AFSM vs. CVY ETF Comparison

Comparison of Active Factor Small Cap ETF (AFSM) to Guggenheim Multi-Asset Income ETF (CVY)

AFSM

Active Factor Small Cap ETF

AFSM Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The manager defines small capitalization companies as those that, at the time of investment, have a market capitalization between a minimum of $250 million and the maximum market capitalization of a widely recognized index of small capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$27.75

Average Daily Volume

5,777

Number of Holdings ^*

308

* may have additional holdings in another (foreign) market

CVY

Guggenheim Multi-Asset Income ETF

CVY Description

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an equity index called the Zacks Multi-Asset Income Index. The fund invests at least 90% of its total assets in securities that comprise the index and depositary receipts representing securities that comprise the index. The Zacks Multi-Asset Income Index is comprised of approximately 149 securities selected, based on investment and other criteria, from a universe of domestic and international companies. The securities comprising the index include stocks of small and medium-sized companies.

Grade (RS Rating)

Last Trade

$24.97

Average Daily Volume

10,773

Number of Holdings ^*

128

* may have additional holdings in another (foreign) market

Performance

Period	AFSM	CVY
30 Days	-4.39%	-3.27%
60 Days	-3.17%	2.02%
90 Days	2.16%	5.38%
12 Months	24.42%	24.32%

24 Overlapping Holdings

Symbol	Grade	Weight in AFSM	Weight in CVY	Overlap
ASC	A	0.39%	0.32%	0.32%
BPOP	A	0.18%	0.66%	0.18%
CATY	F	0.25%	0.3%	0.25%
CRC	D	0.28%	0.65%	0.28%
EPR	C	0.2%	0.41%	0.2%
FBP	A	0.39%	0.33%	0.33%
IIPR	A	0.3%	0.46%	0.3%
KFY	D	0.28%	0.34%	0.28%
MAC	F	0.27%	0.54%	0.27%
MTG	B	0.77%	0.67%	0.67%
NAVI	F	0.45%	0.33%	0.33%
OTTR	A	0.59%	0.31%	0.31%
OVV	B	0.06%	1.09%	0.06%
PBF	B	0.64%	1.13%	0.64%
PK	D	0.24%	0.95%	0.24%
RDN	C	0.5%	0.7%	0.5%
RHP	D	0.3%	0.74%	0.3%
SBRA	C	0.24%	0.48%	0.24%
SKT	C	0.57%	0.42%	0.42%
SLG	B	0.25%	1.05%	0.25%
SLVM	A	0.63%	0.33%	0.33%
STNG	B	0.19%	1.0%	0.19%
TGNA	D	0.45%	0.65%	0.45%
UE	B	0.21%	0.31%	0.21%

AFSM Overweight 284 Positions Relative to CVY

Symbol	Grade	Weight
BCC	D	1.16%
ELF	D	1.09%
HCC	A	1.03%
ESGR	C	0.92%
FIX	D	0.91%
DDS	B	0.87%
PFBC	A	0.85%
WIRE	A	0.83%
ALKS	F	0.82%
CAL	D	0.81%
WFRD	B	0.8%
ANF	C	0.79%
TNK	A	0.78%
MOD	B	0.76%
KBH	C	0.76%
SMCI	D	0.75%
ATKR	B	0.73%
MLI	A	0.72%
MHO	D	0.71%
STRL	D	0.7%
EME	A	0.7%
LPG	B	0.69%
CPRX	C	0.68%
AROC	B	0.66%
PLUS	D	0.66%
ARCH	D	0.66%
TMHC	C	0.65%
GMS	C	0.65%
GNK	A	0.64%
MATX	D	0.63%
AMR	D	0.63%
PRDO	A	0.62%
SSD	D	0.61%
BMI	A	0.6%
CNXN	D	0.6%
SANM	C	0.59%
AMPH	D	0.59%
TEX	D	0.59%
OFG	A	0.57%
SIG	D	0.57%
MUSA	B	0.57%
APPF	B	0.57%
NTB	A	0.57%
CALM	D	0.56%
BXC	D	0.55%
TNC	B	0.55%
DFIN	B	0.55%
BRBR	C	0.54%
UFPT	B	0.54%
IDCC	D	0.54%
BKU	A	0.53%
BDC	D	0.53%
PLAB	D	0.53%
CRVL	C	0.53%
NHC	C	0.52%
CHCO	A	0.52%
CEIX	F	0.51%
POWL	B	0.51%
HUBG	D	0.5%
GRBK	C	0.5%
UVE	A	0.49%
LGND	C	0.48%
SKYW	A	0.48%
OPCH	D	0.48%
BTU	F	0.46%
HURN	F	0.46%
EGBN	F	0.46%
FDP	A	0.46%
CCRN	D	0.45%
STBA	B	0.45%
WINA	B	0.45%
MEDP	B	0.45%
HIBB	A	0.43%
GMED	D	0.43%
RMR	A	0.43%
ANIP	B	0.4%
MD	F	0.39%
BKE	D	0.39%
QLYS	D	0.39%
SPNS	B	0.38%
NSIT	D	0.38%
VNDA	A	0.38%
TWI	F	0.38%
BPMC	A	0.38%
VSH	C	0.38%
ODP	D	0.37%
CWCO	D	0.37%
NTCT	D	0.37%
PINC	D	0.37%
INMD	F	0.36%
CBZ	D	0.36%
CADE	A	0.36%
ALRM	C	0.36%
HRMY	D	0.36%
GEO	B	0.35%
ABG	D	0.35%
COOP	A	0.35%
CVLT	A	0.34%
ONTO	B	0.34%
DNOW	D	0.34%
ADUS	B	0.34%
M	D	0.34%
ARCB	F	0.34%
CTRE	A	0.33%
KOP	D	0.33%
SCS	D	0.33%
MTH	A	0.33%
UFPI	D	0.33%
APOG	A	0.33%
CMC	D	0.33%
MRVI	B	0.32%
HIW	A	0.32%
CVBF	D	0.32%
ANDE	B	0.32%
ALE	A	0.32%
WTS	C	0.32%
ETD	D	0.31%
IBOC	A	0.31%
WNC	F	0.31%
AMRK	A	0.31%
PRG	B	0.31%
LOPE	C	0.31%
MCY	A	0.3%
HRB	B	0.3%
REZI	D	0.3%
VRNS	D	0.3%
VRNT	C	0.3%
HLNE	A	0.3%
HCI	A	0.3%
PSN	D	0.3%
ASTH	C	0.29%
AMWD	C	0.29%
MED	F	0.29%
MOG.A	A	0.29%
SFL	A	0.28%
NMIH	A	0.28%
HWKN	A	0.28%
CRS	A	0.28%
NHI	A	0.27%
PDM	B	0.27%
AMKR	C	0.27%
BELFB	A	0.27%
LRN	A	0.27%
BKH	A	0.27%
HSII	D	0.26%
ITCI	B	0.26%
RAMP	F	0.26%
MITK	D	0.26%
OSIS	B	0.26%
STRA	A	0.26%
HLX	B	0.26%
CUZ	B	0.26%
SUPN	C	0.26%
NSSC	B	0.26%
MOV	D	0.25%
RMBS	F	0.25%
DAKT	A	0.25%
CORT	C	0.25%
ACT	A	0.25%
XRX	F	0.25%
HAE	A	0.25%
DFH	C	0.24%
SD	B	0.24%
DHT	A	0.24%
WGO	D	0.24%
COKE	C	0.24%
RLI	B	0.24%
THFF	D	0.24%
HIMS	C	0.23%
DUOL	A	0.23%
CASH	B	0.23%
KFRC	D	0.22%
TMDX	A	0.22%
IIIN	D	0.22%
CMPR	D	0.21%
PARR	F	0.21%
PFS	B	0.21%
WMK	D	0.21%
DOLE	B	0.21%
WABC	A	0.21%
RXST	A	0.21%
CCS	D	0.21%
TBBK	F	0.21%
AVNS	D	0.21%
BRZE	F	0.2%
VGR	D	0.2%
SITC	C	0.2%
INSW	A	0.2%
IDYA	C	0.2%
LNTH	A	0.19%
BASE	C	0.19%
HDSN	F	0.19%
RYI	F	0.19%
KNSA	B	0.19%
EXTR	F	0.19%
HOV	B	0.19%
KRC	F	0.19%
QTRX	D	0.19%
IMXI	D	0.19%
TCMD	F	0.18%
INVA	A	0.17%
CLSK	B	0.17%
PIPR	A	0.17%
LMAT	B	0.17%
NUS	F	0.17%
FWRD	F	0.17%
MIRM	D	0.17%
COHU	F	0.17%
ASIX	F	0.16%
SIGA	A	0.16%
CHRD	B	0.16%
MXL	D	0.16%
AXSM	B	0.16%
INTA	F	0.16%
IMKTA	F	0.16%
IRWD	D	0.16%
LXU	B	0.15%
LQDA	C	0.15%
OSCR	A	0.15%
ALXO	A	0.14%
OMI	D	0.14%
BRC	A	0.14%
AYI	D	0.13%
CECO	B	0.13%
LBRT	B	0.12%
AIT	D	0.11%
NEO	F	0.11%
FOR	D	0.11%
ALKT	A	0.1%
ROCK	F	0.1%
SPSC	B	0.1%
YELP	B	0.1%
ASO	F	0.1%
ESNT	D	0.09%
ACAD	D	0.09%
YEXT	F	0.09%
CSGS	F	0.08%
KRYS	C	0.08%
KN	D	0.08%
CABA	D	0.08%
AMN	D	0.07%
KTB	A	0.07%
TPH	A	0.07%
VCTR	A	0.07%
CRAI	A	0.07%
SFM	A	0.07%
VSTO	A	0.06%
JWN	B	0.06%
SQSP	B	0.06%
GES	B	0.06%
KAI	D	0.06%
TGTX	B	0.06%
BECN	A	0.06%
OPI	F	0.06%
TNET	F	0.06%
EIG	C	0.06%
JBI	B	0.06%
MLKN	D	0.05%
INDB	B	0.05%
PRK	A	0.05%
CRUS	D	0.05%
FIBK	A	0.05%
VCEL	C	0.05%
KSS	F	0.05%
ATEN	B	0.05%
OGS	A	0.05%
HVT	D	0.05%
CTS	A	0.05%
ZEUS	D	0.05%
GFF	C	0.05%
UNFI	F	0.05%
APAM	D	0.05%
GCO	F	0.04%
SIBN	F	0.04%
TDC	D	0.04%
DVAX	D	0.04%
PHR	F	0.04%
EGRX	F	0.04%
EMBC	F	0.04%
EOLS	C	0.04%
VSCO	D	0.03%
SPTN	F	0.03%
EYPT	C	0.02%
AKR	A	0.0%

AFSM Underweight 104 Positions Relative to CVY

Symbol	Grade	Weight
ARLP	A	-1.61%
BSM	B	-1.25%
EOG	B	-1.15%
BG	B	-1.13%
MPC	B	-1.11%
VLO	B	-1.1%
WFC	A	-1.09%
DKS	B	-1.09%
BAC	A	-1.08%
CRBG	B	-1.06%
PDO	A	-1.06%
EQH	A	-1.04%
CTRA	B	-1.04%
PSX	D	-1.03%
SYF	A	-1.02%
JPC	A	-1.02%
EWBC	A	-1.01%
HIG	C	-1.01%
AIG	A	-1.01%
WAL	C	-0.99%
IRM	B	-0.98%
CIG	B	-0.97%
DINO	D	-0.96%
CIB	C	-0.96%
MOS	F	-0.94%
CF	D	-0.94%
SPG	D	-0.93%
UAN	A	-0.92%
ET	A	-0.91%
MPLX	A	-0.89%
CVS	F	-0.88%
DSL	B	-0.88%
PBR	A	-0.88%
ABEV	F	-0.86%
PAA	B	-0.85%
JXN	A	-0.82%
NOG	B	-0.8%
LAMR	B	-0.79%
EPD	B	-0.78%
VALE	D	-0.77%
WES	A	-0.77%
STAG	D	-0.77%
MGY	B	-0.75%
MUR	B	-0.75%
T	B	-0.75%
RGA	A	-0.71%
TEF	A	-0.71%
HP	D	-0.7%
SLM	A	-0.7%
TX	A	-0.7%
UNM	A	-0.68%
VOYA	B	-0.67%
CPA	D	-0.66%
EVV	B	-0.66%
ONB	A	-0.65%
AXS	C	-0.65%
OGN	A	-0.65%
NXST	D	-0.64%
PII	F	-0.63%
UMC	D	-0.63%
PTEN	F	-0.63%
SNV	C	-0.62%
SPH	C	-0.61%
DLY	B	-0.61%
WOR	D	-0.6%
PAC	A	-0.59%
GLP	A	-0.59%
HSBC	A	-0.59%
RPRX	D	-0.57%
E	B	-0.55%
GEL	A	-0.55%
NSA	C	-0.51%
VVR	A	-0.48%
TTE	A	-0.48%
SUN	D	-0.48%
ACP	B	-0.42%
AL	A	-0.4%
BGB	A	-0.38%
ADM	D	-0.38%
HFRO	B	-0.38%
FFC	B	-0.36%
RES	F	-0.35%
BOKF	A	-0.35%
BBVA	B	-0.34%
HWC	A	-0.34%
OXM	A	-0.33%
AVT	A	-0.33%
WAFD	D	-0.33%
WIW	B	-0.33%
DK	F	-0.33%
KOF	A	-0.32%
PAG	D	-0.32%
CNO	B	-0.32%
DAC	A	-0.32%
SAH	A	-0.31%
R	A	-0.31%
EMD	B	-0.31%
RLJ	D	-0.3%
LZB	D	-0.3%
ARDC	A	-0.25%
ISD	B	-0.24%
HIO	B	-0.21%
EAD	B	-0.2%
NBB	C	-0.13%