
WWD	B	0.13%
ASH	D	0.13%
MANH	D	0.13%
AHCO	F	0.12%
SHC	F	0.12%
AOS	F	0.12%
KRYS	B	0.12%
MOH	F	0.12%
RPRX	D	0.12%
XYL	D	0.12%
STE	F	0.12%
ETNB	C	0.12%
DAWN	F	0.12%
IQV	D	0.11%
EFX	F	0.11%
COGT	D	0.11%
SRPT	D	0.11%
DLR	B	0.11%
SNDX	F	0.11%
KURA	F	0.11%
VNO	B	0.11%
BA	F	0.11%
TMO	F	0.11%
UHS	D	0.11%
IDXX	F	0.11%
DYN	F	0.11%
UNIT	B	0.1%
RHP	B	0.1%
CGEM	F	0.1%
SPG	B	0.1%
LNTH	D	0.1%
EXPI	C	0.1%
OMI	F	0.1%
HII	D	0.09%
CPT	B	0.09%
PEB	D	0.09%
NEXT	B	0.09%
ELS	C	0.09%
PK	B	0.09%
CE	F	0.09%
LAMR	D	0.09%
SBRA	C	0.09%
NMRK	B	0.09%
REXR	F	0.08%
NVRI	F	0.08%
RDFN	D	0.08%
SBAC	D	0.08%
EGP	F	0.08%
TDW	F	0.08%
ICLR	D	0.08%
PRIM	A	0.08%
CEG	D	0.07%
KNTK	B	0.07%
BKR	B	0.07%
WMB	A	0.07%
BKD	D	0.07%
TRGP	B	0.07%
DTM	B	0.07%
ATO	A	0.06%
WKC	D	0.06%
ETR	B	0.06%
SLB	C	0.06%
OII	B	0.06%
WHD	B	0.06%
FTI	A	0.06%
SANA	F	0.06%
NRG	B	0.06%
VAL	D	0.05%
DUK	C	0.05%
DTE	C	0.05%
APA	D	0.05%
SO	D	0.05%
WFRD	D	0.05%
DK	C	0.05%
SWX	B	0.05%
AES	F	0.04%
NFE	D	0.04%
HE	C	0.04%

OPTZ Underweight 168 Positions Relative to RAFE

Symbol	Grade	Weight
MSFT	F	-5.72%
JPM	A	-4.09%
C	A	-3.25%
JNJ	D	-3.18%
CSCO	B	-2.94%
PG	A	-2.84%
WFC	A	-2.82%
PFE	D	-2.32%
GM	B	-2.16%
BMY	B	-1.97%
HD	A	-1.77%
VZ	C	-1.69%
MRK	F	-1.69%
ORCL	B	-1.68%
QCOM	F	-1.6%
ABBV	D	-1.53%
CI	F	-1.3%
AVGO	D	-1.26%
ABT	B	-1.18%
F	C	-1.14%
AMGN	D	-1.08%
MMM	D	-1.07%
GILD	C	-0.99%
KO	D	-0.98%
ACN	C	-0.97%
MU	D	-0.95%
ELV	F	-0.89%
BAC	A	-0.86%
TXN	C	-0.83%
MA	C	-0.79%
HPQ	B	-0.72%
HPE	B	-0.7%
MET	A	-0.7%
LLY	F	-0.67%
PYPL	B	-0.62%
DD	D	-0.59%
JCI	C	-0.55%
UPS	C	-0.54%
DE	A	-0.54%
BBY	D	-0.5%
LRCX	F	-0.5%
DOW	F	-0.5%
TJX	A	-0.49%
NKE	D	-0.48%
NEM	D	-0.46%
DHR	F	-0.46%
ADP	B	-0.45%
WM	A	-0.44%
IP	B	-0.43%
MCK	B	-0.43%
EBAY	D	-0.41%
HUM	C	-0.41%
WDC	D	-0.37%
ADI	D	-0.37%
CARR	D	-0.37%
FIS	C	-0.36%
ADM	D	-0.33%
GIS	D	-0.32%
BDX	F	-0.32%
ITW	B	-0.31%
KMB	D	-0.3%
NTAP	C	-0.29%
MDLZ	F	-0.29%
BIIB	F	-0.27%
GEHC	F	-0.27%
CCI	D	-0.27%
STT	A	-0.26%
SYY	B	-0.24%
VTR	C	-0.23%
OC	A	-0.22%
KLAC	D	-0.21%
CMI	A	-0.21%
JLL	D	-0.21%
PFG	D	-0.2%
PARA	C	-0.2%
KHC	F	-0.2%
PPG	F	-0.2%
LH	C	-0.19%
JNPR	F	-0.19%
IRM	D	-0.19%
FOXA	B	-0.19%
MOS	F	-0.19%
BK	A	-0.19%
K	A	-0.18%
CTSH	B	-0.18%
VFC	C	-0.18%
GWW	B	-0.17%
TPR	B	-0.16%
CF	B	-0.16%
AVB	B	-0.16%
BALL	D	-0.16%
EW	C	-0.16%
EQR	B	-0.16%
PKG	A	-0.15%
ARW	D	-0.15%
DG	F	-0.15%
HLT	A	-0.15%
A	D	-0.15%
KDP	D	-0.14%
AWK	D	-0.14%
OMC	C	-0.14%
KSS	F	-0.14%
ZTS	D	-0.14%
FAST	B	-0.13%
FITB	A	-0.13%
CNC	D	-0.13%
MRVL	B	-0.13%
OTIS	C	-0.12%
EL	F	-0.12%
IFF	D	-0.12%
HOLX	D	-0.11%
PAYX	C	-0.11%
WAT	B	-0.11%
HST	C	-0.11%
TSCO	D	-0.11%
SWK	D	-0.11%
BSX	B	-0.11%
GAP	C	-0.11%
ON	D	-0.1%
KEYS	A	-0.1%
LKQ	D	-0.09%
SOLV	C	-0.09%
HCA	F	-0.09%
VTRS	A	-0.09%
AVT	C	-0.09%
SJM	D	-0.09%
USFD	A	-0.09%
TER	D	-0.09%
CDW	F	-0.09%
ILMN	D	-0.08%
PLD	D	-0.08%
LNC	B	-0.08%
DOX	D	-0.08%
DXC	B	-0.07%
KIM	A	-0.07%
NDAQ	A	-0.07%
HUN	F	-0.07%
CAG	D	-0.07%
AKAM	D	-0.07%
TSN	B	-0.07%
MAA	B	-0.07%
NTRS	A	-0.07%
NWSA	B	-0.07%
DOV	A	-0.06%
KD	B	-0.06%
HSY	F	-0.06%
HSIC	B	-0.06%
EQH	B	-0.06%
GT	C	-0.06%
MCHP	D	-0.06%
ESS	B	-0.05%
MHK	D	-0.05%
XRX	F	-0.05%
HAS	D	-0.05%
CTVA	C	-0.05%
FL	F	-0.05%
CPB	D	-0.05%
ROK	B	-0.05%
AAP	C	-0.04%
WU	D	-0.04%
GEN	B	-0.04%
AGCO	D	-0.04%
NWL	B	-0.04%
FLEX	A	-0.04%
MAN	D	-0.03%
M	D	-0.03%
O	D	-0.02%
HRL	D	-0.01%