FXD vs. HSMV ETF Comparison

Comparison of First Trust Consumer Discret. AlphaDEX (FXD) to First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

FXD

First Trust Consumer Discret. AlphaDEX

FXD Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Consumer Discretionary Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the consumer discretionary sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$59.78

Average Daily Volume

52,916

Number of Holdings ^*

118

* may have additional holdings in another (foreign) market

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.16

Average Daily Volume

1,258

Number of Holdings ^*

196

* may have additional holdings in another (foreign) market

Performance

Period	FXD	HSMV
30 Days	-4.40%	-0.58%
60 Days	-3.26%	0.77%
90 Days	2.01%	3.97%
12 Months	19.25%	11.45%

11 Overlapping Holdings

Symbol	Grade	Weight in FXD	Weight in HSMV	Overlap
BJ	C	0.3%	0.6%	0.3%
COLM	B	0.87%	0.51%	0.51%
CRI	F	0.99%	0.33%	0.33%
GNTX	D	1.15%	0.57%	0.57%
HRB	D	0.58%	0.54%	0.54%
LOPE	C	0.87%	0.49%	0.49%
MAT	F	0.28%	0.33%	0.28%
MUSA	D	0.91%	0.61%	0.61%
NYT	B	0.3%	0.54%	0.3%
SCI	D	0.29%	0.56%	0.29%
TXRH	A	1.61%	0.69%	0.69%

FXD Overweight 107 Positions Relative to HSMV

Symbol	Grade	Weight
SPOT	B	1.69%
DAL	A	1.64%
RCL	A	1.61%
GM	B	1.58%
AN	B	1.56%
PHM	A	1.48%
TOL	C	1.47%
DKNG	D	1.47%
UAA	F	1.44%
DKS	B	1.43%
APTV	D	1.42%
LEN	C	1.41%
DECK	D	1.38%
DHI	D	1.38%
UBER	D	1.37%
LAD	F	1.36%
LYV	D	1.34%
CMG	A	1.32%
UAL	B	1.32%
KSS	F	1.31%
LYFT	D	1.31%
SKX	A	1.29%
WING	A	1.26%
HOG	D	1.26%
EBAY	C	1.2%
AMZN	A	1.2%
PAG	D	1.15%
F	C	1.15%
LEA	F	1.13%
WBD	F	1.12%
BFAM	C	1.12%
TNL	D	1.11%
NCLH	F	1.1%
WSM	A	1.08%
CROX	D	1.06%
PII	F	1.04%
CZR	F	1.03%
TPR	D	1.03%
LKQ	D	0.98%
BYD	F	0.96%
PVH	D	0.96%
HTZ	F	0.95%
BURL	D	0.94%
ALK	B	0.92%
FOXA	B	0.91%
COST	C	0.89%
ARMK	C	0.89%
RBA	D	0.87%
BWA	B	0.87%
MAR	D	0.86%
NXST	C	0.86%
CPRT	C	0.86%
IPG	F	0.86%
UHAL	C	0.85%
HLT	D	0.85%
NVR	D	0.84%
NFLX	D	0.83%
TGT	D	0.83%
M	C	0.83%
BBY	D	0.82%
VAC	C	0.82%
LUV	F	0.82%
THO	F	0.79%
FND	D	0.77%
DPZ	B	0.63%
TSCO	A	0.63%
GPC	B	0.62%
ABNB	D	0.59%
EXPE	F	0.59%
TTD	B	0.58%
GRMN	A	0.58%
AZO	D	0.57%
JWN	B	0.57%
VSCO	F	0.55%
ORLY	D	0.55%
BBWI	C	0.55%
TPX	D	0.54%
DG	D	0.54%
AAL	F	0.54%
RL	D	0.53%
ROST	D	0.53%
SIRI	F	0.49%
KMX	F	0.48%
WHR	F	0.48%
GPS	D	0.46%
W	C	0.45%
RH	D	0.44%
CPNG	A	0.39%
OMC	B	0.3%
WMT	C	0.3%
COTY	D	0.29%
EA	D	0.29%
ROL	B	0.29%
BKNG	C	0.29%
NWSA	D	0.28%
CCL	F	0.28%
SITE	F	0.28%
DRI	F	0.28%
TJX	C	0.28%
WYNN	D	0.28%
OLLI	C	0.27%
LOW	D	0.27%
MCW	D	0.26%
HD	D	0.26%
MGM	F	0.26%
CAR	D	0.25%
ULTA	F	0.23%

FXD Underweight 185 Positions Relative to HSMV

Symbol	Grade	Weight
EME	A	-0.83%
NBIX	A	-0.67%
KEX	A	-0.67%
TNC	D	-0.67%
MDU	A	-0.65%
EHC	A	-0.65%
BWXT	D	-0.64%
KBR	A	-0.63%
CACI	A	-0.63%
KFY	D	-0.63%
DTM	B	-0.63%
POST	C	-0.63%
CVLT	A	-0.63%
SWX	A	-0.62%
TTEK	A	-0.61%
WU	C	-0.61%
PBH	D	-0.61%
RGA	A	-0.61%
LANC	D	-0.6%
RS	D	-0.6%
VVV	B	-0.6%
RLI	D	-0.6%
USFD	C	-0.6%
CW	A	-0.6%
VNT	D	-0.6%
MSA	D	-0.6%
AIRC	A	-0.6%
EPC	B	-0.6%
CASY	B	-0.6%
ITT	D	-0.59%
ARW	B	-0.59%
EXP	B	-0.58%
LECO	D	-0.58%
FSS	C	-0.58%
DCI	B	-0.58%
AM	A	-0.58%
ATR	A	-0.58%
FLO	B	-0.58%
GPK	C	-0.58%
ASH	A	-0.58%
RDN	C	-0.57%
CLH	A	-0.57%
SF	A	-0.57%
MAN	B	-0.57%
COOP	A	-0.57%
SBRA	B	-0.57%
NFG	A	-0.57%
SNX	A	-0.57%
GATX	C	-0.56%
R	A	-0.56%
VRRM	A	-0.56%
PRI	D	-0.56%
AGO	D	-0.56%
INGR	C	-0.56%
FELE	D	-0.56%
AFG	D	-0.56%
THG	A	-0.56%
CTRE	B	-0.55%
NMIH	A	-0.55%
SEIC	C	-0.55%
MSGS	B	-0.55%
GGG	D	-0.55%
ENSG	D	-0.55%
JEF	B	-0.55%
MTG	C	-0.55%
FLS	A	-0.55%
CHE	F	-0.55%
CUBE	D	-0.55%
CHH	D	-0.55%
OGS	B	-0.54%
EPRT	A	-0.54%
FNF	A	-0.54%
SAIC	D	-0.54%
CPK	B	-0.54%
ORI	A	-0.54%
FHI	F	-0.54%
ESNT	D	-0.54%
NSIT	A	-0.53%
BLKB	B	-0.53%
SFM	A	-0.53%
POR	B	-0.53%
ACM	A	-0.53%
AVA	B	-0.53%
SON	D	-0.53%
PFGC	D	-0.53%
SIGI	F	-0.53%
NWE	B	-0.52%
OHI	A	-0.52%
ALE	A	-0.52%
BKH	B	-0.52%
NJR	B	-0.52%
WTS	C	-0.52%
AVT	A	-0.52%
WTRG	B	-0.52%
OGE	A	-0.51%
AMG	C	-0.51%
NNN	A	-0.51%
BCPC	C	-0.51%
MMS	C	-0.51%
SR	B	-0.51%
UTHR	A	-0.51%
WEN	B	-0.51%
ADC	B	-0.5%
EVTC	F	-0.5%
CNO	A	-0.5%
INVA	B	-0.5%
IDA	B	-0.5%
G	D	-0.5%
FAF	F	-0.49%
DLB	D	-0.49%
PLXS	B	-0.49%
SLGN	B	-0.49%
VOYA	C	-0.49%
AIN	F	-0.49%
BRX	C	-0.49%
GTY	C	-0.49%
MIDD	D	-0.49%
LXP	D	-0.49%
PRGS	F	-0.49%
RGLD	B	-0.49%
FCPT	C	-0.49%
UNF	F	-0.48%
HXL	D	-0.48%
AIR	B	-0.48%
MSM	F	-0.48%
RPM	D	-0.48%
PECO	D	-0.47%
EVR	B	-0.47%
EFC	C	-0.47%
STAG	D	-0.47%
GLPI	F	-0.47%
FR	D	-0.46%
CWT	B	-0.46%
WPC	C	-0.46%
IDCC	C	-0.46%
LSTR	D	-0.46%
DBX	F	-0.45%
PNM	C	-0.45%
EPR	D	-0.45%
ELS	D	-0.45%
CSL	A	-0.45%
MTN	F	-0.45%
AWR	C	-0.45%
EGP	F	-0.45%
WERN	D	-0.44%
PCH	D	-0.44%
JJSF	F	-0.43%
JAZZ	D	-0.42%
NVT	A	-0.42%
CHDN	B	-0.41%
JHG	B	-0.41%
OSK	D	-0.4%
IRT	B	-0.4%
LAMR	B	-0.4%
CBSH	A	-0.39%
NSA	D	-0.38%
EXEL	D	-0.38%
FNB	A	-0.38%
LII	D	-0.38%
AGCO	F	-0.37%
RYN	F	-0.36%
ROIC	D	-0.36%
RNR	D	-0.35%
MOG.A	A	-0.35%
LFUS	C	-0.35%
LEG	F	-0.35%
GO	F	-0.34%
ACHC	F	-0.33%
ORA	C	-0.33%
CRUS	C	-0.33%
PB	B	-0.33%
ENOV	F	-0.33%
FCN	B	-0.32%
EXPO	B	-0.32%
ABM	B	-0.31%
GMED	D	-0.31%
REXR	D	-0.31%
ONB	A	-0.27%
CCOI	F	-0.25%
KNX	F	-0.24%
ENR	C	-0.24%
PZZA	F	-0.23%
NVST	F	-0.22%
JBL	F	-0.21%
PDCO	F	-0.21%