ROSC vs. FRI ETF Comparison

Comparison of Hartford Multifactor Small Cap ETF (ROSC) to First Trust S&P REIT Index Fund (FRI)

ROSC

Hartford Multifactor Small Cap ETF

ROSC Description

The investment seeks to provide investment results that correspond to the total return performance of the Hartford Multifactor Small Cap Index. The fund generally invests at least 80% of its net assets (plus the amount of borrowings for investment purposes) in securities of the index and in depositary receipts representing securities of the index. The index is designed to address risks and opportunities within the United States small cap universe by selecting equity securities of companies exhibiting a favorable combination of factor characteristics, including valuation, momentum, and quality.

Grade (RS Rating)

Last Trade

$46.05

Average Daily Volume

862

Number of Holdings ^*

306

* may have additional holdings in another (foreign) market

FRI

First Trust S&P REIT Index Fund

FRI Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the S&P United States REIT Index. The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. The index is a subset of the S&P Developed REIT Index, which measures the performance of more than 200 REITs or REIT-like structures in 15 developed markets. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$29.36

Average Daily Volume

81,591

Number of Holdings ^*

128

* may have additional holdings in another (foreign) market

Performance

Period	ROSC	FRI
30 Days	6.51%	0.21%
60 Days	5.75%	-0.40%
90 Days	6.01%	2.32%
12 Months	25.12%	26.65%

27 Overlapping Holdings

Symbol	Grade	Weight in ROSC	Weight in FRI	Overlap
AAT	B	0.08%	0.11%	0.08%
AHH	D	0.05%	0.06%	0.05%
AKR	B	0.05%	0.22%	0.05%
ALX	D	0.24%	0.04%	0.04%
APLE	B	0.21%	0.29%	0.21%
BDN	C	0.03%	0.08%	0.03%
BNL	D	0.28%	0.27%	0.27%
CDP	C	0.07%	0.28%	0.07%
CTO	B	0.31%	0.03%	0.03%
DEA	D	0.03%	0.1%	0.03%
EPR	C	0.18%	0.28%	0.18%
EQC	B	0.37%	0.18%	0.18%
GMRE	F	0.04%	0.04%	0.04%
GTY	A	0.27%	0.13%	0.13%
HIW	C	0.19%	0.28%	0.19%
IIPR	D	0.34%	0.25%	0.25%
LTC	B	0.16%	0.14%	0.14%
LXP	D	0.25%	0.23%	0.23%
NHI	D	0.21%	0.28%	0.21%
OLP	B	0.06%	0.04%	0.04%
PDM	D	0.1%	0.1%	0.1%
PK	C	0.09%	0.26%	0.09%
RLJ	C	0.17%	0.12%	0.12%
SHO	D	0.28%	0.17%	0.17%
UE	B	0.24%	0.23%	0.23%
UMH	B	0.02%	0.11%	0.02%
WSR	A	0.26%	0.05%	0.05%

ROSC Overweight 279 Positions Relative to FRI

Symbol	Grade	Weight
CALM	A	1.18%
RUSHA	C	1.09%
BELFB	C	1.07%
CORT	B	1.06%
IDCC	B	1.04%
PRDO	B	1.0%
HCC	B	0.99%
PINC	B	0.96%
BKE	B	0.94%
HNI	B	0.92%
CPRX	C	0.87%
KTB	B	0.86%
PDCO	F	0.86%
NHC	C	0.86%
GMS	B	0.83%
PLUS	F	0.83%
SCS	C	0.81%
BHE	C	0.8%
ARCH	B	0.78%
HOPE	C	0.78%
CRVL	B	0.78%
UFPT	C	0.77%
WMK	C	0.73%
MATX	C	0.7%
PFBC	B	0.7%
IMKTA	C	0.69%
LMAT	A	0.69%
COLL	F	0.69%
HIMS	B	0.68%
SLVM	B	0.68%
JWN	D	0.68%
CNO	B	0.66%
LRN	A	0.65%
DDS	B	0.64%
INVA	D	0.64%
CPF	B	0.64%
BRC	D	0.63%
HTBK	B	0.63%
AMKR	D	0.63%
DAKT	C	0.63%
IESC	C	0.63%
AGX	B	0.63%
EIG	B	0.63%
PHIN	A	0.63%
APOG	C	0.63%
GEF	A	0.61%
LZB	B	0.61%
SXC	A	0.6%
BFH	C	0.6%
HY	D	0.6%
VSH	F	0.59%
UPBD	B	0.58%
MLR	C	0.57%
OFG	B	0.57%
SIGA	F	0.57%
ETD	C	0.55%
IDT	B	0.53%
VBTX	B	0.53%
VIRC	B	0.52%
TGNA	B	0.52%
CEIX	A	0.52%
CNXN	C	0.51%
EMBC	C	0.5%
SCSC	C	0.5%
HCKT	B	0.48%
REVG	C	0.47%
PATK	C	0.47%
PAHC	C	0.47%
SMP	C	0.47%
HSII	B	0.47%
SPOK	B	0.46%
JILL	C	0.45%
HSTM	B	0.45%
KFRC	D	0.45%
EGY	D	0.45%
AMRX	C	0.44%
HAFC	B	0.43%
SUPN	C	0.43%
UVE	B	0.43%
METC	C	0.43%
TRST	B	0.43%
IBOC	B	0.42%
SWBI	C	0.42%
IBCP	B	0.42%
AMR	C	0.42%
PLAB	C	0.42%
ADUS	D	0.41%
MOV	D	0.41%
SMLR	B	0.41%
BBSI	B	0.41%
UVV	B	0.4%
EBF	F	0.4%
LBRT	D	0.4%
SPTN	D	0.4%
MCY	A	0.4%
TOWN	B	0.39%
MED	D	0.38%
CMPO	B	0.38%
SNDR	B	0.37%
ULH	C	0.37%
AMPH	F	0.37%
GPOR	B	0.36%
ACT	C	0.36%
SAFT	B	0.35%
STBA	B	0.35%
HUBG	A	0.35%
OSIS	A	0.35%
HVT	D	0.34%
SPNT	B	0.33%
BBW	C	0.32%
PEBO	B	0.32%
CCRN	F	0.32%
RYI	C	0.32%
ZYXI	D	0.31%
RGP	F	0.31%
STC	B	0.31%
NGVC	A	0.31%
RMR	F	0.31%
CATY	B	0.3%
OXM	F	0.3%
PLPC	B	0.29%
BUSE	B	0.29%
CVI	F	0.29%
GOLF	B	0.29%
ATEN	A	0.29%
CLW	F	0.29%
FBP	C	0.28%
NX	C	0.28%
ABM	B	0.28%
FULT	A	0.28%
NMRK	C	0.28%
KRT	B	0.27%
BANR	B	0.27%
AMN	F	0.27%
CAL	F	0.27%
IMMR	C	0.27%
UVSP	B	0.26%
PFC	B	0.26%
FFBC	B	0.26%
SRTS	B	0.25%
PLXS	B	0.25%
THFF	B	0.25%
MSBI	B	0.25%
WSBC	B	0.24%
TNC	D	0.24%
SCHL	F	0.24%
HTLF	B	0.24%
JBSS	F	0.24%
OTTR	C	0.24%
RELL	B	0.24%
SGC	C	0.24%
WNC	C	0.23%
CNX	A	0.23%
HRMY	D	0.23%
CARG	B	0.23%
HE	C	0.23%
PANL	F	0.23%
REFI	A	0.23%
PRGS	A	0.23%
OSUR	F	0.23%
SASR	B	0.22%
IRMD	C	0.22%
ABCB	B	0.22%
HMN	B	0.22%
LEVI	F	0.22%
TBRG	B	0.21%
CSGS	B	0.21%
SIG	B	0.21%
CTBI	B	0.21%
CCS	D	0.21%
DXPE	C	0.21%
FRME	B	0.21%
CVEO	F	0.21%
ODC	B	0.21%
FHB	B	0.2%
ORGO	B	0.2%
NBTB	B	0.2%
PBH	A	0.2%
VREX	B	0.19%
NWBI	B	0.19%
SSTK	F	0.19%
NBHC	C	0.19%
GRNT	B	0.19%
TCMD	B	0.19%
EFSC	B	0.19%
BVS	D	0.19%
FOR	F	0.19%
JAKK	C	0.18%
BTMD	B	0.18%
CXT	C	0.18%
UNF	B	0.17%
BTU	B	0.17%
PTGX	D	0.17%
HFWA	C	0.17%
RGR	F	0.17%
CWCO	C	0.17%
KELYA	F	0.16%
AROW	B	0.16%
MRC	B	0.16%
ZEUS	C	0.16%
PRK	B	0.16%
OPY	B	0.15%
UTL	B	0.15%
CRC	A	0.15%
HWKN	B	0.15%
HBB	F	0.14%
ASB	B	0.14%
ANDE	D	0.14%
DNOW	B	0.13%
AMWD	C	0.13%
TRMK	C	0.13%
DLX	B	0.13%
CHCO	B	0.12%
EZPW	B	0.12%
OCFC	B	0.12%
SCVL	F	0.12%
OMI	F	0.12%
VPG	F	0.11%
RCMT	C	0.11%
WERN	C	0.11%
LYTS	B	0.11%
TCBK	C	0.11%
INSW	F	0.11%
CRI	F	0.11%
RNST	B	0.11%
ACTG	D	0.11%
HTH	C	0.1%
GHC	B	0.1%
NOG	B	0.1%
GRBK	D	0.1%
KSS	F	0.1%
NRC	F	0.1%
ADMA	B	0.09%
BLBD	D	0.09%
UTMD	F	0.09%
CUBI	B	0.08%
MRTN	D	0.08%
ITGR	B	0.08%
GDRX	F	0.08%
GIC	D	0.08%
MAN	F	0.08%
WGO	C	0.07%
PSMT	D	0.07%
ODP	F	0.07%
WTTR	A	0.07%
OEC	C	0.07%
AMRK	F	0.07%
AVA	A	0.06%
NSSC	D	0.06%
FF	F	0.06%
SHOO	F	0.06%
ALG	B	0.05%
SFNC	C	0.05%
KE	C	0.05%
BDC	C	0.05%
MYE	F	0.05%
CCOI	B	0.05%
RCKY	F	0.04%
NWN	A	0.04%
FBRT	D	0.04%
HCI	C	0.04%
LMB	B	0.04%
NVEC	B	0.04%
PAG	B	0.03%
PRGO	C	0.03%
URBN	C	0.03%
FCF	B	0.03%
ZIMV	D	0.03%
GIII	D	0.03%
HLF	C	0.03%
GSBC	C	0.03%
WAFD	B	0.03%
LPG	F	0.03%
BFST	C	0.02%
HTBI	B	0.02%
KOP	C	0.02%
MYGN	F	0.01%
NUS	D	0.01%
FBNC	B	0.01%

ROSC Underweight 101 Positions Relative to FRI

Symbol	Grade	Weight
PLD	F	-8.93%
EQIX	A	-7.17%
WELL	A	-6.54%
DLR	B	-4.61%
SPG	A	-4.6%
PSA	C	-4.39%
O	C	-4.11%
EXR	C	-2.91%
IRM	C	-2.79%
VICI	C	-2.76%
AVB	B	-2.72%
VTR	B	-2.21%
EQR	C	-2.1%
ESS	B	-1.63%
INVH	D	-1.61%
MAA	B	-1.55%
ARE	F	-1.42%
KIM	A	-1.4%
DOC	C	-1.26%
SUI	C	-1.22%
GLPI	C	-1.12%
UDR	B	-1.12%
ELS	C	-1.12%
CPT	B	-1.08%
HST	C	-1.03%
WPC	C	-1.01%
REG	A	-1.01%
AMH	C	-0.99%
BXP	C	-0.97%
LAMR	C	-0.94%
CUBE	C	-0.91%
OHI	C	-0.86%
REXR	F	-0.77%
BRX	A	-0.73%
FRT	B	-0.72%
EGP	D	-0.7%
NNN	C	-0.65%
ADC	A	-0.64%
VNO	C	-0.58%
FR	D	-0.58%
RHP	B	-0.57%
STAG	D	-0.55%
KRG	B	-0.5%
TRNO	F	-0.5%
COLD	D	-0.48%
EPRT	B	-0.48%
CTRE	C	-0.42%
SLG	B	-0.41%
PECO	A	-0.4%
CUZ	B	-0.39%
IRT	A	-0.39%
SBRA	C	-0.36%
MAC	B	-0.35%
KRC	B	-0.35%
SKT	A	-0.33%
DEI	B	-0.26%
NSA	C	-0.25%
MPW	F	-0.22%
OUT	A	-0.22%
FCPT	C	-0.22%
ROIC	A	-0.19%
IVT	A	-0.19%
DRH	B	-0.16%
XHR	B	-0.13%
ALEX	B	-0.12%
ESRT	C	-0.12%
GNL	F	-0.12%
ELME	D	-0.12%
VRE	B	-0.12%
PEB	D	-0.12%
JBGS	F	-0.11%
UNIT	B	-0.11%
NTST	C	-0.1%
AIV	C	-0.09%
CSR	B	-0.09%
PGRE	F	-0.08%
NXRT	B	-0.08%
INN	D	-0.06%
GOOD	B	-0.06%
PLYM	F	-0.06%
HPP	F	-0.05%
CLDT	B	-0.04%
SVC	F	-0.04%
CHCT	C	-0.04%
PKST	F	-0.04%
BFS	C	-0.04%
FPI	B	-0.04%
UHT	D	-0.04%
DHC	F	-0.04%
PSTL	D	-0.03%
CBL	B	-0.03%
LAND	F	-0.03%
CIO	C	-0.02%
NXDT	F	-0.02%
PINE	C	-0.02%
BHR	C	-0.02%
BRT	A	-0.02%
ILPT	F	-0.02%
OPI	F	-0.01%
MDV	D	-0.01%
FSP	B	-0.01%