SHRT vs. SFLR ETF Comparison

Comparison of Gotham Short Strategies ETF (SHRT) to Innovator Equity Managed Floor ETF (SFLR)

SHRT

Gotham Short Strategies ETF

SHRT Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing under normal circumstances in long and short positions of equity and equity-related securities (i.e., swaps), primarily of companies traded on U.S. markets. The fund"s sub-adviser, Gotham Asset Management, LLC ("Gotham" or the "Sub-Adviser") seeks to maintain the fund"s net equity exposure, which is the value of the fund"s long positions minus its short positions, at approximately 50% net short.

Grade (RS Rating)

Last Trade

$7.55

Average Daily Volume

2,487

Number of Holdings ^*

200

* may have additional holdings in another (foreign) market

SFLR

Innovator Equity Managed Floor ETF

SFLR Description

The fund is an actively managed ETF that seeks to provide capital appreciation through participation in the large-capitalization U.S. equity markets while limiting the potential for maximum losses. The Advisor intends to invest in a diversified portfolio of equity securities that are included in the Solactive GBS United States 500 Index, together with put and call option contracts in an effort to reduce the potential for losses associated with the returns of U.S. large capitalization equity market investments. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.06

Average Daily Volume

132,739

Number of Holdings ^*

217

* may have additional holdings in another (foreign) market

Performance

Period	SHRT	SFLR
30 Days	-7.59%	3.02%
60 Days	-8.76%	4.71%
90 Days	-8.43%	5.81%
12 Months	-6.99%	26.23%

32 Overlapping Holdings

Symbol	Grade	Weight in SHRT	Weight in SFLR	Overlap
ABBV	D	0.48%	0.7%	0.48%
AVTR	F	0.49%	0.07%	0.07%
BLDR	D	0.02%	0.05%	0.02%
BMRN	D	0.42%	0.0%	0.0%
CHD	B	0.07%	0.21%	0.07%
CI	F	0.31%	0.26%	0.26%
CVX	A	1.31%	0.51%	0.51%
DOX	D	0.01%	0.06%	0.01%
EL	F	0.56%	0.16%	0.16%
ENPH	F	0.57%	0.04%	0.04%
FCX	D	0.71%	0.21%	0.21%
GEHC	F	0.01%	0.13%	0.01%
GFS	C	0.16%	0.02%	0.02%
GM	B	2.09%	0.24%	0.24%
ILMN	D	0.22%	0.08%	0.08%
ISRG	A	0.12%	0.52%	0.12%
LII	A	0.84%	0.11%	0.11%
LRCX	F	1.84%	0.33%	0.33%
MRO	B	0.59%	0.5%	0.5%
MRVL	B	0.2%	0.22%	0.2%
MU	D	0.82%	0.21%	0.21%
REGN	F	0.08%	0.18%	0.08%
ROST	C	0.06%	0.25%	0.06%
SCCO	F	0.45%	0.02%	0.02%
SPOT	B	0.08%	0.23%	0.08%
TER	D	0.02%	0.11%	0.02%
TGT	F	2.05%	0.23%	0.23%
TMO	F	0.12%	0.49%	0.12%
TRU	D	0.34%	0.1%	0.1%
UBER	D	0.03%	0.3%	0.03%
ZBH	C	0.01%	0.14%	0.01%
ZBRA	B	1.0%	0.1%	0.1%

SHRT Overweight 168 Positions Relative to SFLR

Symbol	Grade	Weight
THC	D	1.9%
LPX	B	1.65%
FMC	D	1.45%
BIIB	F	1.36%
CHWY	B	1.34%
CRUS	D	1.26%
SWKS	F	1.21%
TSN	B	1.15%
ELAN	D	1.13%
EOG	A	1.12%
RVTY	F	1.12%
PPC	C	1.09%
GTLS	B	1.08%
QGEN	D	1.01%
WBA	F	0.92%
JBHT	C	0.9%
QRVO	F	0.88%
MATX	C	0.83%
CHTR	C	0.82%
JCI	C	0.81%
NOC	D	0.81%
MTZ	B	0.8%
D	C	0.8%
KLAC	D	0.8%
UPS	C	0.8%
UHS	D	0.8%
TKO	B	0.78%
CTLT	B	0.75%
INGR	B	0.73%
MKSI	C	0.71%
CEG	D	0.69%
OVV	B	0.69%
ICUI	D	0.67%
STX	D	0.66%
WDC	D	0.65%
LHX	C	0.65%
PFE	D	0.65%
CROX	D	0.64%
J	F	0.63%
CL	D	0.63%
MOH	F	0.63%
BALL	D	0.62%
MUR	D	0.61%
HOLX	D	0.58%
KMX	B	0.56%
RGEN	D	0.55%
POST	C	0.55%
ANET	C	0.51%
EME	C	0.5%
AVNT	B	0.5%
CNX	A	0.5%
ECL	D	0.5%
NCLH	B	0.48%
FSS	B	0.47%
CLX	B	0.46%
EXEL	B	0.46%
TPX	B	0.44%
HALO	F	0.44%
GNRC	B	0.43%
CCK	C	0.4%
MAS	D	0.39%
SLGN	A	0.38%
LTH	C	0.37%
VMC	B	0.36%
HAS	D	0.35%
NSC	B	0.35%
DD	D	0.35%
CF	B	0.34%
ZTS	D	0.33%
IQV	D	0.33%
GD	F	0.33%
MSGS	A	0.32%
VMI	B	0.32%
AMAT	F	0.31%
XRAY	F	0.31%
JAZZ	B	0.3%
LKQ	D	0.3%
HES	B	0.3%
TWLO	A	0.29%
BLD	D	0.29%
MMS	F	0.29%
CTRA	B	0.27%
SO	D	0.27%
EMR	A	0.26%
UI	A	0.26%
ONTO	D	0.26%
TXRH	C	0.25%
ASH	D	0.24%
BPMC	C	0.24%
SYK	C	0.23%
SKYW	B	0.23%
WSM	B	0.23%
NFG	A	0.22%
LEVI	F	0.22%
ALLE	D	0.21%
FLS	B	0.21%
PSN	D	0.21%
BAH	F	0.2%
HIMS	B	0.2%
EFX	F	0.2%
COTY	F	0.2%
EW	C	0.19%
TYL	B	0.19%
CHDN	B	0.18%
FOXA	B	0.18%
H	B	0.17%
NBIX	C	0.17%
ALKS	B	0.17%
GDDY	A	0.16%
ACIW	B	0.16%
ESI	A	0.16%
EMN	D	0.16%
ADMA	B	0.15%
APPF	B	0.15%
KTB	B	0.15%
VTRS	A	0.14%
VLTO	D	0.14%
SHAK	C	0.14%
RKLB	B	0.13%
SWX	B	0.13%
LYFT	C	0.13%
INFA	D	0.12%
PODD	C	0.11%
GMED	A	0.11%
CNI	D	0.11%
IDXX	F	0.11%
PNR	A	0.1%
IPG	D	0.1%
AWI	A	0.09%
FCN	D	0.09%
SEM	B	0.09%
OLED	D	0.09%
TPL	A	0.09%
KEX	C	0.09%
PEN	B	0.09%
RGLD	C	0.08%
PLXS	B	0.08%
IGT	F	0.08%
NOV	C	0.08%
PTC	A	0.07%
CWAN	B	0.07%
ABG	B	0.07%
VRSN	F	0.07%
PRIM	A	0.06%
SNDR	B	0.05%
NXST	C	0.05%
QTWO	A	0.05%
FTDR	A	0.04%
DTM	B	0.04%
NTRA	B	0.03%
MPWR	F	0.03%
CMC	B	0.03%
PWR	A	0.02%
AOS	F	0.02%
DNB	B	0.02%
BFAM	D	0.02%
HSIC	B	0.02%
APG	B	0.02%
MTCH	D	0.02%
TTEK	F	0.02%
R	B	0.01%
RUSHA	C	0.01%
IAC	D	0.01%
SITM	B	0.01%
EHC	B	0.01%
DVA	B	0.01%
OPCH	D	0.01%
CRVL	A	0.0%

SHRT Underweight 185 Positions Relative to SFLR

Symbol	Grade	Weight
NVDA	C	-6.95%
AAPL	C	-6.66%
MSFT	F	-6.36%
AMZN	C	-3.98%
META	D	-2.64%
GOOGL	C	-2.09%
TSLA	B	-1.87%
GOOG	C	-1.85%
AVGO	D	-1.69%
JPM	A	-1.62%
UNH	C	-1.54%
LLY	F	-1.49%
BRK.A	B	-1.4%
V	A	-1.18%
JNJ	D	-1.12%
HD	A	-1.09%
COST	B	-1.07%
MA	C	-1.04%
PG	A	-1.02%
XOM	B	-1.01%
WMT	A	-0.95%
KO	D	-0.92%
CSCO	B	-0.84%
BAC	A	-0.83%
MCD	D	-0.76%
CRM	B	-0.71%
ORCL	B	-0.71%
GS	A	-0.69%
TXN	C	-0.68%
T	A	-0.62%
LIN	D	-0.61%
GE	D	-0.6%
ABT	B	-0.57%
IBM	C	-0.57%
INTU	C	-0.56%
LOW	D	-0.56%
PEP	F	-0.56%
ADBE	C	-0.55%
CMCSA	B	-0.52%
MMM	D	-0.52%
TMUS	B	-0.52%
LMT	D	-0.51%
CTAS	B	-0.49%
UNP	C	-0.48%
KMI	A	-0.47%
AXP	A	-0.45%
RF	A	-0.45%
TT	A	-0.45%
AMD	F	-0.44%
MRK	F	-0.42%
DHR	F	-0.42%
TDG	D	-0.41%
QCOM	F	-0.4%
KKR	A	-0.39%
AMGN	D	-0.39%
HIG	B	-0.38%
WM	A	-0.38%
DIS	B	-0.37%
BKNG	A	-0.37%
CFG	B	-0.36%
RSG	A	-0.35%
PRU	A	-0.35%
DOV	A	-0.34%
MS	A	-0.34%
BX	A	-0.34%
PLTR	B	-0.33%
URI	B	-0.32%
VRTX	F	-0.31%
COP	C	-0.31%
ETR	B	-0.31%
AMT	D	-0.3%
ES	D	-0.3%
WAB	B	-0.29%
HBAN	A	-0.29%
BRO	B	-0.29%
CPB	D	-0.28%
INVH	D	-0.28%
NDAQ	A	-0.27%
COR	B	-0.27%
L	A	-0.27%
BXP	D	-0.26%
HCA	F	-0.26%
PPL	B	-0.26%
AME	A	-0.26%
DE	A	-0.26%
BR	A	-0.26%
DOC	D	-0.26%
CSL	C	-0.25%
ED	D	-0.25%
PYPL	B	-0.25%
LEN	D	-0.24%
CMS	C	-0.24%
DTE	C	-0.24%
FDX	B	-0.23%
TTD	B	-0.23%
HEI	B	-0.22%
MAA	B	-0.22%
APO	B	-0.22%
ACGL	D	-0.22%
ESS	B	-0.22%
WRB	A	-0.22%
CRWD	B	-0.21%
NKE	D	-0.21%
LNT	A	-0.2%
MKL	A	-0.2%
DOW	F	-0.2%
HSY	F	-0.2%
SBAC	D	-0.19%
ON	D	-0.19%
LYB	F	-0.18%
LNG	B	-0.18%
SNOW	C	-0.18%
WDAY	B	-0.17%
ZM	B	-0.17%
IBKR	A	-0.17%
VLO	C	-0.17%
CNP	B	-0.16%
DASH	A	-0.16%
SUI	D	-0.16%
ARES	A	-0.16%
MELI	D	-0.16%
K	A	-0.16%
LYV	A	-0.16%
EXPE	B	-0.15%
PFG	D	-0.15%
SQ	B	-0.15%
EVRG	A	-0.15%
DRI	B	-0.14%
EXPD	D	-0.14%
AEE	A	-0.14%
SSNC	B	-0.14%
CDW	F	-0.14%
IEX	B	-0.14%
PPG	F	-0.13%
HEI	B	-0.13%
VEEV	C	-0.13%
LUV	C	-0.13%
VRT	B	-0.12%
ZS	C	-0.12%
RBLX	C	-0.12%
MSTR	C	-0.12%
F	C	-0.12%
TROW	B	-0.12%
RPRX	D	-0.12%
DKNG	B	-0.11%
DDOG	A	-0.11%
SNAP	C	-0.1%
DAL	C	-0.1%
FCNCA	A	-0.1%
ALNY	D	-0.1%
TRMB	B	-0.09%
CAG	D	-0.09%
NET	B	-0.09%
TW	A	-0.09%
HUBB	B	-0.09%
GEV	B	-0.09%
HUM	C	-0.09%
DELL	C	-0.09%
COIN	C	-0.09%
FDS	B	-0.09%
OWL	A	-0.08%
MGM	D	-0.08%
NUE	C	-0.08%
ENTG	D	-0.08%
TEAM	A	-0.07%
CVNA	B	-0.07%
HUBS	A	-0.07%
BSY	D	-0.06%
LPLA	A	-0.06%
SIRI	C	-0.06%
CPNG	D	-0.05%
IOT	A	-0.05%
OXY	D	-0.05%
PINS	D	-0.04%
OKTA	C	-0.04%
JBL	B	-0.04%
CE	F	-0.04%
MDB	C	-0.04%
CELH	F	-0.03%
RKT	F	-0.03%
AGR	B	-0.02%
WMG	C	-0.02%
MRNA	F	-0.0%
SMCI	F	-0.0%
DXCM	D	-0.0%