FNK vs. MIDE ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to Xtrackers S&P MidCap 400 ESG ETF (MIDE)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$58.48

Average Daily Volume

9,876

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

MIDE

Xtrackers S&P MidCap 400 ESG ETF

MIDE Description

The investment seeks investment results that correspond generally to the performance, before fees and expenses, of the S&P MidCap 400 ESG Index. The index seeks to target 75% of the float market capitalization (i.e., the amount of stock which is available for trading by the general public) of each Global Industry Classification Standard Industry Group (?GICS Industry Group?) within the S&P MidCap 400 Index, using an ESG score as the defining characteristic. The fund will invest at least 80% of its total assets (but typically far more) in component securities of the index. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.91

Average Daily Volume

539

Number of Holdings ^*

264

* may have additional holdings in another (foreign) market

Performance

Period	FNK	MIDE
30 Days	7.85%	6.74%
60 Days	5.62%	6.99%
90 Days	5.60%	7.54%
12 Months	27.99%	29.73%

94 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in MIDE	Overlap
AGCO	D	0.28%	0.28%	0.28%
AMG	B	0.75%	0.27%	0.27%
AMKR	D	0.48%	0.14%	0.14%
AN	C	0.4%	0.21%	0.21%
AR	B	0.32%	0.47%	0.32%
ARW	D	0.5%	0.29%	0.29%
ASGN	F	0.27%	0.18%	0.18%
ASH	D	0.38%	0.19%	0.19%
AVNT	B	0.15%	0.22%	0.15%
AVT	C	0.56%	0.23%	0.23%
BC	C	0.41%	0.25%	0.25%
BERY	B	0.46%	0.39%	0.39%
BJ	A	0.15%	0.55%	0.15%
BYD	C	0.48%	0.25%	0.25%
CADE	B	0.68%	0.33%	0.33%
CIVI	D	0.74%	0.23%	0.23%
CLF	F	0.51%	0.27%	0.27%
CMC	B	0.78%	0.34%	0.34%
CNO	A	0.64%	0.2%	0.2%
CNX	A	0.87%	0.3%	0.3%
CNXC	F	0.53%	0.09%	0.09%
COLB	A	0.51%	0.31%	0.31%
CUZ	B	0.3%	0.23%	0.23%
DAR	C	0.66%	0.32%	0.32%
DINO	D	0.7%	0.34%	0.34%
ENS	D	0.41%	0.19%	0.19%
ESNT	D	0.63%	0.29%	0.29%
FAF	A	0.14%	0.33%	0.14%
FBIN	D	0.12%	0.45%	0.12%
FHN	A	0.57%	0.52%	0.52%
FNB	A	0.51%	0.29%	0.29%
G	B	0.66%	0.36%	0.36%
GXO	B	0.16%	0.34%	0.16%
HOG	D	0.62%	0.19%	0.19%
INGR	B	0.44%	0.46%	0.44%
JAZZ	B	0.61%	0.36%	0.36%
JEF	A	0.17%	0.59%	0.17%
JWN	C	0.29%	0.1%	0.1%
KBH	D	0.52%	0.27%	0.27%
KNX	B	0.3%	0.45%	0.3%
KRC	C	0.57%	0.21%	0.21%
LAD	A	0.68%	0.49%	0.49%
LEA	D	0.63%	0.26%	0.26%
LFUS	F	0.13%	0.28%	0.13%
LPX	B	0.31%	0.34%	0.31%
LSTR	D	0.14%	0.31%	0.14%
M	D	0.56%	0.19%	0.19%
MMS	F	0.25%	0.24%	0.24%
MSM	C	0.28%	0.18%	0.18%
MTG	C	0.7%	0.31%	0.31%
MUR	D	0.71%	0.23%	0.23%
NFG	A	0.59%	0.28%	0.28%
NJR	A	0.15%	0.24%	0.15%
NOV	C	0.72%	0.31%	0.31%
NSP	D	0.12%	0.13%	0.12%
NXST	C	0.43%	0.25%	0.25%
OGS	A	0.45%	0.21%	0.21%
OPCH	D	0.1%	0.18%	0.1%
OVV	B	0.85%	0.59%	0.59%
OZK	B	0.65%	0.25%	0.25%
PAG	B	0.43%	0.14%	0.14%
PII	D	0.35%	0.16%	0.16%
PNFP	B	0.18%	0.45%	0.18%
POST	C	0.41%	0.26%	0.26%
PVH	C	0.72%	0.27%	0.27%
R	B	0.64%	0.33%	0.33%
RNR	C	0.69%	0.67%	0.67%
RRC	B	0.64%	0.42%	0.42%
RYN	D	0.14%	0.2%	0.14%
SEIC	B	0.34%	0.38%	0.34%
SLM	A	0.31%	0.25%	0.25%
SON	D	0.4%	0.24%	0.24%
SR	A	0.59%	0.19%	0.19%
STWD	C	0.14%	0.3%	0.14%
TEX	D	0.71%	0.17%	0.17%
THO	B	0.43%	0.28%	0.28%
TKR	D	0.26%	0.22%	0.22%
TMHC	B	0.71%	0.35%	0.35%
TTC	D	0.14%	0.42%	0.14%
UGI	A	0.71%	0.26%	0.26%
UMBF	B	0.17%	0.26%	0.17%
UNM	A	0.71%	0.61%	0.61%
VLY	B	0.49%	0.23%	0.23%
VNT	B	0.32%	0.28%	0.28%
VOYA	B	0.15%	0.38%	0.15%
WBS	A	0.56%	0.51%	0.51%
WCC	B	0.52%	0.44%	0.44%
WHR	B	0.45%	0.3%	0.3%
WPC	D	0.26%	0.61%	0.26%
WTFC	A	0.35%	0.43%	0.35%
WTRG	B	0.29%	0.48%	0.29%
WTS	B	0.15%	0.28%	0.15%
WU	D	0.39%	0.17%	0.17%
ZION	B	0.54%	0.42%	0.42%

FNK Overweight 129 Positions Relative to MIDE

Symbol	Grade	Weight
MTDR	B	0.86%
AGO	B	0.84%
NOG	A	0.84%
SM	B	0.81%
JXN	C	0.8%
HP	B	0.8%
OSK	B	0.79%
TAP	C	0.78%
PTEN	C	0.78%
AL	B	0.77%
HCC	B	0.76%
ATKR	C	0.75%
AMR	C	0.74%
PBF	D	0.73%
CHRD	D	0.72%
URBN	C	0.72%
NFE	D	0.71%
RDN	C	0.71%
BWA	D	0.68%
LBRT	D	0.67%
RUSHA	C	0.66%
TPH	D	0.66%
APA	D	0.66%
MGY	A	0.65%
DDS	B	0.65%
MHO	D	0.65%
LBRDK	C	0.65%
LNC	B	0.64%
MTH	D	0.63%
MATX	C	0.63%
BEN	C	0.63%
FMC	D	0.61%
GPI	A	0.61%
COOP	B	0.61%
EVRG	A	0.6%
BKH	A	0.6%
PNW	B	0.6%
ADTN	A	0.6%
HRI	B	0.59%
OTTR	C	0.59%
GBDC	C	0.59%
AAP	C	0.59%
ASO	F	0.58%
BCC	B	0.58%
BBWI	D	0.57%
HST	C	0.57%
SOLV	C	0.56%
MOS	F	0.56%
POR	C	0.56%
DXC	B	0.55%
MDU	D	0.55%
SUM	B	0.54%
SIG	B	0.53%
ALK	C	0.51%
OMF	A	0.51%
UHS	D	0.5%
SANM	B	0.49%
GMS	B	0.48%
ABG	B	0.47%
AXS	A	0.47%
SWX	B	0.46%
OGE	B	0.46%
JBL	B	0.46%
GL	B	0.45%
RIG	D	0.44%
SNX	C	0.42%
LKQ	D	0.41%
SJM	D	0.4%
EMN	D	0.4%
OLN	D	0.37%
BECN	B	0.36%
AEO	F	0.35%
MLI	C	0.35%
OGN	D	0.34%
UBSI	B	0.33%
CMA	A	0.33%
HGV	B	0.33%
PB	A	0.33%
IDA	A	0.33%
CRC	B	0.32%
ACA	A	0.32%
BOKF	B	0.32%
ABCB	B	0.32%
HII	D	0.32%
AIZ	A	0.32%
HWC	B	0.32%
ORI	A	0.31%
PNM	F	0.31%
SLGN	A	0.3%
MIDD	C	0.29%
COLM	B	0.29%
KFY	B	0.29%
CRL	C	0.28%
FIVE	F	0.28%
ALKS	B	0.28%
UFPI	B	0.28%
REYN	D	0.26%
TNET	D	0.26%
SKX	D	0.26%
IPG	D	0.25%
DIOD	D	0.24%
UHAL	D	0.24%
EPAM	C	0.17%
TPR	B	0.17%
SSB	B	0.16%
RHI	B	0.16%
FLR	B	0.16%
AUB	B	0.16%
UCB	A	0.16%
FELE	B	0.15%
HSIC	B	0.15%
SKY	A	0.15%
PRGO	B	0.15%
WAL	B	0.15%
ALIT	C	0.15%
AFG	A	0.15%
DNB	B	0.15%
SEM	B	0.15%
MUSA	A	0.15%
PFGC	B	0.15%
FUL	F	0.14%
WD	D	0.14%
MGM	D	0.14%
BPOP	B	0.14%
SEE	C	0.14%
MAT	D	0.14%
IVZ	B	0.14%
CZR	F	0.13%
IAC	D	0.13%

FNK Underweight 170 Positions Relative to MIDE

Symbol	Grade	Weight
EME	C	-1.17%
WSM	B	-1.09%
CSL	C	-0.98%
LII	A	-0.97%
WSO	A	-0.91%
RPM	A	-0.84%
OC	A	-0.83%
BURL	A	-0.83%
XPO	B	-0.83%
FIX	A	-0.82%
MANH	D	-0.81%
USFD	A	-0.8%
UTHR	C	-0.78%
COHR	B	-0.77%
FNF	B	-0.76%
TOL	B	-0.76%
PSTG	D	-0.75%
DT	C	-0.74%
RGA	A	-0.73%
EQH	B	-0.73%
EWBC	A	-0.71%
THC	D	-0.71%
SFM	A	-0.69%
ELS	C	-0.64%
TXRH	C	-0.62%
NBIX	C	-0.61%
CLH	B	-0.61%
ITT	A	-0.61%
SCI	B	-0.61%
NVT	B	-0.6%
JLL	D	-0.59%
SF	B	-0.57%
AMH	D	-0.57%
AA	B	-0.57%
RRX	B	-0.56%
LECO	B	-0.56%
DKS	C	-0.55%
FND	C	-0.54%
ATR	B	-0.54%
CCK	C	-0.53%
EVR	B	-0.53%
BLD	D	-0.52%
TTEK	F	-0.52%
CUBE	D	-0.52%
EXP	A	-0.5%
ARMK	B	-0.5%
CHDN	B	-0.5%
OHI	C	-0.5%
EHC	B	-0.49%
PRI	A	-0.49%
ALLY	C	-0.48%
DTM	B	-0.48%
RGLD	C	-0.48%
EXEL	B	-0.48%
AYI	B	-0.47%
TPX	B	-0.46%
REXR	F	-0.46%
CIEN	B	-0.46%
DCI	B	-0.45%
WMS	D	-0.44%
HQY	B	-0.44%
MTZ	B	-0.43%
BRX	A	-0.43%
CFR	B	-0.43%
GPK	C	-0.42%
CR	A	-0.42%
X	C	-0.42%
CBSH	A	-0.41%
PLNT	A	-0.41%
AXTA	A	-0.41%
EGP	F	-0.4%
HRB	D	-0.39%
SNV	B	-0.39%
ONTO	D	-0.39%
NNN	D	-0.39%
FLS	B	-0.38%
KEX	C	-0.37%
SSD	D	-0.37%
CVLT	B	-0.37%
TREX	C	-0.37%
FYBR	D	-0.37%
ADC	B	-0.37%
OLED	D	-0.36%
MTSI	B	-0.36%
RLI	B	-0.36%
WH	B	-0.36%
WEX	D	-0.36%
RGEN	D	-0.35%
EXLS	B	-0.35%
ESAB	B	-0.34%
VNO	B	-0.34%
ALV	C	-0.34%
H	B	-0.34%
GTLS	B	-0.34%
FCN	D	-0.34%
ONB	B	-0.33%
ELF	C	-0.33%
MSA	D	-0.33%
VMI	B	-0.33%
KD	B	-0.32%
DBX	B	-0.32%
GBCI	B	-0.31%
STAG	F	-0.31%
WFRD	D	-0.3%
LNTH	D	-0.3%
DOCS	C	-0.3%
NOVT	D	-0.29%
CYTK	F	-0.29%
THG	A	-0.29%
CBT	C	-0.29%
KRG	B	-0.29%
LITE	B	-0.28%
HALO	F	-0.28%
SIGI	C	-0.28%
GATX	A	-0.27%
JHG	A	-0.27%
RMBS	C	-0.27%
AM	A	-0.26%
CRUS	D	-0.26%
DLB	B	-0.24%
VVV	F	-0.24%
BDC	B	-0.24%
LOPE	B	-0.23%
GAP	C	-0.23%
SBRA	C	-0.22%
ST	F	-0.22%
EEFT	B	-0.21%
HAE	C	-0.21%
ORA	B	-0.21%
ASB	B	-0.21%
WLK	D	-0.21%
BCO	D	-0.2%
TNL	A	-0.18%
ACHC	F	-0.18%
TCBI	B	-0.18%
CHH	A	-0.17%
NVST	B	-0.17%
CDP	C	-0.17%
POWI	D	-0.17%
VAL	D	-0.16%
FHI	A	-0.16%
SLAB	D	-0.16%
BLKB	B	-0.16%
SMG	D	-0.16%
PK	B	-0.15%
BHF	B	-0.15%
PCH	D	-0.15%
NEOG	F	-0.15%
AMED	F	-0.15%
ALGM	D	-0.15%
WEN	D	-0.15%
MAN	D	-0.14%
VAC	B	-0.14%
SYNA	C	-0.14%
ZI	D	-0.14%
GT	C	-0.13%
LIVN	F	-0.13%
TDC	D	-0.13%
COTY	F	-0.12%
ENOV	C	-0.12%
VC	D	-0.11%
CPRI	F	-0.11%
PPC	C	-0.1%
AZTA	D	-0.1%
CAR	C	-0.09%
CRI	D	-0.09%
UAA	C	-0.08%
GEF	A	-0.08%
UA	C	-0.06%
MDY	A	-0.04%