SMCP vs. FYT ETF Comparison

Comparison of AlphaMark Actively Managed Small Cap ETF (SMCP) to First Trust Small Cap Value AlphaDEX Fund (FYT)

SMCP

AlphaMark Actively Managed Small Cap ETF

SMCP Description

The investment seeks long-term growth of capital. Under normal circumstances, the fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small cap companies listed on a U.S. exchange. It defines "equity securities" to include common and preferred stock, American Depositary Receipts ("ADRs"), real estate investment trusts ("REITs"), and exchange-traded funds ("ETFs"). The fund may invest up to 30% of its net assets in foreign equity securities of small cap companies traded on a U.S. exchange as ADRs, which may include companies in emerging markets. It is non-diversified.

Grade (RS Rating)

Last Trade

$30.02

Average Daily Volume

1,688

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$52.35

Average Daily Volume

12,684

Number of Holdings ^*

252

* may have additional holdings in another (foreign) market

Performance

Period	SMCP	FYT
30 Days	-2.36%	-0.91%
60 Days	-1.09%	-0.58%
90 Days	3.12%	1.22%
12 Months	26.05%	25.14%

28 Overlapping Holdings

Symbol	Grade	Weight in SMCP	Weight in FYT	Overlap
ABM	A	0.95%	0.54%	0.54%
AMN	D	0.76%	0.49%	0.49%
APAM	C	0.9%	0.12%	0.12%
ARCB	F	1.03%	0.13%	0.13%
ARCH	D	0.95%	0.7%	0.7%
ASB	A	0.97%	0.27%	0.27%
AX	A	0.9%	0.53%	0.53%
CALM	C	0.96%	0.67%	0.67%
CATY	D	0.75%	0.5%	0.5%
CCS	C	0.85%	0.44%	0.44%
CNO	A	0.92%	0.52%	0.52%
CNX	B	1.16%	0.68%	0.68%
CVCO	C	1.03%	0.12%	0.12%
HELE	D	0.73%	0.31%	0.31%
HUBG	B	0.84%	0.5%	0.5%
KFY	C	0.99%	0.12%	0.12%
LXP	D	0.82%	0.12%	0.12%
NMIH	A	1.0%	0.65%	0.65%
NWE	A	0.95%	0.53%	0.53%
PLXS	A	0.91%	0.28%	0.28%
REZI	C	1.03%	0.48%	0.48%
SHOO	C	0.93%	0.12%	0.12%
TCBI	A	0.86%	0.26%	0.26%
TGNA	C	0.86%	0.62%	0.62%
UCBI	B	0.84%	0.27%	0.27%
VSH	B	0.92%	0.66%	0.66%
WD	B	0.81%	0.25%	0.25%
ZD	D	0.73%	0.22%	0.22%

SMCP Overweight 71 Positions Relative to FYT

Symbol	Grade	Weight
SMCI	D	3.0%
MOD	A	1.53%
SFM	A	1.34%
JXN	A	1.31%
PBF	B	1.26%
PR	B	1.24%
LBRT	B	1.22%
AVAV	A	1.21%
PSN	D	1.21%
ITRI	A	1.2%
HQY	D	1.16%
COOP	B	1.16%
STRL	D	1.15%
STNG	A	1.14%
AEO	B	1.12%
ITGR	B	1.11%
HCC	B	1.11%
LRN	A	1.1%
GMS	B	1.09%
HP	F	1.08%
CHRD	B	1.06%
CMC	B	1.05%
TMHC	D	1.04%
ZWS	D	1.04%
TPH	A	1.02%
BCC	D	1.02%
AIT	C	1.02%
HAE	A	1.02%
VRRM	A	1.01%
KBH	C	1.01%
PTEN	F	1.0%
SKY	C	1.0%
GATX	D	1.0%
SIGI	F	0.98%
ASGN	D	0.98%
TEX	D	0.98%
OTTR	A	0.97%
AEL	A	0.97%
PAGS	C	0.97%
ESNT	C	0.97%
MATX	B	0.96%
HLNE	A	0.96%
AMR	D	0.96%
MMSI	A	0.95%
FFIN	C	0.94%
BTU	F	0.93%
ABG	F	0.93%
ALE	A	0.93%
MTH	A	0.93%
CADE	A	0.92%
HWC	A	0.92%
EVTC	F	0.9%
IDCC	B	0.89%
ABCB	A	0.88%
ASO	D	0.88%
UFPI	C	0.88%
APLE	F	0.87%
SSB	D	0.87%
PECO	D	0.86%
AEIS	D	0.86%
GBCI	B	0.86%
ALKS	F	0.86%
STNE	C	0.86%
FTDR	B	0.85%
KWR	C	0.85%
CEIX	F	0.84%
MHO	C	0.84%
ACLS	F	0.77%
CORT	C	0.69%
VLY	F	0.63%
NEOG	F	0.59%

SMCP Underweight 224 Positions Relative to FYT

Symbol	Grade	Weight
CRK	C	-0.75%
PRDO	A	-0.72%
NWN	A	-0.7%
PRG	B	-0.69%
AVA	A	-0.69%
PHIN	A	-0.68%
FFBC	A	-0.68%
CRC	D	-0.68%
INVA	A	-0.67%
REVG	A	-0.67%
WMK	B	-0.67%
TALO	D	-0.67%
UVV	B	-0.67%
USM	B	-0.67%
MODG	B	-0.66%
HIW	A	-0.66%
RC	D	-0.65%
SCHL	D	-0.65%
EIG	D	-0.65%
DNOW	D	-0.65%
RLJ	D	-0.64%
SNDR	F	-0.64%
PINC	C	-0.64%
ABR	B	-0.64%
IMKTA	F	-0.64%
ATSG	D	-0.63%
RYI	F	-0.63%
HE	F	-0.63%
CHGG	F	-0.62%
CABO	F	-0.62%
GHC	B	-0.62%
GDEN	F	-0.61%
SPB	B	-0.61%
UAA	F	-0.61%
LZB	F	-0.6%
GEF	D	-0.6%
PARR	F	-0.59%
LILAK	B	-0.58%
PFS	B	-0.57%
GEO	A	-0.57%
BZH	F	-0.57%
CASH	A	-0.57%
JBT	F	-0.57%
MLKN	C	-0.56%
MSGE	A	-0.56%
KSS	C	-0.56%
SR	A	-0.55%
INDB	C	-0.55%
DIOD	B	-0.55%
PEBO	A	-0.55%
FRME	A	-0.54%
ENVA	B	-0.54%
SAH	A	-0.54%
VBTX	A	-0.54%
IBOC	A	-0.54%
SLVM	A	-0.54%
AAT	A	-0.53%
ODP	D	-0.53%
FCF	A	-0.53%
KOS	F	-0.53%
FULT	A	-0.53%
WSFS	A	-0.53%
KN	B	-0.53%
EFSC	B	-0.52%
CXW	B	-0.52%
DAN	B	-0.52%
ALGT	F	-0.52%
STBA	A	-0.52%
NBHC	B	-0.51%
CUBI	D	-0.51%
EBC	B	-0.51%
BANR	B	-0.51%
BNL	B	-0.5%
SASR	C	-0.5%
OCFC	C	-0.5%
WERN	D	-0.49%
CIM	C	-0.49%
MRTN	D	-0.49%
NAVI	F	-0.49%
HPP	F	-0.48%
CTOS	F	-0.48%
ADNT	D	-0.48%
SBH	C	-0.47%
HTLD	D	-0.46%
GES	A	-0.44%
TRMK	A	-0.42%
APOG	A	-0.41%
OFG	A	-0.4%
GOGO	B	-0.4%
OEC	A	-0.4%
PFBC	A	-0.4%
SNEX	A	-0.4%
HTZ	F	-0.4%
TOWN	A	-0.39%
SJW	D	-0.39%
EPC	A	-0.39%
KOP	D	-0.39%
BKU	A	-0.39%
SRCE	A	-0.39%
EQC	B	-0.39%
ANDE	B	-0.39%
FIBK	A	-0.39%
BLMN	F	-0.38%
UNF	F	-0.38%
FHI	F	-0.38%
CENTA	C	-0.38%
KMT	D	-0.38%
HOPE	D	-0.38%
RNST	B	-0.38%
BUSE	A	-0.38%
NHC	B	-0.38%
WAFD	B	-0.38%
PNM	C	-0.38%
SFNC	D	-0.37%
SSTK	F	-0.37%
WOR	C	-0.37%
TCBK	B	-0.37%
WSBC	C	-0.37%
PDCO	F	-0.37%
NWBI	D	-0.37%
VAC	C	-0.37%
BKE	B	-0.36%
NX	C	-0.35%
VSCO	D	-0.35%
KLG	A	-0.35%
ICUI	F	-0.35%
HLF	B	-0.35%
MATW	D	-0.35%
ECVT	B	-0.35%
WGO	F	-0.34%
LGIH	F	-0.33%
XRX	F	-0.32%
VCTR	A	-0.32%
BOOT	B	-0.31%
JBLU	D	-0.31%
FOXF	F	-0.3%
PRIM	A	-0.29%
DEA	B	-0.28%
JELD	B	-0.27%
GTY	B	-0.27%
PLUS	D	-0.27%
KALU	A	-0.27%
LNN	B	-0.27%
CWEN	B	-0.27%
FBP	A	-0.27%
DFIN	B	-0.27%
FHB	A	-0.27%
HTLF	A	-0.27%
OLPX	F	-0.27%
XHR	D	-0.26%
MTX	A	-0.26%
PSMT	A	-0.26%
DEI	A	-0.26%
LGND	C	-0.26%
BHLB	A	-0.26%
HTH	B	-0.26%
TRS	A	-0.26%
EAT	A	-0.26%
NBTB	A	-0.26%
CNXN	F	-0.26%
LTH	D	-0.25%
MCRI	D	-0.25%
AUB	C	-0.25%
THS	D	-0.25%
CMCO	B	-0.25%
CVBF	C	-0.25%
OMCL	C	-0.25%
VRTS	D	-0.25%
SBCF	B	-0.25%
JBGS	F	-0.25%
NMRK	C	-0.24%
BXC	D	-0.24%
PCRX	D	-0.24%
FBNC	F	-0.24%
PATK	C	-0.24%
BDC	B	-0.24%
OI	F	-0.24%
CBRL	F	-0.23%
CRI	F	-0.23%
FWRD	F	-0.2%
STRA	A	-0.15%
AIR	A	-0.15%
OII	B	-0.14%
ADV	A	-0.14%
PTVE	A	-0.14%
OXM	A	-0.13%
NVEE	D	-0.13%
TTMI	A	-0.13%
GO	F	-0.13%
STC	A	-0.13%
NIC	C	-0.13%
DK	F	-0.13%
ALEX	B	-0.13%
ARI	F	-0.13%
HI	F	-0.13%
CAKE	D	-0.13%
B	B	-0.13%
MPW	B	-0.13%
CTS	A	-0.13%
PGRE	B	-0.13%
CPK	A	-0.13%
FDP	A	-0.13%
NNI	A	-0.13%
MWA	A	-0.13%
FBK	A	-0.13%
VICR	F	-0.12%
CMTG	D	-0.12%
ENOV	F	-0.12%
ADUS	B	-0.12%
KFRC	C	-0.12%
DORM	C	-0.12%
ROG	D	-0.12%
PPBI	C	-0.12%
SCL	C	-0.12%
COHU	D	-0.12%
CBU	C	-0.12%
AIN	F	-0.12%
GNW	B	-0.12%
CSGS	F	-0.12%
HNI	B	-0.12%
IART	F	-0.11%
SHEN	F	-0.11%
IBTX	F	-0.11%
ATUS	F	-0.1%