FNK vs. RNMC ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to First Trust Mid Cap US Equity Select ETF (RNMC)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$52.67

Average Daily Volume

19,255

Number of Holdings ^*

222

* may have additional holdings in another (foreign) market

RNMC

First Trust Mid Cap US Equity Select ETF

RNMC Description

The Mid Cap US Equity Select ETF (the "Fund") seeks investment results that correspond generally to the price and yield (before the Fund's fees and expenses) of an equity index called the Nasdaq Riskalyze Mid Cap US Equity Select Index (the "Index"). The Fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the Index. The Fund, using an indexing investment approach, attempts to replicate, before fees and expenses, the performance of the Index. The Fund's investment advisor seeks a correlation of 0.95 or better (before fees and expenses) between the Fund's performance and the performance of the Index; a figure of 1.00 would represent perfect correlation. The Index is owned and is developed, maintained and sponsored by Riskalyze, Inc. (the "Index Provider").

Grade (RS Rating)

Last Trade

$32.42

Average Daily Volume

938

Number of Holdings ^*

343

* may have additional holdings in another (foreign) market

Performance

Period	FNK	RNMC
30 Days	-0.01%	-0.28%
60 Days	2.47%	1.05%
90 Days	7.91%	6.93%
12 Months	27.33%	20.22%

175 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in RNMC	Overlap
ABCB	B	0.47%	0.19%	0.19%
ADTN	D	0.61%	0.27%	0.27%
AEO	B	0.14%	0.3%	0.14%
AFG	D	0.15%	0.18%	0.15%
AGCO	D	0.72%	0.25%	0.25%
AGNC	C	0.15%	0.18%	0.15%
AGO	D	0.7%	0.17%	0.17%
AIRC	A	0.93%	0.23%	0.23%
AIZ	D	0.15%	0.18%	0.15%
AL	C	0.77%	0.27%	0.27%
ALE	B	0.64%	0.23%	0.23%
ALLY	B	0.6%	0.18%	0.18%
AMG	D	0.6%	0.18%	0.18%
AMKR	C	0.44%	0.96%	0.44%
APA	F	0.7%	0.18%	0.18%
ASH	A	0.31%	0.2%	0.2%
ASO	D	0.53%	0.27%	0.27%
ATKR	D	0.43%	0.25%	0.25%
AVNT	B	0.16%	0.21%	0.16%
AVT	A	0.76%	0.96%	0.76%
AXS	A	0.3%	0.19%	0.19%
AYI	C	0.14%	0.26%	0.14%
BBWI	C	0.28%	0.28%	0.28%
BC	D	0.26%	0.23%	0.23%
BCC	D	0.41%	0.18%	0.18%
BERY	D	0.6%	0.27%	0.27%
BKH	B	0.64%	0.24%	0.24%
BOKF	A	0.46%	0.19%	0.19%
BPOP	A	0.31%	0.19%	0.19%
BTU	F	0.7%	0.19%	0.19%
BWA	B	0.6%	0.33%	0.33%
BXMT	F	0.28%	0.17%	0.17%
BXP	F	0.14%	0.18%	0.14%
BYD	F	0.5%	0.26%	0.26%
CACC	D	0.3%	0.27%	0.27%
CADE	B	0.61%	0.19%	0.19%
CCK	C	0.17%	0.29%	0.17%
CHK	B	0.77%	0.21%	0.21%
CHRD	B	0.77%	0.21%	0.21%
CMA	B	0.44%	0.18%	0.18%
CMC	C	0.73%	0.2%	0.2%
CNXC	D	0.66%	0.85%	0.66%
COLB	C	0.64%	0.19%	0.19%
COLM	B	0.32%	0.32%	0.32%
CUZ	B	0.45%	0.19%	0.19%
CVI	F	0.52%	0.17%	0.17%
DDS	B	0.42%	0.29%	0.29%
DINO	F	0.7%	0.19%	0.19%
DKS	B	0.14%	0.28%	0.14%
DNB	D	0.29%	0.92%	0.29%
DTM	A	0.48%	0.22%	0.22%
EHC	A	0.16%	1.1%	0.16%
EMN	B	0.45%	0.2%	0.2%
ENS	B	0.46%	0.27%	0.27%
ESNT	C	0.71%	0.17%	0.17%
EVRG	B	0.62%	0.23%	0.23%
EWBC	A	0.3%	0.18%	0.18%
FAF	D	0.14%	0.17%	0.14%
FHN	B	0.46%	0.19%	0.19%
FMC	C	0.71%	0.19%	0.19%
FNB	B	0.46%	0.18%	0.18%
FUL	C	0.15%	0.26%	0.15%
G	D	0.59%	0.26%	0.26%
GL	F	0.11%	0.13%	0.11%
GPI	B	0.79%	0.32%	0.32%
GPS	D	0.11%	0.24%	0.11%
HII	D	0.3%	0.23%	0.23%
HOG	D	0.5%	0.25%	0.25%
HOMB	B	0.31%	0.19%	0.19%
HP	F	0.72%	0.19%	0.19%
HUN	C	0.29%	0.19%	0.19%
HWC	B	0.48%	0.2%	0.2%
IDA	B	0.33%	0.24%	0.24%
IP	C	0.28%	0.19%	0.19%
IVZ	D	0.14%	0.17%	0.14%
JEF	B	0.15%	0.19%	0.15%
JXN	A	0.66%	0.2%	0.2%
KBH	C	0.73%	0.3%	0.3%
KNX	D	0.4%	0.24%	0.24%
KRC	D	0.57%	0.18%	0.18%
LAD	D	0.67%	0.26%	0.26%
LANC	D	0.15%	0.34%	0.15%
LBRT	B	0.8%	0.22%	0.22%
LEA	F	0.54%	0.28%	0.28%
LFUS	B	0.3%	0.27%	0.27%
LNT	B	0.31%	0.23%	0.23%
LPX	D	0.14%	0.24%	0.14%
LSTR	D	0.14%	0.25%	0.14%
M	D	0.43%	0.3%	0.3%
MATX	B	0.74%	0.27%	0.27%
MDU	A	0.62%	0.27%	0.27%
MGY	B	0.6%	0.2%	0.2%
MLI	A	0.66%	0.22%	0.22%
MMS	C	0.15%	0.27%	0.15%
MOS	F	0.73%	0.18%	0.18%
MTDR	D	0.72%	0.2%	0.2%
MTG	C	0.72%	0.17%	0.17%
MTH	A	0.75%	0.31%	0.31%
MUR	B	0.76%	0.2%	0.2%
NFG	A	0.78%	0.23%	0.23%
NI	A	0.48%	0.24%	0.24%
NJR	B	0.32%	0.24%	0.24%
NOG	B	0.79%	0.21%	0.21%
NOV	C	0.74%	0.2%	0.2%
NXST	C	0.44%	0.3%	0.3%
NYCB	D	0.17%	0.2%	0.17%
OGE	A	0.64%	0.23%	0.23%
OGN	B	0.47%	1.13%	0.47%
OGS	B	0.64%	0.23%	0.23%
OLN	C	0.42%	0.19%	0.19%
OMF	B	0.47%	0.19%	0.19%
ONB	A	0.61%	0.19%	0.19%
ORI	A	0.31%	0.19%	0.19%
OSK	D	0.43%	0.25%	0.25%
OVV	B	0.77%	0.21%	0.21%
OZK	B	0.63%	0.19%	0.19%
PAG	F	0.44%	0.3%	0.3%
PB	B	0.3%	0.18%	0.18%
PBF	D	0.71%	0.19%	0.19%
PFSI	B	0.15%	0.18%	0.15%
PII	F	0.39%	0.27%	0.27%
PNFP	C	0.29%	0.18%	0.18%
PNW	B	0.47%	0.23%	0.23%
POR	B	0.66%	0.24%	0.24%
PRGO	D	0.32%	1.12%	0.32%
PTEN	F	0.69%	0.19%	0.19%
PVH	D	0.37%	0.25%	0.25%
R	A	0.64%	0.29%	0.29%
RDN	C	0.71%	0.17%	0.17%
REYN	D	0.16%	0.37%	0.16%
RGA	A	0.16%	0.19%	0.16%
RHI	D	0.14%	0.24%	0.14%
RNR	D	0.73%	0.18%	0.18%
RRC	B	0.79%	0.21%	0.21%
RUSHA	D	0.5%	0.26%	0.26%
RYN	F	0.28%	0.17%	0.17%
SAIC	C	0.31%	0.97%	0.31%
SEB	C	0.8%	0.38%	0.38%
SEE	C	0.14%	0.26%	0.14%
SEIC	D	0.29%	0.18%	0.18%
SEM	A	0.29%	1.03%	0.29%
SF	A	0.16%	0.2%	0.16%
SIG	D	0.76%	0.31%	0.31%
SIGI	F	0.15%	0.17%	0.15%
SLGN	B	0.29%	0.26%	0.26%
SLM	B	0.31%	0.19%	0.19%
SM	B	0.74%	0.2%	0.2%
SNV	C	0.29%	0.18%	0.18%
SNX	A	0.48%	1.01%	0.48%
SON	C	0.62%	0.26%	0.26%
SSB	D	0.29%	0.18%	0.18%
SWX	A	0.31%	0.23%	0.23%
TAP	F	0.53%	0.32%	0.32%
TEX	C	0.55%	0.25%	0.25%
TFX	F	0.15%	0.96%	0.15%
THO	D	0.26%	0.27%	0.26%
TKR	B	0.32%	0.21%	0.21%
TPR	D	0.39%	0.26%	0.26%
UBSI	D	0.29%	0.18%	0.18%
UFPI	C	0.43%	0.19%	0.19%
UHS	D	0.44%	1.01%	0.44%
UMBF	B	0.29%	0.18%	0.18%
UNM	B	0.61%	0.18%	0.18%
VLY	F	0.58%	0.18%	0.18%
VNO	F	0.14%	0.18%	0.14%
WAL	B	0.43%	0.18%	0.18%
WBS	D	0.41%	0.17%	0.17%
WCC	B	0.43%	0.26%	0.26%
WHR	F	0.25%	0.25%	0.25%
WIRE	B	0.67%	0.29%	0.29%
WTFC	B	0.44%	0.18%	0.18%
WTM	B	0.8%	0.19%	0.19%
WTRG	B	0.32%	0.23%	0.23%
WU	C	0.44%	0.26%	0.26%
ZION	B	0.46%	0.19%	0.19%

FNK Overweight 47 Positions Relative to RNMC

Symbol	Grade	Weight
ARW	B	0.76%
ESGR	C	0.74%
IAC	C	0.71%
TMHC	C	0.71%
UTHR	A	0.7%
ABG	C	0.7%
VAL	C	0.67%
MHO	D	0.67%
COOP	A	0.63%
SANM	B	0.62%
AN	B	0.62%
TPH	A	0.61%
FYBR	B	0.6%
DAR	D	0.57%
URBN	C	0.56%
LBRDK	F	0.56%
AR	A	0.53%
ALK	C	0.46%
GMS	C	0.45%
IPGP	D	0.44%
JAZZ	D	0.43%
DXC	F	0.42%
CZR	F	0.39%
CAR	D	0.37%
KEX	A	0.36%
CLF	F	0.35%
SKX	B	0.34%
BECN	B	0.31%
ASGN	D	0.29%
HGV	D	0.28%
CROX	C	0.27%
GT	D	0.27%
CACI	A	0.17%
THC	A	0.17%
BJ	B	0.16%
JLL	C	0.15%
USFD	C	0.15%
GMED	D	0.15%
CIEN	D	0.15%
SUM	D	0.14%
SKY	D	0.14%
PENN	F	0.14%
CRUS	C	0.14%
HSIC	D	0.14%
GXO	D	0.14%
MIDD	D	0.13%
NEOG	F	0.12%

FNK Underweight 168 Positions Relative to RNMC

Symbol	Grade	Weight
TECH	C	-1.17%
ENSG	D	-1.02%
KBR	A	-1.02%
CHE	D	-0.95%
POWI	D	-0.93%
XRAY	F	-0.93%
DLB	C	-0.93%
AEIS	D	-0.92%
OLED	C	-0.91%
PEGA	D	-0.89%
PAYC	F	-0.82%
BRKR	D	-0.81%
IRDM	D	-0.58%
CCOI	F	-0.47%
FLO	B	-0.39%
INGR	A	-0.37%
COKE	B	-0.37%
CASY	A	-0.37%
PARA	C	-0.37%
KTB	B	-0.35%
WEN	B	-0.34%
WDFC	D	-0.34%
CHDN	B	-0.34%
HAS	B	-0.34%
NYT	B	-0.33%
EDR	A	-0.33%
WING	A	-0.33%
BMI	A	-0.32%
WMG	C	-0.32%
TXRH	B	-0.32%
EXPO	B	-0.31%
HRB	C	-0.31%
WYNN	D	-0.3%
VMI	B	-0.3%
TOL	B	-0.3%
SCI	D	-0.3%
GOLF	C	-0.3%
MUSA	D	-0.3%
GNTX	D	-0.3%
WWD	A	-0.3%
CHH	C	-0.3%
H	D	-0.3%
ARMK	C	-0.3%
NWL	C	-0.3%
TTEK	A	-0.3%
WSM	B	-0.29%
CHRW	C	-0.29%
OTTR	B	-0.28%
RL	D	-0.28%
AAP	D	-0.28%
ATR	A	-0.28%
MOG.A	A	-0.28%
EME	A	-0.28%
TPX	D	-0.28%
CGNX	B	-0.28%
CW	A	-0.28%
AAON	C	-0.28%
FLS	A	-0.28%
FSS	B	-0.27%
FIX	A	-0.27%
IPAR	D	-0.27%
DCI	A	-0.27%
MAN	B	-0.27%
MTN	F	-0.27%
AWI	D	-0.26%
BWXT	D	-0.26%
AIT	C	-0.26%
AOS	D	-0.26%
ESAB	B	-0.26%
JKHY	D	-0.26%
MSM	F	-0.26%
WMS	C	-0.26%
NSP	B	-0.26%
GATX	C	-0.26%
VFC	F	-0.26%
EXP	A	-0.26%
ZWS	C	-0.26%
IBP	D	-0.26%
WTS	C	-0.26%
MSA	C	-0.26%
TTC	D	-0.26%
ACM	C	-0.26%
BCO	B	-0.26%
RRX	D	-0.25%
ALLE	D	-0.25%
ITT	B	-0.25%
ALSN	D	-0.25%
GPK	D	-0.25%
FELE	D	-0.25%
NRG	B	-0.25%
SSD	D	-0.24%
AES	B	-0.24%
HRI	D	-0.24%
MKSI	D	-0.24%
VNT	D	-0.24%
UGI	C	-0.23%
HCC	B	-0.23%
ORA	C	-0.23%
AA	A	-0.22%
KAI	D	-0.22%
AMR	D	-0.21%
AM	A	-0.21%
CBT	B	-0.21%
TNET	F	-0.21%
IRT	B	-0.2%
CIVI	B	-0.2%
UDR	B	-0.2%
CHX	D	-0.2%
EPRT	A	-0.2%
ADC	B	-0.2%
PR	B	-0.2%
CPT	B	-0.2%
DOC	A	-0.2%
CBSH	A	-0.2%
TPL	B	-0.2%
CC	C	-0.2%
IBKR	A	-0.2%
RGLD	B	-0.2%
BRX	C	-0.19%
HXL	C	-0.19%
ACA	A	-0.19%
NNN	A	-0.19%
EQH	A	-0.19%
KWR	D	-0.19%
TW	A	-0.19%
KRG	B	-0.19%
ESI	D	-0.19%
OHI	B	-0.19%
BCPC	C	-0.19%
HLI	A	-0.19%
REG	D	-0.19%
EPR	C	-0.19%
HLNE	B	-0.19%
LAMR	B	-0.19%
APLE	F	-0.18%
COLD	F	-0.18%
SFBS	C	-0.18%
FFIN	C	-0.18%
GBCI	C	-0.18%
RHP	D	-0.18%
NFE	F	-0.18%
STAG	D	-0.18%
MORN	D	-0.18%
KMPR	B	-0.18%
CUBE	D	-0.18%
CFR	D	-0.18%
PECO	D	-0.18%
VOYA	B	-0.18%
STWD	D	-0.18%
RYAN	D	-0.18%
MKTX	F	-0.18%
THG	A	-0.18%
OWL	C	-0.18%
RLI	A	-0.18%
EVR	C	-0.18%
GLPI	D	-0.18%
PRI	D	-0.17%
REXR	D	-0.17%
CNS	D	-0.17%
EGP	D	-0.17%
PCH	D	-0.17%
NEU	D	-0.17%
MC	D	-0.17%
FR	D	-0.17%
MAC	D	-0.16%
TRNO	D	-0.16%
LNC	C	-0.16%
KNSL	F	-0.14%