FXD vs. AUSF ETF Comparison

Comparison of First Trust Consumer Discret. AlphaDEX (FXD) to Global X Adaptive U.S. Factor ETF (AUSF)

FXD

First Trust Consumer Discret. AlphaDEX

FXD Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Consumer Discretionary Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the consumer discretionary sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$58.30

Average Daily Volume

53,896

Number of Holdings ^*

118

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$38.91

Average Daily Volume

28,065

Number of Holdings ^*

189

* may have additional holdings in another (foreign) market

Performance

Period	FXD	AUSF
30 Days	-9.03%	-4.14%
60 Days	-5.81%	-0.64%
90 Days	-0.36%	2.70%
12 Months	12.90%	31.29%

18 Overlapping Holdings

Symbol	Grade	Weight in FXD	Weight in AUSF	Overlap
BBY	D	0.82%	0.5%	0.5%
COST	C	0.88%	0.11%	0.11%
DRI	D	0.28%	0.07%	0.07%
EA	D	0.29%	1.19%	0.29%
F	D	1.16%	0.57%	0.57%
FOXA	B	0.91%	0.49%	0.49%
GM	A	1.55%	0.65%	0.65%
GRMN	A	0.57%	0.65%	0.57%
HOG	F	1.42%	0.51%	0.51%
LAD	F	1.37%	0.44%	0.44%
M	D	0.85%	0.5%	0.5%
NVR	D	0.87%	0.1%	0.1%
ORLY	D	0.58%	0.08%	0.08%
TJX	C	0.28%	0.07%	0.07%
TPR	D	0.99%	0.52%	0.52%
UAL	B	1.35%	0.64%	0.64%
VAC	B	0.85%	0.58%	0.58%
WMT	C	0.29%	1.66%	0.29%

FXD Overweight 100 Positions Relative to AUSF

Symbol	Grade	Weight
SPOT	B	1.79%
DAL	A	1.6%
TXRH	A	1.58%
RCL	A	1.53%
AN	A	1.49%
PHM	B	1.46%
UAA	F	1.45%
TOL	B	1.44%
DKS	B	1.43%
UBER	D	1.43%
LEN	D	1.41%
DKNG	C	1.41%
DHI	D	1.4%
DECK	D	1.37%
APTV	F	1.37%
KSS	F	1.36%
LYFT	D	1.36%
LYV	D	1.33%
CMG	A	1.2%
AMZN	B	1.19%
WING	A	1.19%
EBAY	A	1.16%
SKX	A	1.16%
GNTX	D	1.15%
WBD	F	1.15%
BYD	F	1.13%
BFAM	D	1.13%
NCLH	F	1.12%
PAG	D	1.12%
TNL	D	1.12%
LEA	F	1.1%
HTZ	F	1.09%
CZR	F	1.07%
WSM	A	1.07%
CROX	D	1.05%
CRI	F	1.04%
PII	F	1.03%
PVH	D	0.96%
ALK	B	0.94%
BURL	D	0.93%
LKQ	F	0.93%
LUV	F	0.9%
MUSA	B	0.89%
ARMK	B	0.88%
COLM	A	0.87%
UHAL	C	0.86%
BWA	B	0.86%
RBA	C	0.86%
LOPE	C	0.85%
NXST	D	0.85%
IPG	F	0.85%
MAR	D	0.85%
NFLX	D	0.85%
CPRT	C	0.84%
TGT	D	0.84%
HLT	C	0.83%
THO	F	0.79%
FND	D	0.76%
GPC	B	0.63%
EXPE	D	0.59%
DPZ	A	0.58%
HRB	B	0.58%
JWN	B	0.58%
ABNB	C	0.58%
TSCO	A	0.58%
AZO	D	0.56%
DG	D	0.55%
AAL	F	0.55%
TTD	B	0.55%
BBWI	D	0.54%
VSCO	D	0.54%
ROST	D	0.54%
WHR	F	0.53%
TPX	C	0.53%
RL	D	0.53%
W	F	0.51%
SIRI	F	0.49%
KMX	F	0.48%
GPS	D	0.45%
RH	F	0.43%
CPNG	A	0.38%
BJ	A	0.3%
NYT	C	0.3%
SCI	B	0.29%
WYNN	D	0.29%
OMC	A	0.29%
BKNG	D	0.29%
COTY	D	0.29%
ROL	B	0.28%
SITE	F	0.28%
NWSA	D	0.28%
OLLI	D	0.28%
MAT	F	0.28%
CCL	F	0.27%
MCW	F	0.27%
MGM	F	0.27%
LOW	D	0.27%
HD	D	0.26%
CAR	F	0.25%
ULTA	F	0.24%

FXD Underweight 171 Positions Relative to AUSF

Symbol	Grade	Weight
T	B	-1.99%
IBM	D	-1.9%
VZ	C	-1.9%
WM	B	-1.7%
RSG	B	-1.68%
MRK	A	-1.63%
BRK.A	C	-1.57%
TMUS	A	-1.5%
PNM	C	-1.49%
LMT	A	-1.46%
MMC	C	-1.44%
ROP	D	-1.42%
AJG	C	-1.39%
CME	C	-1.39%
ACI	D	-1.37%
JNJ	D	-1.36%
MCD	D	-1.35%
DOX	D	-1.35%
CSCO	D	-1.28%
VRSN	F	-1.17%
BMY	F	-1.11%
V	C	-1.1%
KO	A	-1.08%
NSIT	D	-1.02%
PEP	A	-1.01%
PG	A	-0.89%
CBOE	C	-0.88%
BR	C	-0.79%
DLB	F	-0.66%
RTX	A	-0.65%
AL	A	-0.62%
MO	A	-0.61%
CHK	B	-0.59%
CHRD	B	-0.59%
OKE	B	-0.58%
C	A	-0.58%
SYF	A	-0.58%
DTM	A	-0.58%
BG	B	-0.57%
WMB	A	-0.57%
CHE	D	-0.57%
ADM	D	-0.57%
AAP	C	-0.57%
AM	A	-0.57%
TMHC	C	-0.56%
EMN	B	-0.56%
HP	D	-0.56%
DD	A	-0.56%
AIRC	A	-0.56%
ARW	B	-0.55%
CIVI	D	-0.55%
OGN	A	-0.55%
LYB	C	-0.54%
ABG	D	-0.54%
KMI	A	-0.54%
SNX	A	-0.54%
CE	D	-0.53%
GILD	F	-0.53%
UNM	A	-0.53%
DOW	B	-0.53%
ALLY	B	-0.53%
HPE	D	-0.53%
WU	C	-0.53%
OMF	A	-0.53%
CAG	A	-0.52%
FITB	A	-0.52%
PTEN	F	-0.52%
GLW	B	-0.51%
MTG	B	-0.51%
CMC	D	-0.51%
HBAN	A	-0.51%
AXS	C	-0.51%
KHC	B	-0.51%
RDN	C	-0.51%
PNC	A	-0.51%
CF	D	-0.51%
AVT	A	-0.51%
FNB	B	-0.5%
KEY	C	-0.5%
RF	B	-0.5%
TAP	F	-0.5%
MTB	A	-0.5%
HUN	D	-0.49%
LNC	D	-0.49%
PB	A	-0.48%
FHN	A	-0.48%
ONB	A	-0.48%
VTRS	C	-0.48%
STWD	D	-0.47%
SNV	C	-0.47%
AGNC	B	-0.47%
ALB	D	-0.47%
FYBR	C	-0.47%
PRGO	A	-0.47%
USB	C	-0.47%
JNPR	C	-0.46%
IP	C	-0.46%
MDT	C	-0.46%
MOS	F	-0.46%
OZK	A	-0.46%
HPQ	D	-0.46%
CMA	B	-0.46%
PARA	B	-0.44%
UBSI	D	-0.44%
CVS	F	-0.44%
CMCSA	F	-0.43%
NVST	F	-0.42%
QGEN	B	-0.42%
KRC	F	-0.42%
WBA	F	-0.39%
LEG	F	-0.38%
X	F	-0.38%
VLY	F	-0.33%
YUM	B	-0.31%
PSX	D	-0.28%
AMGN	B	-0.28%
DGX	A	-0.23%
MCK	A	-0.21%
LLY	B	-0.18%
EME	A	-0.17%
CACI	A	-0.17%
PGR	A	-0.16%
ABBV	D	-0.15%
NYCB	F	-0.14%
CHD	A	-0.13%
GD	A	-0.13%
SNA	D	-0.13%
TW	B	-0.12%
KR	A	-0.12%
SAIC	C	-0.11%
HSY	C	-0.1%
CASY	A	-0.1%
SO	A	-0.1%
AFL	A	-0.1%
TRV	C	-0.1%
WRB	D	-0.09%
CAH	D	-0.09%
ORI	A	-0.09%
XOM	B	-0.09%
ADP	B	-0.09%
LDOS	A	-0.09%
HII	C	-0.09%
FCN	A	-0.09%
DUK	A	-0.09%
ED	A	-0.09%
BDX	F	-0.08%
UNH	B	-0.08%
ORCL	D	-0.08%
MSI	B	-0.08%
PNW	A	-0.08%
REGN	C	-0.08%
ATR	A	-0.08%
ADC	B	-0.08%
MA	D	-0.08%
FDS	D	-0.08%
HON	C	-0.08%
KMB	A	-0.08%
AKAM	F	-0.08%
CVX	A	-0.08%
LIN	C	-0.08%
MDLZ	A	-0.08%
NOC	A	-0.08%
VRSK	C	-0.07%
APD	C	-0.07%
AON	D	-0.07%
VRTX	C	-0.07%
AAPL	F	-0.07%
SON	C	-0.07%
NNN	B	-0.07%
ICE	C	-0.07%
SJM	F	-0.06%