CVY vs. AFSM ETF Comparison

Comparison of Guggenheim Multi-Asset Income ETF (CVY) to Active Factor Small Cap ETF (AFSM)

CVY

Guggenheim Multi-Asset Income ETF

CVY Description

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an equity index called the Zacks Multi-Asset Income Index. The fund invests at least 90% of its total assets in securities that comprise the index and depositary receipts representing securities that comprise the index. The Zacks Multi-Asset Income Index is comprised of approximately 149 securities selected, based on investment and other criteria, from a universe of domestic and international companies. The securities comprising the index include stocks of small and medium-sized companies.

Grade (RS Rating)

Last Trade

$27.00

Average Daily Volume

6,664

Number of Holdings ^*

128

* may have additional holdings in another (foreign) market

AFSM

Active Factor Small Cap ETF

AFSM Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The manager defines small capitalization companies as those that, at the time of investment, have a market capitalization between a minimum of $250 million and the maximum market capitalization of a widely recognized index of small capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.50

Average Daily Volume

15,699

Number of Holdings ^*

295

* may have additional holdings in another (foreign) market

Performance

Period	CVY	AFSM
30 Days	2.36%	5.15%
60 Days	2.14%	4.94%
90 Days	3.14%	5.47%
12 Months	24.40%	31.74%

21 Overlapping Holdings

Symbol	Grade	Weight in CVY	Weight in AFSM	Overlap
AKR	B	0.35%	0.29%	0.29%
ASC	F	0.2%	0.19%	0.19%
CTRE	C	0.74%	0.07%	0.07%
FBP	C	0.32%	0.33%	0.32%
HIW	C	0.44%	0.35%	0.35%
IBOC	B	0.38%	0.31%	0.31%
JXN	C	0.77%	0.78%	0.77%
M	F	1.0%	0.37%	0.37%
MTG	C	0.66%	0.73%	0.66%
NAVI	F	0.31%	0.18%	0.18%
NHI	D	0.22%	0.57%	0.22%
OFG	B	0.32%	0.54%	0.32%
OTTR	C	0.3%	0.04%	0.04%
PBF	D	0.62%	0.32%	0.32%
PRDO	B	0.39%	0.47%	0.39%
RDN	D	0.32%	0.7%	0.32%
SLG	B	1.04%	0.65%	0.65%
SLVM	B	0.36%	0.65%	0.36%
STNG	F	0.5%	0.15%	0.15%
TGNA	B	0.82%	0.55%	0.55%
WGO	C	0.67%	0.07%	0.07%

CVY Overweight 107 Positions Relative to AFSM

Symbol	Grade	Weight
BBAR	C	1.7%
ARLP	A	1.39%
SYF	B	1.32%
WFC	A	1.31%
BAC	A	1.16%
BSM	B	1.13%
EQH	C	1.12%
JPM	A	1.1%
JPC	A	1.1%
KR	B	1.09%
VTRS	A	1.08%
OHI	C	1.07%
CF	A	1.06%
SPG	A	1.06%
PDI	D	1.06%
CRBG	B	1.04%
EOG	A	1.03%
MPW	F	1.0%
ECC	D	1.0%
OVV	B	1.0%
CIG	C	1.0%
WES	C	0.99%
VLO	C	0.98%
MPLX	A	0.96%
PSX	C	0.96%
EG	C	0.95%
ET	A	0.93%
HAL	C	0.93%
MPC	D	0.92%
AGNC	C	0.92%
EXR	C	0.91%
CVS	D	0.91%
LAMR	C	0.9%
PBR	D	0.9%
BG	D	0.89%
UNM	A	0.88%
DINO	D	0.88%
ADM	D	0.87%
DVN	F	0.85%
CIVI	D	0.84%
GLP	A	0.84%
CIB	B	0.83%
EWBC	A	0.83%
EPD	A	0.82%
BP	D	0.81%
UMC	F	0.78%
APA	D	0.78%
VOYA	B	0.78%
R	B	0.77%
SPH	C	0.77%
SLM	A	0.76%
PAA	B	0.75%
PDO	C	0.75%
AXS	A	0.74%
ONB	C	0.72%
CNH	C	0.71%
MGY	A	0.7%
SEE	C	0.68%
HP	C	0.67%
E	F	0.67%
NOG	B	0.67%
SUN	B	0.67%
BC	C	0.66%
AVT	C	0.64%
BPOP	C	0.63%
T	A	0.6%
RPRX	D	0.59%
MUR	D	0.57%
NSA	C	0.57%
ACP	C	0.55%
TTE	F	0.54%
LEA	F	0.54%
BBVA	D	0.49%
DSL	C	0.48%
XFLT	A	0.48%
QFIN	A	0.45%
OGN	F	0.44%
GEL	D	0.42%
VVR	D	0.41%
OUT	A	0.4%
HEES	C	0.4%
CATY	B	0.39%
CNO	B	0.38%
HWC	B	0.37%
BOKF	B	0.37%
BCH	C	0.36%
KFY	B	0.35%
AGRO	D	0.35%
CMRE	C	0.34%
LZB	B	0.34%
SAH	C	0.33%
GSL	F	0.31%
PAG	B	0.31%
RES	D	0.3%
FFC	D	0.29%
LYG	D	0.26%
ING	F	0.26%
BGB	A	0.26%
DLY	A	0.25%
EMD	C	0.22%
BCS	A	0.21%
ISD	C	0.2%
ARDC	A	0.19%
HIO	B	0.19%
CSR	B	0.15%
EAD	C	0.12%
NBB	D	0.11%

CVY Underweight 274 Positions Relative to AFSM

Symbol	Grade	Weight
MLI	B	-1.38%
SKYW	C	-1.22%
NHC	C	-1.2%
IDCC	B	-1.17%
SFM	A	-1.0%
CPRX	C	-0.93%
ALKS	C	-0.93%
PFBC	B	-0.87%
CRS	B	-0.87%
DAKT	C	-0.86%
STRL	A	-0.84%
ANF	F	-0.82%
ZETA	D	-0.81%
FIX	A	-0.79%
EME	A	-0.79%
MHO	D	-0.78%
CVLT	B	-0.74%
BCC	B	-0.72%
CALM	A	-0.72%
HALO	F	-0.7%
UVE	B	-0.7%
POWL	C	-0.7%
TMHC	C	-0.7%
TBBK	B	-0.7%
SANM	B	-0.67%
CEIX	A	-0.67%
MCY	A	-0.65%
HSII	B	-0.64%
AROC	A	-0.64%
BMI	B	-0.63%
COOP	B	-0.63%
CRVL	B	-0.62%
HWKN	B	-0.61%
FDP	B	-0.61%
GMED	A	-0.61%
GMS	B	-0.6%
REZI	A	-0.6%
UFPT	C	-0.6%
PLUS	F	-0.59%
NTB	B	-0.58%
PRK	B	-0.58%
EGBN	B	-0.57%
CORT	B	-0.57%
NMIH	C	-0.56%
SUPN	C	-0.56%
BTU	B	-0.55%
BXC	B	-0.54%
CHCO	B	-0.54%
CVNA	B	-0.53%
BELFB	C	-0.53%
STBA	B	-0.53%
DOLE	D	-0.53%
KBH	D	-0.52%
BRBR	A	-0.52%
AMWD	C	-0.52%
HIMS	B	-0.51%
COKE	C	-0.51%
MUSA	B	-0.51%
GEO	B	-0.51%
PI	D	-0.5%
APPF	B	-0.49%
WT	A	-0.49%
ACT	C	-0.49%
TEX	F	-0.47%
DFIN	D	-0.46%
CSWI	B	-0.46%
PINC	B	-0.46%
HRB	D	-0.44%
DDS	B	-0.44%
PLAB	C	-0.43%
USLM	A	-0.43%
LNTH	D	-0.43%
WFRD	D	-0.42%
RMR	F	-0.42%
IESC	C	-0.41%
LGND	C	-0.41%
YMAB	F	-0.41%
EVER	D	-0.41%
QTWO	A	-0.4%
ADUS	D	-0.4%
AMR	C	-0.39%
BDC	C	-0.39%
PRGS	A	-0.38%
INMD	C	-0.38%
WNC	C	-0.38%
VRNT	C	-0.38%
RDNT	B	-0.37%
YOU	D	-0.37%
MATX	C	-0.37%
SIG	B	-0.37%
ANIP	F	-0.37%
APOG	C	-0.37%
TILE	B	-0.37%
BPMC	B	-0.36%
CRAI	C	-0.36%
LOPE	C	-0.36%
MD	C	-0.36%
LRN	A	-0.36%
HRMY	D	-0.36%
CAL	F	-0.36%
BLBD	D	-0.36%
IIPR	D	-0.36%
CNXN	C	-0.35%
CASH	B	-0.35%
ESNT	F	-0.34%
PDM	D	-0.34%
MOG.A	B	-0.34%
TRMK	C	-0.34%
MTH	D	-0.34%
CMC	B	-0.33%
ATKR	D	-0.33%
LPG	F	-0.32%
ATGE	B	-0.32%
PFS	B	-0.32%
CUZ	B	-0.31%
SCS	C	-0.31%
SPNS	F	-0.3%
TWI	F	-0.3%
DXC	B	-0.3%
CNK	C	-0.3%
GRBK	D	-0.3%
RXST	F	-0.3%
BHE	C	-0.29%
CRDO	B	-0.29%
DNOW	B	-0.29%
HURN	C	-0.29%
SBRA	C	-0.29%
TCMD	B	-0.29%
ODP	F	-0.29%
ADMA	B	-0.28%
VIRT	A	-0.28%
BKE	B	-0.28%
PHIN	A	-0.28%
ASO	F	-0.28%
HUBG	A	-0.28%
THFF	B	-0.28%
AZZ	A	-0.27%
MEDP	D	-0.27%
AVNS	F	-0.27%
SXC	A	-0.27%
ITCI	C	-0.27%
HCC	B	-0.27%
BNL	D	-0.27%
PSN	D	-0.27%
ABG	C	-0.26%
INTA	B	-0.26%
BKU	A	-0.26%
CCRN	F	-0.26%
PRG	C	-0.26%
VRNS	D	-0.26%
HCI	C	-0.26%
BKH	A	-0.26%
PIPR	A	-0.25%
GNK	D	-0.25%
AGX	B	-0.25%
GIII	D	-0.25%
PRM	C	-0.25%
HAE	C	-0.23%
KN	B	-0.23%
VNDA	C	-0.23%
MED	D	-0.23%
NTCT	C	-0.23%
LMAT	A	-0.23%
HLX	B	-0.22%
IMKTA	C	-0.22%
HDSN	F	-0.22%
SMP	C	-0.22%
AMKR	D	-0.21%
NX	C	-0.21%
TMDX	F	-0.21%
VCTR	B	-0.21%
EXTR	C	-0.21%
SIGA	F	-0.21%
WABC	B	-0.21%
SBH	C	-0.21%
PK	C	-0.2%
BLFS	C	-0.2%
ENS	F	-0.2%
KRC	B	-0.2%
CMPR	D	-0.2%
INSW	F	-0.2%
NUS	D	-0.2%
SGBX	F	-0.19%
DHT	F	-0.19%
ONTO	F	-0.19%
ASGN	F	-0.19%
NSSC	D	-0.19%
TARS	C	-0.19%
UCTT	D	-0.18%
TPC	C	-0.18%
TNC	D	-0.18%
GOGL	F	-0.18%
HOV	D	-0.17%
TGTX	B	-0.17%
NVST	B	-0.17%
ADNT	F	-0.17%
AXSM	B	-0.17%
BRC	D	-0.16%
KELYA	F	-0.16%
XRX	F	-0.16%
SD	D	-0.16%
HY	D	-0.16%
HROW	D	-0.16%
VSH	F	-0.16%
SCSC	C	-0.15%
SCVL	F	-0.15%
GES	F	-0.15%
AIT	B	-0.14%
NECB	C	-0.14%
METC	C	-0.14%
ALRM	C	-0.14%
MRVI	F	-0.14%
AYI	B	-0.14%
EIG	B	-0.13%
TWST	F	-0.13%
CWCO	C	-0.13%
PCRX	C	-0.13%
MOV	D	-0.13%
CSGS	B	-0.13%
CECO	B	-0.12%
CLW	F	-0.12%
ALKT	B	-0.12%
OSCR	D	-0.11%
YEXT	B	-0.11%
CHRD	D	-0.11%
INVA	D	-0.11%
CGEM	F	-0.11%
RAMP	B	-0.1%
GFF	A	-0.1%
AMCX	C	-0.1%
ASTH	F	-0.1%
SPSC	D	-0.09%
MAX	F	-0.09%
MLKN	F	-0.08%
KRYS	C	-0.08%
KTB	B	-0.08%
ATLO	C	-0.07%
TPH	D	-0.07%
PEBK	B	-0.07%
FTDR	B	-0.06%
APAM	B	-0.06%
CTS	C	-0.06%
GRND	A	-0.06%
JWN	D	-0.06%
OMI	F	-0.06%
KSS	F	-0.06%
SWX	B	-0.05%
REVG	C	-0.05%
OGS	A	-0.05%
AMPH	F	-0.05%
NSIT	F	-0.05%
ATEN	A	-0.05%
HE	C	-0.04%
AMN	F	-0.04%
TDC	D	-0.04%
SEMR	C	-0.04%
PHR	F	-0.04%
FORM	D	-0.04%
ETD	C	-0.04%
EOLS	D	-0.04%
ANDE	D	-0.04%
COLL	F	-0.04%
PGNY	F	-0.03%
JBI	F	-0.03%
VITL	D	-0.03%
RYI	C	-0.03%
SWI	C	-0.03%
EMBC	C	-0.03%
LBRT	D	-0.03%
ACLS	F	-0.02%
ACIW	B	-0.02%
MITK	C	-0.0%
MAIN	A	-0.0%
EPAC	C	-0.0%