KRE vs. FDM ETF Comparison

Comparison of SPDR S&P Regional Banking ETF (KRE) to First Trust DJ Select MicroCap ETF (FDM)

KRE

SPDR S&P Regional Banking ETF

KRE Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index derived from the regional banking segment of the U.S. banking industry. In seeking to track the performance of the S&P Regional Banks Select Industry Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index represents the regional banks industry group of the S&P Total Market Index ("S&P TMI"). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$50.03

Average Daily Volume

13,358,563

Number of Holdings ^*

139

* may have additional holdings in another (foreign) market

FDM

First Trust DJ Select MicroCap ETF

FDM Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Dow Jones Select MicroCap Index(SM) (the "index"). The fund will normally invest at least 80% of its net assets plus the amount of any borrowings for investment purposes in common stocks of U.S. micro-capitalization companies which are publicly traded in the United States. The index is comprised of selected U.S. micro-capitalization companies chosen from all common stocks traded on the NewYork Stock Exchange, the NYSE MKT and NASDAQ(R) with limited partnerships excluded.

Grade (RS Rating)

Last Trade

$61.83

Average Daily Volume

4,549

Number of Holdings ^*

153

* may have additional holdings in another (foreign) market

Performance

Period	KRE	FDM
30 Days	3.80%	0.04%
60 Days	1.84%	2.44%
90 Days	7.39%	7.60%
12 Months	35.00%	23.70%

11 Overlapping Holdings

Symbol	Grade	Weight in KRE	Weight in FDM	Overlap
AMAL	B	0.19%	0.71%	0.19%
CCB	B	0.08%	0.69%	0.08%
CFB	C	0.1%	0.87%	0.1%
GSBC	B	0.08%	0.75%	0.08%
HTBK	D	0.14%	0.81%	0.14%
IBCP	B	0.1%	0.86%	0.1%
KRNY	F	0.12%	0.58%	0.12%
MBWM	B	0.13%	0.88%	0.13%
OSBC	B	0.12%	0.92%	0.12%
THFF	B	0.08%	0.64%	0.08%
UVSP	B	0.12%	1.04%	0.12%

KRE Overweight 128 Positions Relative to FDM

Symbol	Grade	Weight
OZK	B	2.56%
MTB	A	2.55%
TFC	A	2.53%
CFG	A	2.52%
HBAN	A	2.52%
FHN	A	2.5%
ZION	B	2.47%
RF	B	2.47%
NYCB	D	2.47%
EWBC	A	2.45%
WAL	B	2.42%
SNV	C	2.29%
WBS	D	2.27%
CADE	B	2.12%
COLB	C	2.05%
CFR	D	1.89%
PB	B	1.88%
AX	A	1.8%
PNFP	C	1.78%
WTFC	B	1.73%
VLY	F	1.62%
BPOP	A	1.6%
ONB	A	1.59%
SSB	D	1.54%
ASB	A	1.5%
BANC	C	1.44%
BKU	B	1.38%
TCBI	B	1.32%
CBSH	A	1.3%
FNB	A	1.22%
GBCI	C	1.2%
HOMB	B	1.2%
HWC	A	1.08%
UBSI	C	1.05%
BOH	D	1.02%
FBP	A	1.0%
FIBK	B	0.96%
ABCB	B	0.96%
FULT	B	0.87%
UMBF	B	0.81%
UCBI	B	0.8%
TBBK	F	0.78%
CVBF	B	0.76%
FHB	B	0.75%
CUBI	D	0.68%
FFIN	D	0.68%
INDB	C	0.68%
BOKF	A	0.66%
CBU	C	0.65%
WSFS	B	0.63%
PPBI	C	0.59%
IBOC	A	0.58%
SFBS	C	0.53%
SBCF	C	0.51%
HTH	B	0.49%
CATY	D	0.49%
EBC	B	0.49%
AUB	C	0.47%
PFS	B	0.46%
WAFD	B	0.45%
IBTX	D	0.42%
BANR	B	0.42%
SFNC	D	0.42%
CASH	B	0.42%
HTLF	A	0.41%
TRMK	A	0.4%
OFG	A	0.39%
FFBC	B	0.39%
NWBI	C	0.39%
FRME	B	0.39%
HOPE	D	0.38%
VBTX	B	0.38%
WABC	B	0.35%
NBTB	B	0.34%
FCF	B	0.34%
RNST	C	0.34%
CHCO	B	0.33%
LKFN	D	0.31%
PFBC	A	0.31%
PRK	A	0.3%
LOB	D	0.29%
BANF	B	0.29%
EFSC	C	0.28%
TOWN	B	0.28%
NBHC	C	0.27%
WSBC	D	0.25%
STBA	B	0.25%
FBK	B	0.25%
CFFN	D	0.24%
MCB	B	0.24%
BHLB	B	0.23%
FBNC	F	0.23%
SASR	C	0.23%
OCFC	B	0.23%
EGBN	F	0.22%
DCOM	C	0.22%
BRKL	D	0.21%
FFWM	F	0.2%
HAFC	C	0.2%
TFSL	B	0.2%
PEBO	B	0.18%
BUSE	B	0.18%
HFWA	B	0.17%
TMP	D	0.16%
CNOB	C	0.16%
TCBK	B	0.16%
SYBT	B	0.16%
SBSI	D	0.16%
CPF	B	0.15%
OBK	B	0.15%
FBMS	D	0.15%
LBAI	B	0.14%
SRCE	B	0.14%
WASH	C	0.13%
QCRH	C	0.13%
PFC	B	0.13%
NIC	D	0.13%
BY	B	0.12%
TRST	B	0.11%
CTBI	B	0.1%
FFIC	D	0.1%
HBNC	B	0.1%
PGC	D	0.09%
AMTB	B	0.09%
CAC	B	0.07%
MSBI	D	0.07%
HONE	B	0.07%
CLBK	F	0.06%

KRE Underweight 142 Positions Relative to FDM

Symbol	Grade	Weight
POWL	B	-2.27%
ACMR	D	-2.06%
SCSC	B	-1.76%
CRAI	A	-1.71%
VSEC	B	-1.7%
CGEM	B	-1.51%
GNK	B	-1.5%
CRGY	D	-1.49%
SXC	D	-1.46%
REX	B	-1.43%
BBSI	B	-1.35%
MYE	B	-1.35%
HAYN	C	-1.26%
VVI	D	-1.23%
CECO	B	-1.22%
DCO	B	-1.21%
IDT	A	-1.18%
EGY	B	-1.15%
CLW	A	-1.11%
DXPE	B	-1.1%
AMBC	D	-1.1%
ZEUS	F	-1.08%
BELFB	B	-0.98%
UWMC	C	-0.98%
BRY	B	-0.97%
EZPW	C	-0.96%
MLR	A	-0.93%
LEU	C	-0.92%
ARHS	D	-0.91%
HCKT	D	-0.9%
WSR	C	-0.89%
KE	C	-0.88%
TTI	F	-0.87%
PLOW	D	-0.85%
BFST	D	-0.8%
GATO	B	-0.79%
TITN	F	-0.75%
LMB	B	-0.75%
SD	C	-0.74%
RICK	F	-0.73%
DENN	F	-0.72%
NPK	A	-0.71%
AVNW	F	-0.71%
DHIL	C	-0.71%
VPG	C	-0.7%
HVT	F	-0.69%
LYTS	B	-0.68%
HDSN	F	-0.67%
HTBI	B	-0.66%
CYH	B	-0.66%
CENT	D	-0.65%
LQDT	D	-0.65%
OSUR	F	-0.65%
BHB	B	-0.64%
SMBC	D	-0.64%
BBW	B	-0.63%
VYGR	C	-0.62%
CWCO	F	-0.62%
OLP	A	-0.6%
CCBG	D	-0.6%
ODC	A	-0.59%
NBN	B	-0.57%
SIGA	B	-0.57%
RMR	B	-0.57%
CSV	C	-0.57%
GNE	F	-0.57%
PAHC	B	-0.56%
BOOM	F	-0.54%
ARTNA	C	-0.54%
GLRE	B	-0.54%
NWPX	C	-0.53%
OSG	B	-0.53%
KODK	C	-0.52%
SPFI	B	-0.52%
SPOK	F	-0.52%
AVD	C	-0.51%
ESQ	B	-0.5%
MCFT	F	-0.5%
MOFG	D	-0.49%
LINC	A	-0.49%
JOUT	F	-0.45%
AMPY	B	-0.44%
SOI	B	-0.44%
BSRR	B	-0.44%
NEWT	F	-0.43%
NRIM	B	-0.43%
FSBC	D	-0.42%
PBPB	F	-0.42%
PANL	C	-0.41%
HBT	B	-0.4%
RM	B	-0.39%
WTI	F	-0.38%
ONEW	F	-0.38%
FET	F	-0.37%
LOCO	C	-0.37%
NECB	B	-0.37%
MVBF	F	-0.37%
FSBW	D	-0.36%
BCML	B	-0.35%
INSE	F	-0.35%
CVLY	B	-0.34%
TSBK	D	-0.33%
OBT	B	-0.32%
OMER	C	-0.32%
AFCG	B	-0.31%
PKOH	C	-0.31%
NATH	D	-0.3%
EPM	F	-0.29%
KFS	B	-0.29%
GENC	B	-0.29%
IPI	D	-0.29%
RLGT	F	-0.29%
PLBC	B	-0.28%
OVLY	F	-0.27%
CMT	C	-0.24%
LEGH	D	-0.24%
TSQ	B	-0.24%
FF	B	-0.24%
MEC	B	-0.24%
MPX	C	-0.23%
STKS	D	-0.23%
QUAD	F	-0.23%
RNGR	F	-0.23%
INTT	D	-0.22%
OCN	C	-0.22%
LSEA	F	-0.21%
HNRG	F	-0.21%
ATLC	F	-0.21%
EVC	C	-0.21%
CMPO	B	-0.2%
III	F	-0.17%
RCMT	F	-0.17%
KLXE	F	-0.16%
MNSB	F	-0.15%
REI	B	-0.14%
HGBL	F	-0.13%
BGFV	F	-0.13%
ASRT	D	-0.13%
TUSK	F	-0.12%
CCRD	C	-0.12%
TZOO	D	-0.09%
CMBM	F	-0.07%