SQLV vs. RZV ETF Comparison

Comparison of Legg Mason Small-Cap Quality Value ETF (SQLV) to Guggenheim S&P Smallcap 600 Pure Value ETF (RZV)

SQLV

Legg Mason Small-Cap Quality Value ETF

SQLV Description

The investment seeks to track the investment results of the RARE Global Infrastructure Index (the "underlying index"). The fund will invest at least 80% of its net assets, plus borrowings for investment purposes, if any, in securities that compose its underlying index. The underlying index is composed of equity securities in developed and developing markets that are included in the MSCI ACWI All Cap Index. Companies in the MSCI ACWI All Cap Index are screened to include only companies within the Global Industry Classification Standard (GICS) sub-industries and are classified into infrastructure sectors.

Grade (RS Rating)

Last Trade

$44.11

Average Daily Volume

757

Number of Holdings ^*

257

* may have additional holdings in another (foreign) market

RZV

Guggenheim S&P Smallcap 600 Pure Value ETF

RZV Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P SmallCap 600 Pure Value Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P SmallCap 600 companies with strong value characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$113.91

Average Daily Volume

5,397

Number of Holdings ^*

132

* may have additional holdings in another (foreign) market

Performance

Period	SQLV	RZV
30 Days	4.90%	4.41%
60 Days	7.30%	7.32%
90 Days	9.32%	7.86%
12 Months	20.01%	23.38%

22 Overlapping Holdings

Symbol	Grade	Weight in SQLV	Weight in RZV	Overlap
AVNS	F	0.38%	0.27%	0.27%
BFH	B	1.13%	1.97%	1.13%
BHE	C	0.42%	1.89%	0.42%
DXC	B	0.77%	0.43%	0.43%
FDP	B	0.74%	1.97%	0.74%
GIII	C	0.48%	0.6%	0.48%
HAFC	B	0.66%	0.4%	0.4%
HSII	B	0.17%	0.61%	0.17%
HTZ	C	0.18%	1.09%	0.18%
HUBG	A	0.55%	0.34%	0.34%
MD	C	0.66%	1.52%	0.66%
NTCT	B	0.42%	0.36%	0.36%
ODP	F	0.26%	0.46%	0.26%
OMI	F	0.29%	0.37%	0.29%
PAHC	B	0.55%	0.64%	0.55%
PUMP	C	0.27%	0.38%	0.27%
SANM	C	0.69%	1.16%	0.69%
SCSC	B	0.15%	1.46%	0.15%
TGNA	B	0.75%	0.6%	0.6%
TWI	F	0.14%	0.18%	0.14%
WKC	C	0.37%	1.75%	0.37%
WNC	C	0.29%	0.31%	0.29%

SQLV Overweight 235 Positions Relative to RZV

Symbol	Grade	Weight
CALM	B	0.9%
CEIX	B	0.83%
VCTR	C	0.82%
CORT	B	0.82%
PAYO	B	0.81%
IDCC	B	0.78%
CAR	C	0.78%
EBC	B	0.77%
CATY	B	0.76%
POWL	C	0.75%
AX	B	0.75%
SLVM	C	0.75%
IBOC	B	0.74%
BKE	A	0.74%
AGX	C	0.72%
LRN	B	0.71%
STRL	B	0.71%
BTU	C	0.7%
SKYW	B	0.67%
CCSI	B	0.67%
APAM	B	0.66%
ALE	A	0.65%
PRG	B	0.65%
PBF	F	0.65%
KFY	B	0.63%
FHI	A	0.63%
WHD	B	0.62%
AMR	C	0.61%
WTTR	B	0.6%
LE	C	0.59%
NMIH	D	0.59%
TDOC	C	0.56%
OMCL	C	0.56%
PRDO	B	0.55%
LGND	C	0.55%
WTFC	B	0.55%
ANDE	D	0.55%
NECB	B	0.54%
CRCT	F	0.54%
WS	B	0.53%
INVA	C	0.53%
ASO	F	0.53%
SCS	B	0.52%
NTGR	B	0.52%
NVST	C	0.52%
NBN	B	0.52%
MCB	B	0.52%
PFBC	B	0.52%
PRGS	A	0.52%
EEFT	C	0.51%
CNXN	C	0.49%
PBH	A	0.49%
TEX	D	0.49%
ITGR	B	0.49%
BXC	B	0.48%
MBWM	B	0.48%
TPC	C	0.48%
MCRI	A	0.47%
FISI	B	0.47%
CIVB	B	0.47%
ADUS	D	0.46%
LMAT	B	0.46%
PLUS	F	0.46%
OSBC	A	0.46%
IRDM	B	0.46%
UNTY	B	0.46%
HAE	B	0.46%
DK	D	0.46%
THFF	A	0.45%
IOSP	B	0.45%
BELFB	C	0.44%
MSBI	B	0.44%
CTS	C	0.44%
INSW	F	0.44%
AMCX	C	0.43%
RMR	F	0.43%
CVI	F	0.43%
SUPN	C	0.43%
EWCZ	D	0.42%
DAKT	B	0.42%
RLGT	C	0.41%
IPGP	C	0.41%
ASTH	F	0.41%
CPRX	C	0.4%
DHIL	A	0.4%
HRMY	D	0.4%
ZD	B	0.4%
YELP	C	0.4%
EBF	C	0.39%
DVAX	B	0.39%
PKBK	A	0.39%
EVBN	B	0.39%
ATKR	C	0.38%
VCYT	B	0.38%
VSH	F	0.38%
WU	F	0.37%
TH	C	0.37%
AMPH	C	0.37%
METC	C	0.37%
WOR	F	0.37%
RNGR	A	0.37%
HCKT	B	0.37%
ROCK	C	0.37%
LQDT	B	0.37%
ARRY	C	0.36%
NPK	B	0.36%
OLPX	D	0.36%
SGC	B	0.35%
REX	C	0.35%
HSTM	B	0.34%
TDC	F	0.34%
ATEN	A	0.34%
BSIG	B	0.34%
NX	C	0.33%
RES	F	0.33%
PLAB	C	0.33%
ACIC	C	0.33%
KFRC	C	0.33%
CRI	D	0.33%
DFIN	D	0.33%
PLPC	B	0.33%
JBSS	F	0.33%
CVEO	D	0.32%
EMBC	C	0.32%
FOR	F	0.32%
IART	C	0.31%
SMLR	B	0.31%
GNE	F	0.31%
COHU	C	0.31%
LGTY	B	0.3%
MPX	C	0.3%
MRVI	F	0.3%
MCFT	B	0.3%
RYI	B	0.3%
IRMD	B	0.3%
IMXI	B	0.3%
FLWS	D	0.3%
SPOK	B	0.29%
ACCO	B	0.29%
KRT	B	0.29%
USNA	C	0.29%
CHGG	D	0.29%
CASS	B	0.29%
JELD	F	0.28%
SIGA	F	0.28%
COLL	F	0.28%
HBB	F	0.28%
WRLD	C	0.27%
CRVL	B	0.27%
PLXS	C	0.27%
VREX	C	0.27%
EE	B	0.27%
CLW	F	0.26%
NVEC	D	0.26%
NATR	B	0.26%
WINA	B	0.26%
ZIP	D	0.26%
PFC	B	0.25%
BTMD	B	0.25%
GIC	F	0.25%
PKE	B	0.25%
CTKB	C	0.25%
ANIP	C	0.25%
UTMD	D	0.24%
MNSB	C	0.24%
HOFT	B	0.24%
RGP	D	0.24%
TZOO	B	0.24%
MED	D	0.24%
ZEUS	C	0.24%
PARR	F	0.24%
ARCH	B	0.23%
TCMD	B	0.23%
CCRN	F	0.23%
ICUI	D	0.23%
EVC	B	0.22%
JILL	C	0.22%
MTUS	D	0.22%
CNS	C	0.22%
PBYI	C	0.21%
IIIN	C	0.21%
PETS	B	0.21%
MPAA	C	0.21%
LCUT	F	0.21%
SSTK	D	0.2%
CMT	D	0.2%
MDXG	A	0.2%
DBRG	F	0.2%
VRA	C	0.2%
OFLX	C	0.2%
PCRX	C	0.2%
ASRT	F	0.2%
STAA	F	0.2%
RCMT	C	0.19%
LFVN	B	0.19%
MYPS	C	0.19%
HBCP	B	0.19%
UVE	B	0.19%
MITK	C	0.19%
IRWD	D	0.18%
VIRC	C	0.18%
INTT	C	0.18%
ZYXI	D	0.18%
TGTX	B	0.18%
VPG	F	0.17%
JAKK	C	0.17%
RCKY	F	0.17%
STBA	B	0.17%
OSUR	F	0.16%
ACDC	C	0.16%
HCI	B	0.16%
BBW	B	0.16%
MGNI	A	0.16%
LXU	C	0.16%
ANGO	C	0.15%
ANIK	D	0.15%
EXTR	C	0.15%
DXLG	C	0.15%
NRC	F	0.15%
CCRD	B	0.15%
CSPI	C	0.14%
BOX	A	0.14%
HWKN	C	0.14%
BLBD	F	0.13%
IMMR	F	0.13%
SD	D	0.13%
POWW	F	0.13%
CNMD	C	0.13%
THRY	F	0.12%
CVGI	F	0.12%
PAYS	F	0.12%
YOU	D	0.12%
LTRX	F	0.11%
SURG	F	0.1%
IPW	F	0.06%

SQLV Underweight 110 Positions Relative to RZV

Symbol	Grade	Weight
SATS	D	-2.21%
LUMN	C	-2.16%
PHIN	B	-2.09%
CRGY	A	-2.02%
GDOT	C	-1.91%
UNFI	B	-1.88%
JXN	C	-1.74%
JBLU	C	-1.61%
DXPE	B	-1.5%
GBX	A	-1.47%
GEO	B	-1.41%
NATL	B	-1.34%
CWK	C	-1.34%
EZPW	A	-1.32%
GNW	B	-1.31%
SNEX	B	-1.24%
HZO	F	-1.18%
KELYA	F	-1.15%
FL	F	-1.12%
ADNT	D	-1.03%
NVRI	F	-1.01%
CENX	B	-0.92%
REZI	A	-0.88%
SBH	A	-0.88%
KALU	C	-0.87%
AHCO	F	-0.87%
KSS	D	-0.87%
CHEF	B	-0.84%
SPTN	F	-0.82%
WWW	B	-0.81%
PRA	B	-0.8%
VYX	B	-0.78%
SXC	B	-0.77%
SAH	B	-0.77%
XRX	F	-0.77%
ABM	B	-0.77%
UFCS	B	-0.73%
MPW	F	-0.72%
TILE	B	-0.7%
MODG	F	-0.69%
ALK	A	-0.68%
ASIX	B	-0.67%
PRAA	C	-0.66%
STC	C	-0.66%
PENN	B	-0.66%
VSCO	B	-0.65%
DLX	B	-0.64%
HOPE	B	-0.63%
SLG	C	-0.62%
AXL	C	-0.62%
AAP	C	-0.62%
NWL	B	-0.61%
OI	C	-0.61%
SFNC	B	-0.61%
ALGT	B	-0.6%
BDN	D	-0.59%
VTOL	B	-0.59%
TTMI	B	-0.58%
SCVL	D	-0.58%
DNOW	B	-0.57%
MCY	B	-0.57%
RUN	F	-0.57%
CAL	D	-0.57%
HBI	B	-0.57%
MATV	F	-0.57%
PEB	F	-0.55%
AOSL	D	-0.55%
BGS	F	-0.53%
EGBN	B	-0.53%
DAN	D	-0.51%
JBGS	F	-0.49%
NBR	C	-0.49%
CMA	A	-0.49%
LNC	B	-0.49%
SNDR	B	-0.48%
UVV	B	-0.47%
VSTO	A	-0.47%
DCOM	B	-0.46%
VFC	C	-0.45%
VBTX	B	-0.45%
IBTX	B	-0.45%
BANC	B	-0.44%
VIRT	B	-0.43%
SEM	C	-0.42%
PFS	B	-0.41%
ASTE	B	-0.41%
RNST	B	-0.39%
HPP	F	-0.39%
MDU	D	-0.39%
NAVI	D	-0.37%
HCSG	B	-0.37%
ECPG	C	-0.37%
HFWA	B	-0.36%
BRKL	B	-0.34%
WERN	B	-0.33%
SMP	B	-0.33%
PSMT	D	-0.33%
BKU	A	-0.33%
MLKN	D	-0.31%
PPBI	B	-0.28%
PDCO	F	-0.27%
LEG	F	-0.27%
CNSL	C	-0.26%
TALO	C	-0.26%
FLGT	F	-0.24%
THS	F	-0.23%
VSAT	F	-0.23%
HAIN	F	-0.22%
RC	D	-0.22%
SVC	F	-0.16%