FYT vs. AIRR ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to First Trust RBA American Industrial Renaissance ETF (AIRR)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$52.51

Average Daily Volume

12,719

Number of Holdings ^*

252

* may have additional holdings in another (foreign) market

AIRR

First Trust RBA American Industrial Renaissance ETF

AIRR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Richard Bernstein Advisors American Industrial Renaissance Index (the "index"). The fund will normally invest at least 90% of its net assets (plus the amount of any borrowings for investment purposes) in U.S. equity securities that comprise the index. The index is designed to measure the performance of small and mid cap U.S. companies in the industrial and community banking sectors. It is non-diversified.

Grade (RS Rating)

Last Trade

$66.38

Average Daily Volume

101,734

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYT	AIRR
30 Days	-1.04%	-0.54%
60 Days	0.15%	3.36%
90 Days	1.53%	14.96%
12 Months	27.78%	48.75%

10 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in AIRR	Overlap
ASB	A	0.27%	0.72%	0.27%
FCF	B	0.53%	0.71%	0.53%
FFBC	A	0.68%	0.73%	0.68%
FRME	B	0.54%	0.64%	0.54%
FULT	A	0.53%	0.68%	0.53%
HTLF	A	0.27%	0.59%	0.27%
MWA	A	0.13%	2.25%	0.13%
PEBO	B	0.55%	0.6%	0.55%
PRIM	A	0.29%	3.49%	0.29%
SRCE	B	0.39%	0.6%	0.39%

FYT Overweight 242 Positions Relative to AIRR

Symbol	Grade	Weight
CRK	C	0.75%
PRDO	A	0.72%
ARCH	D	0.7%
NWN	B	0.7%
PRG	B	0.69%
AVA	B	0.69%
PHIN	A	0.68%
CRC	F	0.68%
CNX	B	0.68%
INVA	B	0.67%
REVG	A	0.67%
CALM	D	0.67%
WMK	D	0.67%
TALO	D	0.67%
UVV	B	0.67%
USM	D	0.67%
MODG	B	0.66%
VSH	C	0.66%
HIW	A	0.66%
NMIH	A	0.65%
RC	C	0.65%
SCHL	D	0.65%
EIG	D	0.65%
DNOW	D	0.65%
RLJ	D	0.64%
SNDR	D	0.64%
PINC	F	0.64%
ABR	C	0.64%
IMKTA	F	0.64%
ATSG	C	0.63%
RYI	F	0.63%
HE	F	0.63%
CHGG	F	0.62%
TGNA	D	0.62%
CABO	F	0.62%
GHC	B	0.62%
GDEN	F	0.61%
SPB	C	0.61%
UAA	F	0.61%
LZB	F	0.6%
GEF	D	0.6%
PARR	F	0.59%
LILAK	B	0.58%
PFS	B	0.57%
GEO	B	0.57%
BZH	D	0.57%
CASH	B	0.57%
JBT	F	0.57%
MLKN	D	0.56%
MSGE	A	0.56%
KSS	F	0.56%
SR	B	0.55%
INDB	C	0.55%
DIOD	C	0.55%
ABM	B	0.54%
ENVA	B	0.54%
SAH	B	0.54%
VBTX	B	0.54%
IBOC	A	0.54%
SLVM	A	0.54%
AAT	B	0.53%
ODP	C	0.53%
KOS	D	0.53%
AX	A	0.53%
NWE	B	0.53%
WSFS	A	0.53%
KN	B	0.53%
EFSC	C	0.52%
CXW	C	0.52%
CNO	A	0.52%
DAN	C	0.52%
ALGT	F	0.52%
STBA	B	0.52%
NBHC	C	0.51%
CUBI	D	0.51%
EBC	C	0.51%
BANR	B	0.51%
BNL	C	0.5%
SASR	D	0.5%
CATY	D	0.5%
OCFC	C	0.5%
HUBG	C	0.5%
WERN	D	0.49%
AMN	D	0.49%
CIM	D	0.49%
MRTN	D	0.49%
NAVI	D	0.49%
HPP	F	0.48%
CTOS	F	0.48%
REZI	D	0.48%
ADNT	F	0.48%
SBH	F	0.47%
HTLD	F	0.46%
CCS	D	0.44%
GES	B	0.44%
TRMK	A	0.42%
APOG	A	0.41%
OFG	A	0.4%
GOGO	C	0.4%
OEC	B	0.4%
PFBC	A	0.4%
SNEX	A	0.4%
HTZ	F	0.4%
TOWN	B	0.39%
SJW	D	0.39%
EPC	B	0.39%
KOP	F	0.39%
BKU	B	0.39%
EQC	D	0.39%
ANDE	B	0.39%
FIBK	B	0.39%
BLMN	F	0.38%
UNF	F	0.38%
FHI	F	0.38%
CENTA	C	0.38%
KMT	D	0.38%
HOPE	D	0.38%
RNST	C	0.38%
BUSE	B	0.38%
NHC	D	0.38%
WAFD	B	0.38%
PNM	C	0.38%
SFNC	D	0.37%
SSTK	F	0.37%
WOR	D	0.37%
TCBK	B	0.37%
WSBC	D	0.37%
PDCO	F	0.37%
NWBI	C	0.37%
VAC	C	0.37%
BKE	D	0.36%
NX	D	0.35%
VSCO	F	0.35%
KLG	B	0.35%
ICUI	F	0.35%
HLF	C	0.35%
MATW	D	0.35%
ECVT	F	0.35%
WGO	F	0.34%
LGIH	D	0.33%
XRX	F	0.32%
VCTR	A	0.32%
BOOT	B	0.31%
JBLU	D	0.31%
HELE	D	0.31%
FOXF	F	0.3%
DEA	C	0.28%
PLXS	B	0.28%
UCBI	B	0.27%
JELD	B	0.27%
GTY	C	0.27%
PLUS	C	0.27%
KALU	A	0.27%
LNN	C	0.27%
CWEN	B	0.27%
FBP	A	0.27%
DFIN	A	0.27%
FHB	A	0.27%
OLPX	F	0.27%
XHR	B	0.26%
MTX	A	0.26%
TCBI	B	0.26%
PSMT	A	0.26%
DEI	B	0.26%
LGND	D	0.26%
BHLB	B	0.26%
HTH	C	0.26%
TRS	B	0.26%
EAT	A	0.26%
NBTB	B	0.26%
CNXN	D	0.26%
LTH	F	0.25%
WD	C	0.25%
MCRI	C	0.25%
AUB	C	0.25%
THS	D	0.25%
CMCO	C	0.25%
CVBF	D	0.25%
OMCL	C	0.25%
VRTS	D	0.25%
SBCF	C	0.25%
JBGS	F	0.25%
NMRK	D	0.24%
BXC	D	0.24%
PCRX	F	0.24%
FBNC	F	0.24%
PATK	D	0.24%
BDC	C	0.24%
OI	F	0.24%
CBRL	F	0.23%
CRI	F	0.23%
ZD	D	0.22%
FWRD	F	0.2%
STRA	A	0.15%
AIR	B	0.15%
OII	B	0.14%
ADV	B	0.14%
PTVE	C	0.14%
OXM	A	0.13%
NVEE	D	0.13%
TTMI	A	0.13%
GO	F	0.13%
STC	A	0.13%
NIC	C	0.13%
DK	F	0.13%
ALEX	C	0.13%
ARI	F	0.13%
HI	F	0.13%
CAKE	D	0.13%
B	C	0.13%
ARCB	F	0.13%
MPW	C	0.13%
CTS	A	0.13%
PGRE	B	0.13%
CPK	B	0.13%
FDP	D	0.13%
NNI	A	0.13%
FBK	B	0.13%
VICR	F	0.12%
CMTG	D	0.12%
ENOV	F	0.12%
ADUS	C	0.12%
APAM	D	0.12%
KFRC	D	0.12%
DORM	C	0.12%
CVCO	C	0.12%
KFY	D	0.12%
ROG	C	0.12%
PPBI	D	0.12%
SCL	D	0.12%
COHU	F	0.12%
CBU	C	0.12%
AIN	F	0.12%
GNW	C	0.12%
CSGS	F	0.12%
HNI	B	0.12%
LXP	D	0.12%
SHOO	D	0.12%
IART	F	0.11%
SHEN	F	0.11%
IBTX	D	0.11%
ATUS	F	0.1%

FYT Underweight 34 Positions Relative to AIRR

Symbol	Grade	Weight
POWL	B	-4.46%
MLI	B	-4.11%
DY	A	-3.94%
STRL	D	-3.93%
MDU	A	-3.92%
MTZ	B	-3.92%
ATKR	B	-3.91%
EME	A	-3.89%
HUBB	D	-3.82%
FSS	C	-3.8%
FIX	C	-3.79%
CLH	A	-3.79%
RBC	D	-3.66%
SHLS	F	-3.64%
GVA	A	-3.34%
ROAD	D	-3.24%
ACA	B	-2.45%
AMRC	C	-2.44%
WNC	F	-2.35%
GBX	B	-2.32%
BLBD	C	-2.29%
LMB	C	-2.1%
TPC	A	-1.26%
FNB	A	-1.19%
PLOW	D	-1.1%
ASTE	F	-0.99%
PRLB	F	-0.87%
ANET	D	-0.86%
WTFC	A	-0.79%
ONB	A	-0.76%
PRK	A	-0.62%
GABC	D	-0.6%
QCRH	C	-0.49%
LKFN	D	-0.48%