FTHI vs. AFSM ETF Comparison

Comparison of First Trust High Income ETF (FTHI) to Active Factor Small Cap ETF (AFSM)

FTHI

First Trust High Income ETF

FTHI Description

The investment seeks current income; capital appreciation is a secondary objective. The fund will pursue its objectives by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of writing (selling) U.S. exchange-traded covered call options on the Standard & Poor's 500(c) Index (the "index"). The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will write will be limited to U.S. exchange-traded securities and options. It is non-diversified.

Grade (RS Rating)

Last Trade

$23.65

Average Daily Volume

240,150

Number of Holdings ^*

165

* may have additional holdings in another (foreign) market

AFSM

Active Factor Small Cap ETF

AFSM Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The manager defines small capitalization companies as those that, at the time of investment, have a market capitalization between a minimum of $250 million and the maximum market capitalization of a widely recognized index of small capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.20

Average Daily Volume

15,699

Number of Holdings ^*

295

* may have additional holdings in another (foreign) market

Performance

Period	FTHI	AFSM
30 Days	1.95%	5.15%
60 Days	3.77%	4.94%
90 Days	5.23%	5.47%
12 Months	18.12%	31.74%

20 Overlapping Holdings

Symbol	Grade	Weight in FTHI	Weight in AFSM	Overlap
BKU	A	0.3%	0.26%	0.26%
BRBR	A	0.77%	0.52%	0.52%
CALM	A	0.76%	0.72%	0.72%
CVLT	B	0.48%	0.74%	0.48%
DHT	F	0.27%	0.19%	0.19%
IDCC	B	0.45%	1.17%	0.45%
IIPR	D	0.27%	0.36%	0.27%
JXN	C	1.11%	0.78%	0.78%
KRC	B	0.31%	0.2%	0.2%
LOPE	C	0.3%	0.36%	0.3%
MATX	C	0.3%	0.37%	0.3%
MEDP	D	0.42%	0.27%	0.27%
MUSA	B	0.19%	0.51%	0.19%
NHI	D	0.12%	0.57%	0.12%
OTTR	C	0.2%	0.04%	0.04%
SBRA	C	0.3%	0.29%	0.29%
SFM	A	0.45%	1.0%	0.45%
SLG	B	1.44%	0.65%	0.65%
SLVM	B	0.35%	0.65%	0.35%
STNG	F	0.22%	0.15%	0.15%

FTHI Overweight 145 Positions Relative to AFSM

Symbol	Grade	Weight
NVDA	B	6.56%
MSFT	D	6.53%
AAPL	C	5.63%
AMZN	C	3.92%
META	D	2.55%
GOOGL	C	2.17%
GOOG	C	1.84%
BRK.A	B	1.73%
AVGO	D	1.65%
BXMT	C	1.55%
JPM	A	1.41%
TSLA	B	1.36%
LLY	F	1.18%
UNH	B	1.08%
V	A	1.01%
XOM	B	1.0%
CRNX	C	0.99%
CCEP	C	0.98%
VST	A	0.97%
UL	D	0.94%
MO	A	0.9%
MA	B	0.88%
HD	B	0.88%
LADR	B	0.87%
COST	A	0.83%
PG	C	0.79%
NFLX	A	0.72%
WMT	A	0.69%
CRM	B	0.65%
INGR	C	0.64%
PTVE	B	0.64%
ABBV	F	0.62%
IDA	A	0.59%
BAC	A	0.56%
ALSN	B	0.53%
ORCL	A	0.53%
CCI	C	0.53%
WFC	A	0.49%
MRK	D	0.49%
NVS	F	0.49%
EXP	B	0.48%
SLM	A	0.48%
BMY	B	0.48%
GILD	C	0.47%
DTM	A	0.46%
KO	D	0.46%
PEP	F	0.45%
AMD	F	0.45%
TOL	B	0.45%
DELL	B	0.45%
MDT	D	0.45%
INSM	C	0.44%
HLI	A	0.44%
ADBE	C	0.44%
EWBC	A	0.43%
INTU	B	0.43%
UMBF	B	0.43%
ARES	A	0.42%
MMC	B	0.42%
NOW	A	0.42%
ITW	B	0.41%
LIN	C	0.41%
PPC	C	0.41%
CAT	B	0.41%
DECK	A	0.41%
EHC	B	0.39%
AM	A	0.38%
TMO	F	0.38%
USFD	A	0.38%
PM	B	0.37%
CME	B	0.37%
ISRG	A	0.37%
IBM	C	0.36%
TXN	C	0.36%
BKNG	A	0.36%
LANC	C	0.36%
FNF	B	0.35%
VZ	C	0.35%
KNSL	B	0.35%
GE	D	0.35%
T	A	0.35%
HESM	B	0.34%
FTI	A	0.34%
SPGI	C	0.33%
WSO	A	0.33%
GS	A	0.33%
RTX	D	0.33%
ADP	A	0.33%
SCCO	F	0.33%
TJX	A	0.32%
MGEE	B	0.32%
QCOM	F	0.32%
BAH	F	0.31%
HON	C	0.31%
LOW	C	0.31%
AMGN	F	0.31%
DUK	C	0.31%
DHR	F	0.31%
VEEV	C	0.31%
AMAT	F	0.31%
PSA	C	0.3%
TMUS	B	0.3%
AMT	C	0.29%
UNP	C	0.29%
GAP	C	0.27%
GGG	B	0.27%
CVX	A	0.26%
LMT	D	0.26%
NVO	F	0.25%
ATR	B	0.25%
SBLK	F	0.24%
O	C	0.24%
NEE	C	0.24%
BLK	B	0.24%
COP	C	0.24%
CNA	C	0.23%
PFGC	B	0.22%
AMH	C	0.22%
EQIX	A	0.21%
PAYX	B	0.21%
CVBF	A	0.2%
FLO	D	0.2%
SO	C	0.2%
XEL	A	0.19%
GEV	B	0.17%
MSI	B	0.17%
NEU	D	0.17%
REYN	D	0.16%
KAR	B	0.15%
WEC	A	0.15%
EXR	C	0.14%
SFNC	C	0.14%
OGN	F	0.13%
BX	A	0.13%
TGT	F	0.11%
PFE	F	0.1%
D	C	0.08%
BDX	F	0.07%
AJG	A	0.05%
SPG	A	0.05%
SYK	B	0.05%
CL	D	0.05%
MDLZ	F	0.03%
GIS	D	0.03%
ELV	F	0.03%

FTHI Underweight 275 Positions Relative to AFSM

Symbol	Grade	Weight
MLI	B	-1.38%
SKYW	C	-1.22%
NHC	C	-1.2%
CPRX	C	-0.93%
ALKS	C	-0.93%
PFBC	B	-0.87%
CRS	B	-0.87%
DAKT	C	-0.86%
STRL	A	-0.84%
ANF	F	-0.82%
ZETA	D	-0.81%
FIX	A	-0.79%
EME	A	-0.79%
MHO	D	-0.78%
MTG	C	-0.73%
BCC	B	-0.72%
HALO	F	-0.7%
UVE	B	-0.7%
POWL	C	-0.7%
TMHC	C	-0.7%
TBBK	B	-0.7%
RDN	D	-0.7%
SANM	B	-0.67%
CEIX	A	-0.67%
MCY	A	-0.65%
HSII	B	-0.64%
AROC	A	-0.64%
BMI	B	-0.63%
COOP	B	-0.63%
CRVL	B	-0.62%
HWKN	B	-0.61%
FDP	B	-0.61%
GMED	A	-0.61%
GMS	B	-0.6%
REZI	A	-0.6%
UFPT	C	-0.6%
PLUS	F	-0.59%
NTB	B	-0.58%
PRK	B	-0.58%
EGBN	B	-0.57%
CORT	B	-0.57%
NMIH	C	-0.56%
SUPN	C	-0.56%
BTU	B	-0.55%
TGNA	B	-0.55%
OFG	B	-0.54%
BXC	B	-0.54%
CHCO	B	-0.54%
CVNA	B	-0.53%
BELFB	C	-0.53%
STBA	B	-0.53%
DOLE	D	-0.53%
KBH	D	-0.52%
AMWD	C	-0.52%
HIMS	B	-0.51%
COKE	C	-0.51%
GEO	B	-0.51%
PI	D	-0.5%
APPF	B	-0.49%
WT	A	-0.49%
ACT	C	-0.49%
PRDO	B	-0.47%
TEX	F	-0.47%
DFIN	D	-0.46%
CSWI	B	-0.46%
PINC	B	-0.46%
HRB	D	-0.44%
DDS	B	-0.44%
PLAB	C	-0.43%
USLM	A	-0.43%
LNTH	D	-0.43%
WFRD	D	-0.42%
RMR	F	-0.42%
IESC	C	-0.41%
LGND	C	-0.41%
YMAB	F	-0.41%
EVER	D	-0.41%
QTWO	A	-0.4%
ADUS	D	-0.4%
AMR	C	-0.39%
BDC	C	-0.39%
PRGS	A	-0.38%
INMD	C	-0.38%
WNC	C	-0.38%
VRNT	C	-0.38%
M	F	-0.37%
RDNT	B	-0.37%
YOU	D	-0.37%
SIG	B	-0.37%
ANIP	F	-0.37%
APOG	C	-0.37%
TILE	B	-0.37%
BPMC	B	-0.36%
CRAI	C	-0.36%
MD	C	-0.36%
LRN	A	-0.36%
HRMY	D	-0.36%
CAL	F	-0.36%
BLBD	D	-0.36%
HIW	C	-0.35%
CNXN	C	-0.35%
CASH	B	-0.35%
ESNT	F	-0.34%
PDM	D	-0.34%
MOG.A	B	-0.34%
TRMK	C	-0.34%
MTH	D	-0.34%
CMC	B	-0.33%
FBP	C	-0.33%
ATKR	D	-0.33%
PBF	D	-0.32%
LPG	F	-0.32%
ATGE	B	-0.32%
PFS	B	-0.32%
CUZ	B	-0.31%
SCS	C	-0.31%
IBOC	B	-0.31%
SPNS	F	-0.3%
TWI	F	-0.3%
DXC	B	-0.3%
CNK	C	-0.3%
GRBK	D	-0.3%
RXST	F	-0.3%
BHE	C	-0.29%
AKR	B	-0.29%
CRDO	B	-0.29%
DNOW	B	-0.29%
HURN	C	-0.29%
TCMD	B	-0.29%
ODP	F	-0.29%
ADMA	B	-0.28%
VIRT	A	-0.28%
BKE	B	-0.28%
PHIN	A	-0.28%
ASO	F	-0.28%
HUBG	A	-0.28%
THFF	B	-0.28%
AZZ	A	-0.27%
AVNS	F	-0.27%
SXC	A	-0.27%
ITCI	C	-0.27%
HCC	B	-0.27%
BNL	D	-0.27%
PSN	D	-0.27%
ABG	C	-0.26%
INTA	B	-0.26%
CCRN	F	-0.26%
PRG	C	-0.26%
VRNS	D	-0.26%
HCI	C	-0.26%
BKH	A	-0.26%
PIPR	A	-0.25%
GNK	D	-0.25%
AGX	B	-0.25%
GIII	D	-0.25%
PRM	C	-0.25%
HAE	C	-0.23%
KN	B	-0.23%
VNDA	C	-0.23%
MED	D	-0.23%
NTCT	C	-0.23%
LMAT	A	-0.23%
HLX	B	-0.22%
IMKTA	C	-0.22%
HDSN	F	-0.22%
SMP	C	-0.22%
AMKR	D	-0.21%
NX	C	-0.21%
TMDX	F	-0.21%
VCTR	B	-0.21%
EXTR	C	-0.21%
SIGA	F	-0.21%
WABC	B	-0.21%
SBH	C	-0.21%
PK	C	-0.2%
BLFS	C	-0.2%
ENS	F	-0.2%
CMPR	D	-0.2%
INSW	F	-0.2%
NUS	D	-0.2%
SGBX	F	-0.19%
ONTO	F	-0.19%
ASGN	F	-0.19%
ASC	F	-0.19%
NSSC	D	-0.19%
TARS	C	-0.19%
UCTT	D	-0.18%
TPC	C	-0.18%
TNC	D	-0.18%
GOGL	F	-0.18%
NAVI	F	-0.18%
HOV	D	-0.17%
TGTX	B	-0.17%
NVST	B	-0.17%
ADNT	F	-0.17%
AXSM	B	-0.17%
BRC	D	-0.16%
KELYA	F	-0.16%
XRX	F	-0.16%
SD	D	-0.16%
HY	D	-0.16%
HROW	D	-0.16%
VSH	F	-0.16%
SCSC	C	-0.15%
SCVL	F	-0.15%
GES	F	-0.15%
AIT	B	-0.14%
NECB	C	-0.14%
METC	C	-0.14%
ALRM	C	-0.14%
MRVI	F	-0.14%
AYI	B	-0.14%
EIG	B	-0.13%
TWST	F	-0.13%
CWCO	C	-0.13%
PCRX	C	-0.13%
MOV	D	-0.13%
CSGS	B	-0.13%
CECO	B	-0.12%
CLW	F	-0.12%
ALKT	B	-0.12%
OSCR	D	-0.11%
YEXT	B	-0.11%
CHRD	D	-0.11%
INVA	D	-0.11%
CGEM	F	-0.11%
RAMP	B	-0.1%
GFF	A	-0.1%
AMCX	C	-0.1%
ASTH	F	-0.1%
SPSC	D	-0.09%
MAX	F	-0.09%
MLKN	F	-0.08%
KRYS	C	-0.08%
KTB	B	-0.08%
ATLO	C	-0.07%
TPH	D	-0.07%
PEBK	B	-0.07%
CTRE	C	-0.07%
WGO	C	-0.07%
FTDR	B	-0.06%
APAM	B	-0.06%
CTS	C	-0.06%
GRND	A	-0.06%
JWN	D	-0.06%
OMI	F	-0.06%
KSS	F	-0.06%
SWX	B	-0.05%
REVG	C	-0.05%
OGS	A	-0.05%
AMPH	F	-0.05%
NSIT	F	-0.05%
ATEN	A	-0.05%
HE	C	-0.04%
AMN	F	-0.04%
TDC	D	-0.04%
SEMR	C	-0.04%
PHR	F	-0.04%
FORM	D	-0.04%
ETD	C	-0.04%
EOLS	D	-0.04%
ANDE	D	-0.04%
COLL	F	-0.04%
PGNY	F	-0.03%
JBI	F	-0.03%
VITL	D	-0.03%
RYI	C	-0.03%
SWI	C	-0.03%
EMBC	C	-0.03%
LBRT	D	-0.03%
ACLS	F	-0.02%
ACIW	B	-0.02%
MITK	C	-0.0%
MAIN	A	-0.0%
EPAC	C	-0.0%