ROUS vs. EVNT ETF Comparison

Comparison of Lattice U.S. Equity Strategy ETF (ROUS) to AltShares Event-Driven ETF (EVNT)

ROUS

Lattice U.S. Equity Strategy ETF

ROUS Description

The investment seeks to provide investment results that, before fees and expenses, correspond to the total return performance of the Lattice Risk-Optimized US Large Cap Equity Strategy Index (LROUSLX). The fund generally invests at least 80 percent of its assets in securities of the index and in depositary receipts representing securities of the index. The index seeks to improve returns through a market cycle relative to traditional cap-weighted U.S. equity market indices and active U.S. equity market strategies.

Grade (RS Rating)

Last Trade

$51.69

Average Daily Volume

24,002

Number of Holdings ^*

344

* may have additional holdings in another (foreign) market

EVNT

AltShares Event-Driven ETF

EVNT Description

AltShares Event-Driven ETF is an exchange traded fund launched and managed by Water Island Capital, LLC. The fund invests in the public equity and fixed income markets across the globe. For its equity portion, the fund invests in stocks of companies operating across diversified sectors. It invests in event-driven/arbitrage stocks of companies across diversified market capitalization. The fund invests in fixed income securities with varying maturities. AltShares Event-Driven ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$10.62

Average Daily Volume

397

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ROUS	EVNT
30 Days	2.83%	1.09%
60 Days	9.42%	3.03%
90 Days	7.69%	6.41%
12 Months	31.95%	10.77%

4 Overlapping Holdings

Symbol	Grade	Weight in ROUS	Weight in EVNT	Overlap
ACI	F	0.41%	0.46%	0.41%
CCI	D	0.04%	1.69%	0.04%
JNPR	C	0.41%	3.17%	0.41%
SNPS	F	0.18%	-1.38%	-1.38%

ROUS Overweight 340 Positions Relative to EVNT

Symbol	Grade	Weight
AAPL	C	1.24%
GOOGL	B	1.19%
MSFT	D	1.17%
JNJ	D	1.17%
HPQ	B	1.1%
NTAP	D	1.07%
WMT	A	1.05%
UNH	B	1.01%
MRK	F	0.99%
ABBV	C	0.98%
IBM	A	0.9%
LLY	D	0.89%
VZ	C	0.89%
T	B	0.88%
NVDA	B	0.86%
DELL	C	0.85%
HPE	B	0.84%
KR	C	0.81%
HD	A	0.81%
CSCO	A	0.78%
XOM	A	0.78%
META	A	0.78%
MSI	A	0.76%
CTSH	B	0.73%
AVT	B	0.72%
CVLT	B	0.71%
BRK.A	B	0.71%
JPM	C	0.71%
EA	D	0.68%
TXN	C	0.67%
AVGO	B	0.67%
PG	D	0.67%
TMUS	A	0.66%
GILD	A	0.64%
MUSA	D	0.61%
ORCL	A	0.59%
TEL	D	0.59%
HUM	F	0.59%
FICO	C	0.57%
EOG	B	0.57%
COST	C	0.56%
MO	D	0.56%
IT	A	0.55%
QCOM	D	0.55%
HRB	C	0.54%
ELV	F	0.54%
GLW	C	0.53%
APH	D	0.53%
GWW	B	0.53%
MTB	A	0.52%
FOXA	B	0.52%
NRG	A	0.51%
SHW	C	0.51%
CVS	D	0.49%
CL	D	0.49%
AMZN	C	0.48%
VLO	F	0.47%
CINF	A	0.46%
GDDY	B	0.45%
BK	A	0.45%
NSIT	B	0.45%
MCK	F	0.44%
TER	C	0.44%
FAST	C	0.44%
ACN	B	0.44%
CDW	D	0.43%
CMI	A	0.43%
NXPI	F	0.42%
KMB	D	0.42%
CTAS	C	0.42%
RPM	A	0.41%
LMT	A	0.41%
DBX	C	0.4%
UTHR	C	0.4%
ALSN	A	0.4%
FFIV	B	0.39%
BBY	C	0.39%
CRUS	D	0.39%
AMGN	D	0.39%
RS	D	0.38%
MA	A	0.38%
CHRW	C	0.38%
SW	C	0.38%
GPC	D	0.38%
INCY	B	0.37%
VRSN	C	0.37%
V	B	0.36%
ORLY	A	0.36%
NYT	C	0.36%
TRV	B	0.36%
EME	B	0.35%
VRTX	D	0.35%
CMCSA	B	0.35%
AXS	A	0.35%
KLAC	B	0.35%
VICI	C	0.34%
UNM	A	0.34%
CB	A	0.34%
TSCO	A	0.34%
EBAY	A	0.34%
ETR	A	0.33%
AMAT	C	0.33%
AFL	A	0.33%
FDX	F	0.33%
SANM	D	0.33%
VNT	F	0.32%
ANET	A	0.32%
PHM	C	0.32%
AZO	D	0.32%
BMI	A	0.32%
MLI	B	0.32%
RMD	C	0.32%
PM	D	0.32%
YUM	C	0.31%
C	B	0.31%
DUK	C	0.31%
LOW	C	0.31%
ORI	A	0.3%
OTIS	A	0.3%
MKL	B	0.3%
LNG	A	0.29%
PEP	F	0.29%
HSY	D	0.29%
WM	B	0.29%
MAS	C	0.28%
ACGL	A	0.28%
TJX	D	0.28%
MCHP	F	0.27%
PCAR	D	0.27%
SO	A	0.27%
SYY	D	0.27%
MPC	D	0.27%
CDNS	D	0.27%
DGX	D	0.27%
STLD	C	0.27%
GPI	C	0.27%
EG	A	0.27%
GRMN	D	0.26%
BMY	A	0.26%
XEL	C	0.26%
WSM	C	0.26%
ITW	C	0.26%
CI	D	0.26%
ED	C	0.26%
ALKS	B	0.26%
WTM	C	0.26%
RHI	D	0.26%
OGN	F	0.26%
SNX	C	0.26%
KEYS	B	0.26%
PEG	A	0.25%
GPK	D	0.25%
DTE	B	0.25%
MANH	A	0.25%
CACI	A	0.25%
DKS	D	0.24%
STT	A	0.24%
SYF	A	0.24%
RF	B	0.24%
AN	D	0.24%
PRU	B	0.24%
AEP	C	0.24%
NFG	A	0.24%
DLB	D	0.24%
CASY	D	0.24%
NVR	C	0.23%
PGR	B	0.23%
REGN	D	0.23%
HCA	C	0.23%
LSTR	F	0.23%
DCI	B	0.23%
BKNG	B	0.22%
SON	D	0.22%
TT	A	0.22%
LOPE	D	0.22%
ARW	C	0.22%
CRBG	B	0.22%
EXEL	B	0.22%
DHI	C	0.22%
LYB	B	0.21%
FLO	D	0.21%
SNA	C	0.21%
R	C	0.21%
PKG	B	0.21%
RDN	D	0.2%
LRCX	D	0.2%
ROP	D	0.2%
HBAN	B	0.2%
CAT	A	0.2%
PPL	C	0.19%
SKX	B	0.19%
AYI	A	0.19%
DY	C	0.19%
WSO	C	0.19%
PNC	C	0.19%
AIT	B	0.19%
IRM	B	0.19%
CVX	B	0.19%
ECL	C	0.19%
RSG	D	0.19%
ASGN	D	0.18%
OC	C	0.18%
SWKS	F	0.18%
MDT	C	0.18%
BAH	C	0.18%
KD	D	0.18%
STX	C	0.18%
VRSK	D	0.18%
PPG	D	0.18%
FE	C	0.18%
ADC	C	0.17%
FCN	C	0.17%
RNR	A	0.17%
GIS	C	0.17%
CBT	B	0.17%
UFPI	C	0.17%
WFC	B	0.17%
CAH	B	0.16%
ADBE	F	0.16%
FITB	C	0.16%
JBL	C	0.16%
MMM	C	0.16%
OMC	C	0.15%
MCD	A	0.15%
BPOP	D	0.15%
O	C	0.15%
ABT	C	0.14%
CMC	D	0.14%
LAMR	C	0.14%
CHE	D	0.14%
BSX	A	0.14%
RGA	B	0.14%
MTG	A	0.14%
ROL	C	0.14%
BLDR	C	0.13%
EQR	C	0.13%
FLEX	B	0.13%
DOV	C	0.13%
COKE	C	0.13%
RL	B	0.13%
AEE	A	0.13%
MTD	C	0.13%
ALL	A	0.13%
WEC	B	0.13%
VST	A	0.13%
PANW	B	0.12%
TGT	C	0.12%
USB	C	0.12%
AVB	C	0.12%
PSTG	F	0.12%
LII	C	0.12%
CNC	F	0.12%
EIX	C	0.12%
POR	D	0.12%
SFM	A	0.11%
AMCR	C	0.11%
FANG	D	0.11%
BAC	B	0.1%
NEE	C	0.1%
L	C	0.1%
CBOE	B	0.1%
DVN	F	0.1%
ADI	B	0.1%
KO	C	0.1%
INTU	F	0.1%
LDOS	A	0.1%
FSS	D	0.1%
EXC	C	0.09%
VMI	B	0.09%
NOC	B	0.09%
WELL	C	0.09%
HUBB	A	0.09%
BJ	B	0.09%
CHRD	F	0.09%
MMS	C	0.09%
OGE	C	0.08%
INGR	B	0.08%
COP	D	0.08%
NNN	C	0.08%
AIZ	B	0.08%
UMBF	C	0.08%
GLPI	C	0.08%
JHG	A	0.07%
APPF	C	0.07%
GD	C	0.07%
ATR	A	0.07%
KNF	B	0.07%
PSA	C	0.07%
ACIW	A	0.07%
CSWI	A	0.06%
PTC	B	0.06%
FTNT	A	0.06%
GWRE	A	0.06%
SPG	A	0.06%
SPSC	D	0.06%
SRE	C	0.06%
NXST	D	0.05%
BR	B	0.05%
BCO	C	0.05%
HON	C	0.05%
AKAM	D	0.05%
LNC	B	0.05%
IP	C	0.04%
FELE	C	0.04%
ITCI	D	0.04%
AWI	A	0.04%
LFUS	C	0.04%
EPRT	C	0.04%
ADSK	B	0.04%
MOG.A	C	0.04%
NOW	B	0.04%
ANF	D	0.04%
D	A	0.04%
PSX	D	0.03%
LIN	C	0.03%
JCI	C	0.03%
NWSA	D	0.03%
COF	A	0.03%
CF	A	0.03%
ADM	F	0.03%
WPC	C	0.02%
PAYX	B	0.02%
CHTR	D	0.02%
AOS	C	0.02%
SYK	C	0.02%
FHN	D	0.02%
AAON	A	0.02%
SEE	C	0.02%
VTR	C	0.02%
ITRI	C	0.02%
EHC	C	0.02%
MSA	F	0.02%
AIG	C	0.02%
OHI	C	0.02%
SLGN	B	0.02%
AVY	D	0.01%
ONB	D	0.01%
MPWR	B	0.01%
CIEN	A	0.01%
MTH	C	0.01%

ROUS Underweight 36 Positions Relative to EVNT

Symbol	Grade	Weight
HES	D	-5.01%
OLK	A	-4.42%
MCS	B	-4.38%
CHX	C	-3.62%
CERE	A	-3.17%
CTLT	A	-2.99%
AXNX	A	-2.98%
ANSS	D	-2.87%
MGRC	D	-2.66%
HCP	A	-2.61%
BA	F	-2.56%
CZR	B	-2.1%
PRFT	A	-2.07%
X	F	-1.96%
PVH	D	-1.87%
FL	F	-1.69%
VFC	A	-1.56%
SIMO	D	-1.45%
TGNA	B	-1.32%
INTC	D	-1.29%
RAMP	F	-1.22%
VZIO	A	-1.2%
PARA	F	-1.06%
DIS	D	-1.04%
AMED	D	-1.01%
AURA	C	-0.98%
SQSP	A	-0.98%
CPRI	C	-0.91%
PNM	B	-0.9%
PACB	D	-0.6%
WBD	F	-0.6%
RIVN	F	-0.49%
ZLAB	C	-0.41%
SNOW	F	-0.33%
LVTX	F	-0.05%
WSC	D	--0.95%