ROUS vs. PY ETF Comparison

Comparison of Lattice U.S. Equity Strategy ETF (ROUS) to Principal Shareholder Yield Index ETF (PY)

ROUS

Lattice U.S. Equity Strategy ETF

ROUS Description

The investment seeks to provide investment results that, before fees and expenses, correspond to the total return performance of the Lattice Risk-Optimized US Large Cap Equity Strategy Index (LROUSLX). The fund generally invests at least 80 percent of its assets in securities of the index and in depositary receipts representing securities of the index. The index seeks to improve returns through a market cycle relative to traditional cap-weighted U.S. equity market indices and active U.S. equity market strategies.

Grade (RS Rating)

Last Trade

$53.83

Average Daily Volume

59,393

Number of Holdings ^*

345

* may have additional holdings in another (foreign) market

PY

Principal Shareholder Yield Index ETF

PY Description

The Principal Shareholder Yield Index ETF tracks an index of dividend-paying large- and midcap US stocks that are selected by several fundamental factors, including dividend yield and buyback yield. Holdings are equally weighted within two tiers.

Grade (RS Rating)

Last Trade

$51.93

Average Daily Volume

5,520

Number of Holdings ^*

105

* may have additional holdings in another (foreign) market

Performance

Period	ROUS	PY
30 Days	4.24%	4.03%
60 Days	4.66%	5.45%
90 Days	6.25%	7.68%
12 Months	30.06%	30.80%

64 Overlapping Holdings

Symbol	Grade	Weight in ROUS	Weight in PY	Overlap
AAPL	C	1.22%	3.82%	1.22%
ACN	C	0.44%	1.18%	0.44%
ADM	D	0.03%	0.65%	0.03%
AIG	B	0.02%	0.81%	0.02%
AIZ	A	0.09%	0.78%	0.09%
AOS	F	0.01%	0.66%	0.01%
AVB	B	0.12%	0.75%	0.12%
AVGO	D	0.63%	2.35%	0.63%
BK	A	0.48%	0.91%	0.48%
BMY	B	0.32%	1.05%	0.32%
BR	A	0.05%	0.79%	0.05%
CAT	B	0.19%	1.18%	0.19%
CB	C	0.33%	0.91%	0.33%
CF	B	0.03%	0.77%	0.03%
CI	F	0.24%	0.81%	0.24%
CINF	A	0.5%	0.79%	0.5%
CMCSA	B	0.37%	1.09%	0.37%
CTSH	B	0.75%	0.8%	0.75%
CVS	D	0.44%	0.78%	0.44%
CVX	A	0.21%	1.35%	0.21%
EBAY	D	0.33%	0.77%	0.33%
EG	C	0.26%	0.68%	0.26%
FANG	D	0.12%	0.75%	0.12%
FDX	B	0.36%	0.83%	0.36%
FITB	A	0.17%	0.85%	0.17%
FOXA	B	0.58%	0.83%	0.58%
GIS	D	0.14%	0.65%	0.14%
GPC	D	0.33%	0.66%	0.33%
HD	A	0.81%	1.58%	0.81%
HPE	B	0.86%	0.88%	0.86%
HPQ	B	1.07%	0.79%	0.79%
HSY	F	0.27%	0.66%	0.27%
ITW	B	0.26%	0.9%	0.26%
KMB	D	0.38%	0.69%	0.38%
KR	B	0.84%	0.84%	0.84%
LMT	D	0.38%	0.88%	0.38%
LOW	D	0.31%	1.06%	0.31%
LYB	F	0.17%	0.64%	0.17%
MO	A	0.6%	0.89%	0.6%
MPC	D	0.26%	0.75%	0.26%
MSFT	F	1.14%	3.5%	1.14%
NVDA	C	0.99%	3.38%	0.99%
OTIS	C	0.28%	0.82%	0.28%
PAYX	C	0.02%	0.85%	0.02%
PNC	B	0.21%	0.96%	0.21%
PPG	F	0.16%	0.73%	0.16%
PRU	A	0.25%	0.84%	0.25%
PSX	C	0.02%	0.79%	0.02%
QCOM	F	0.52%	1.07%	0.52%
RF	A	0.27%	0.85%	0.27%
RL	B	0.14%	0.84%	0.14%
SNA	A	0.25%	0.93%	0.25%
SPG	B	0.07%	0.85%	0.07%
STLD	B	0.3%	0.88%	0.3%
SWKS	F	0.15%	0.6%	0.15%
SYF	B	0.31%	0.97%	0.31%
SYY	B	0.26%	0.72%	0.26%
TJX	A	0.28%	0.98%	0.28%
TRV	B	0.39%	0.86%	0.39%
TT	A	0.23%	1.0%	0.23%
VICI	C	0.31%	0.7%	0.31%
VLO	C	0.47%	0.8%	0.47%
WFC	A	0.22%	1.43%	0.22%
XOM	B	0.82%	1.82%	0.82%

ROUS Overweight 281 Positions Relative to PY

Symbol	Grade	Weight
GOOGL	C	1.26%
WMT	A	1.09%
JNJ	D	1.08%
UNH	C	1.02%
NTAP	C	1.0%
T	A	0.89%
DELL	C	0.88%
ABBV	D	0.85%
VZ	C	0.84%
MRK	F	0.84%
IBM	C	0.83%
CSCO	B	0.83%
MSI	B	0.82%
JPM	A	0.81%
META	D	0.78%
CVLT	B	0.78%
EA	A	0.77%
TMUS	B	0.76%
LLY	F	0.75%
BRK.A	B	0.72%
GILD	C	0.7%
AVT	C	0.69%
FICO	B	0.67%
TXN	C	0.65%
PG	A	0.64%
MUSA	A	0.64%
ORCL	B	0.64%
EOG	A	0.63%
MTB	A	0.62%
APH	A	0.58%
GWW	B	0.58%
IT	C	0.56%
COST	B	0.56%
GLW	B	0.54%
MCK	B	0.54%
HUM	C	0.53%
GDDY	A	0.52%
AMZN	C	0.52%
NRG	B	0.51%
SHW	A	0.51%
ALSN	B	0.49%
HRB	D	0.49%
FAST	B	0.49%
CMI	A	0.48%
INCY	C	0.44%
RPM	A	0.44%
CL	D	0.43%
DBX	B	0.43%
CTAS	B	0.43%
ELV	F	0.42%
FFIV	B	0.42%
UTHR	C	0.42%
UNM	A	0.41%
ACI	C	0.41%
JNPR	F	0.4%
V	A	0.4%
MLI	C	0.4%
MA	C	0.39%
EME	C	0.39%
RS	B	0.39%
NXPI	D	0.38%
SW	A	0.38%
CHRW	C	0.38%
ETR	B	0.37%
SANM	B	0.37%
AXS	A	0.37%
ORLY	B	0.37%
VRTX	F	0.36%
AMGN	D	0.36%
VNT	B	0.36%
VRSN	F	0.36%
NYT	C	0.35%
BBY	D	0.35%
C	A	0.34%
PM	B	0.34%
MKL	A	0.33%
CDW	F	0.33%
TER	D	0.33%
LNG	B	0.33%
NSIT	F	0.32%
AZO	C	0.32%
BMI	B	0.32%
AFL	B	0.32%
CRUS	D	0.32%
TSCO	D	0.32%
ORI	A	0.31%
PCAR	B	0.31%
ANET	C	0.31%
WM	A	0.31%
YUM	B	0.3%
GRMN	B	0.3%
RMD	C	0.3%
RHI	B	0.29%
AMAT	F	0.29%
WTM	A	0.29%
PHM	D	0.29%
GPI	A	0.29%
DUK	C	0.29%
EXEL	B	0.29%
CDNS	B	0.29%
PEP	F	0.28%
KLAC	D	0.28%
ALKS	B	0.27%
XEL	A	0.27%
DGX	A	0.27%
COR	B	0.27%
SO	D	0.26%
CASY	A	0.26%
MAS	D	0.26%
STT	A	0.25%
DLB	B	0.25%
KEYS	A	0.25%
SNX	C	0.25%
LOPE	B	0.25%
DCI	B	0.24%
PEG	A	0.24%
MANH	D	0.24%
CACI	D	0.24%
NVR	D	0.24%
ACGL	D	0.24%
NFG	A	0.24%
PKG	A	0.23%
PGR	A	0.23%
AIT	A	0.23%
BKNG	A	0.23%
CRBG	B	0.23%
DTE	C	0.23%
LSTR	D	0.23%
GPK	C	0.23%
ED	D	0.23%
HBAN	A	0.23%
R	B	0.23%
KD	B	0.22%
WSM	B	0.22%
AN	C	0.22%
AEP	D	0.22%
AYI	B	0.22%
DKS	C	0.21%
GEN	B	0.21%
MCHP	D	0.21%
OC	A	0.2%
HCA	F	0.2%
ROP	B	0.2%
RSG	A	0.2%
SON	D	0.2%
OGN	D	0.2%
PPL	B	0.19%
ARW	D	0.19%
SNPS	B	0.19%
FLO	D	0.19%
RDN	C	0.19%
DHI	D	0.19%
VRSK	A	0.19%
WSO	A	0.19%
DY	D	0.18%
IRM	D	0.18%
ECL	D	0.18%
ADC	B	0.17%
REGN	F	0.17%
ASGN	F	0.17%
FE	C	0.17%
MDT	D	0.17%
LRCX	F	0.17%
CAH	B	0.17%
UFPI	B	0.17%
BAH	F	0.17%
STX	D	0.16%
RNR	C	0.16%
JBL	B	0.16%
ADBE	C	0.16%
VST	B	0.16%
CBT	C	0.16%
SKX	D	0.16%
OMC	C	0.15%
MMM	D	0.15%
MTG	C	0.14%
ABT	B	0.14%
ALL	A	0.14%
O	D	0.14%
SFM	A	0.14%
FLEX	A	0.14%
BPOP	B	0.14%
FCN	D	0.14%
BSX	B	0.14%
ROL	B	0.14%
MCD	D	0.14%
RGA	A	0.14%
CMC	B	0.14%
COKE	C	0.13%
CHE	D	0.13%
LAMR	D	0.13%
USB	A	0.13%
PANW	C	0.13%
DOV	A	0.13%
WEC	A	0.13%
AEE	A	0.13%
EIX	B	0.12%
BLDR	D	0.12%
POR	C	0.12%
LII	A	0.12%
PSTG	D	0.12%
EQR	B	0.12%
LDOS	C	0.11%
BAC	A	0.11%
MTD	D	0.11%
INTU	C	0.11%
TGT	F	0.11%
CNC	D	0.1%
UMBF	B	0.1%
VMI	B	0.1%
AMCR	D	0.1%
L	A	0.1%
FSS	B	0.1%
DVN	F	0.1%
NEE	D	0.09%
HUBB	B	0.09%
KO	D	0.09%
WELL	A	0.09%
ADI	D	0.09%
CHRD	D	0.09%
CBOE	B	0.09%
BJ	A	0.09%
ATR	B	0.08%
OGE	B	0.08%
JHG	A	0.08%
GLPI	C	0.08%
EXC	C	0.08%
ACIW	B	0.08%
NOC	D	0.08%
INGR	B	0.08%
MMS	F	0.08%
COP	C	0.08%
GWRE	A	0.07%
PSA	D	0.07%
APPF	B	0.07%
GD	F	0.07%
SRE	A	0.07%
NNN	D	0.07%
FTNT	C	0.07%
KNF	A	0.07%
PTC	A	0.06%
LNC	B	0.06%
CSWI	A	0.06%
SPSC	C	0.06%
AWI	A	0.05%
ANF	C	0.05%
MOG.A	B	0.05%
NOW	A	0.05%
ADSK	A	0.05%
HON	B	0.05%
FELE	B	0.04%
LFUS	F	0.04%
CCI	D	0.04%
EPRT	B	0.04%
COF	B	0.04%
BCO	D	0.04%
IP	B	0.04%
D	C	0.04%
AKAM	D	0.04%
ITCI	C	0.04%
NXST	C	0.04%
NWSA	B	0.03%
JCI	C	0.03%
CIEN	B	0.02%
SYK	C	0.02%
SEE	C	0.02%
CHTR	C	0.02%
MSA	D	0.02%
VTR	C	0.02%
EHC	B	0.02%
ITRI	B	0.02%
OHI	C	0.02%
LIN	D	0.02%
FHN	A	0.02%
AAON	B	0.02%
SLGN	A	0.02%
AVY	D	0.01%
MPWR	F	0.01%
MTH	D	0.01%
ONB	B	0.01%
WPC	D	0.01%

ROUS Underweight 41 Positions Relative to PY

Symbol	Grade	Weight
MS	A	-1.26%
AXP	A	-1.13%
ADP	B	-1.01%
DFS	B	-1.0%
RTX	C	-1.0%
AMP	A	-0.99%
TRGP	B	-0.97%
EQT	B	-0.94%
BKR	B	-0.94%
DE	A	-0.91%
MMC	B	-0.88%
PNR	A	-0.87%
CSX	B	-0.86%
SLB	C	-0.85%
MET	A	-0.85%
NKE	D	-0.82%
ROK	B	-0.82%
PLD	D	-0.82%
NDAQ	A	-0.8%
WTW	B	-0.79%
DD	D	-0.78%
TAP	C	-0.78%
MDLZ	F	-0.77%
BEN	C	-0.77%
MRO	B	-0.76%
DRI	B	-0.76%
HAL	C	-0.76%
BBWI	D	-0.75%
HIG	B	-0.75%
NDSN	B	-0.74%
ALLE	D	-0.73%
EMN	D	-0.72%
ESS	B	-0.72%
OXY	D	-0.72%
MAA	B	-0.7%
CPT	B	-0.69%
INVH	D	-0.67%
ARE	D	-0.66%
SBAC	D	-0.66%
HRL	D	-0.65%
MKC	D	-0.65%