IQSM vs. AUSF ETF Comparison

Comparison of IQ Candriam ESG U.S. Mid Cap Equity ETF (IQSM) to Global X Adaptive U.S. Factor ETF (AUSF)

IQSM

IQ Candriam ESG U.S. Mid Cap Equity ETF

IQSM Description

IQ Candriam ESG U.S. Mid Cap Equity ETF is an exchange traded fund launched by New York Life Investment Management LLC. The fund is managed by IndexIQ Advisors LLC. The fund invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. The fund invests in growth and value stocks of mid-cap companies. It invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. The fund seeks to track the performance of the IQ Candriam ESG U.S. Mid Cap Equity Index, by using full replication technique. IQ Candriam ESG U.S. Mid Cap Equity ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$34.29

Average Daily Volume

13,747

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

Performance

Period	IQSM	AUSF
30 Days	4.29%	4.22%
60 Days	5.32%	5.67%
90 Days	6.64%	7.18%
12 Months	27.71%	33.52%

29 Overlapping Holdings

Symbol	Grade	Weight in IQSM	Weight in AUSF	Overlap
AGNC	D	0.33%	0.47%	0.33%
ALLY	C	0.47%	0.52%	0.47%
AM	A	0.24%	0.51%	0.24%
ARW	D	0.3%	0.43%	0.3%
ATR	B	0.54%	0.09%	0.09%
BEN	C	0.33%	0.52%	0.33%
CHE	D	0.4%	0.5%	0.4%
CTLT	B	0.51%	0.07%	0.07%
DINO	D	0.32%	0.47%	0.32%
DTM	B	0.46%	0.67%	0.46%
GAP	C	0.21%	0.49%	0.21%
HST	C	0.59%	0.5%	0.5%
INGR	B	0.47%	0.08%	0.08%
JNPR	F	0.58%	1.44%	0.58%
LAD	A	0.48%	0.54%	0.48%
LEA	D	0.26%	0.45%	0.26%
MOS	F	0.4%	0.48%	0.4%
NOV	C	0.3%	0.52%	0.3%
ORI	A	0.45%	0.09%	0.09%
PKG	A	1.0%	0.09%	0.09%
PVH	C	0.28%	0.55%	0.28%
QGEN	D	0.46%	0.5%	0.46%
RNR	C	0.64%	0.46%	0.46%
SNX	C	0.42%	0.48%	0.42%
STWD	C	0.28%	0.47%	0.28%
TPR	B	0.63%	0.57%	0.57%
UNM	A	0.65%	0.63%	0.63%
WBA	F	0.3%	0.47%	0.3%
X	C	0.39%	0.49%	0.39%

IQSM Overweight 185 Positions Relative to AUSF

Symbol	Grade	Weight
EME	C	1.12%
YUMC	C	0.86%
KEY	B	0.85%
PNR	A	0.84%
BURL	A	0.84%
NTNX	A	0.83%
RPM	A	0.83%
MANH	D	0.82%
MAS	D	0.82%
OC	A	0.81%
XPO	B	0.81%
GEN	B	0.79%
KIM	A	0.78%
DOCU	A	0.77%
TOL	B	0.76%
TWLO	A	0.76%
EQH	B	0.75%
UTHR	C	0.75%
FIX	A	0.74%
FLEX	A	0.72%
USFD	A	0.72%
GWRE	A	0.72%
RGA	A	0.72%
GGG	B	0.71%
ACM	A	0.7%
SAIA	B	0.69%
EWBC	A	0.69%
FFIV	B	0.68%
DT	C	0.68%
SFM	A	0.68%
POOL	C	0.66%
EPAM	C	0.66%
UDR	B	0.65%
CHRW	C	0.62%
CPT	B	0.61%
ELS	C	0.61%
JLL	D	0.6%
ITT	A	0.6%
AMH	D	0.6%
JKHY	D	0.6%
REG	B	0.59%
NBIX	C	0.59%
KMX	B	0.59%
NVT	B	0.58%
FTI	A	0.58%
ALB	C	0.57%
WPC	D	0.57%
PAYC	B	0.56%
RRX	B	0.55%
SJM	D	0.55%
DAY	B	0.55%
BLD	D	0.55%
BJ	A	0.55%
Z	A	0.55%
LW	C	0.55%
AIZ	A	0.54%
DKS	C	0.54%
CG	A	0.54%
NCLH	B	0.54%
TECH	D	0.54%
INSM	C	0.54%
SF	B	0.54%
NWSA	B	0.53%
IPG	D	0.53%
TTEK	F	0.52%
FND	C	0.51%
CUBE	D	0.51%
PRI	A	0.5%
WTRG	B	0.5%
CRL	C	0.48%
EHC	B	0.48%
AYI	B	0.48%
OHI	C	0.47%
GL	B	0.47%
LKQ	D	0.47%
MKTX	D	0.47%
WAL	B	0.47%
SRPT	D	0.46%
ARMK	B	0.46%
WCC	B	0.46%
PCVX	D	0.46%
GLOB	B	0.46%
EXAS	D	0.45%
BRBR	A	0.45%
FBIN	D	0.45%
FN	D	0.44%
DCI	B	0.44%
ROKU	D	0.44%
TFX	F	0.43%
PCTY	B	0.43%
REXR	F	0.43%
AXTA	A	0.43%
EXEL	B	0.43%
WMS	D	0.42%
KNX	B	0.42%
AOS	F	0.42%
RVMD	C	0.42%
RL	B	0.41%
TTC	D	0.41%
ITCI	C	0.41%
PEN	B	0.41%
BRX	A	0.41%
GPK	C	0.41%
MTZ	B	0.41%
FRT	B	0.4%
PLNT	A	0.4%
DVA	B	0.4%
HAS	D	0.39%
HRB	D	0.39%
VOYA	B	0.39%
NYT	C	0.39%
ONTO	D	0.38%
WH	B	0.37%
TREX	C	0.37%
HSIC	B	0.37%
MEDP	D	0.37%
RHI	B	0.37%
ADC	B	0.36%
JAZZ	B	0.36%
ESTC	C	0.36%
KEX	C	0.36%
AA	B	0.35%
OLED	D	0.35%
RIVN	F	0.35%
APG	B	0.35%
G	B	0.35%
MHK	D	0.35%
RGEN	D	0.35%
ANF	C	0.34%
GNTX	C	0.34%
WEX	D	0.34%
GTLS	B	0.34%
ALV	C	0.34%
BPOP	B	0.33%
H	B	0.33%
CMC	B	0.33%
FR	C	0.33%
RYAN	B	0.33%
LSCC	D	0.33%
CGNX	C	0.33%
GXO	B	0.33%
MKSI	C	0.33%
AZEK	A	0.32%
LSTR	D	0.32%
PARA	C	0.32%
FCN	D	0.32%
HLNE	B	0.32%
HALO	F	0.32%
FAF	A	0.31%
CFLT	B	0.31%
DAR	C	0.31%
STAG	F	0.31%
MTN	C	0.31%
AXS	A	0.31%
ESI	A	0.3%
MSA	D	0.3%
LFUS	F	0.29%
AGCO	D	0.28%
SUM	B	0.28%
CHX	C	0.28%
WFRD	D	0.28%
CROX	D	0.28%
SIGI	C	0.28%
ETSY	D	0.28%
BPMC	C	0.28%
VKTX	F	0.27%
ALTR	B	0.27%
WTS	B	0.27%
CLF	F	0.26%
CRUS	D	0.26%
PATH	C	0.26%
POST	C	0.25%
TKR	D	0.23%
FIVE	F	0.23%
ST	F	0.23%
IBP	D	0.23%
DLB	B	0.21%
AN	C	0.21%
ACHC	F	0.17%
ZG	A	0.16%
COTY	F	0.13%
CACC	D	0.13%
NWS	B	0.11%
LEVI	F	0.08%
LCID	F	0.08%

IQSM Underweight 161 Positions Relative to AUSF

Symbol	Grade	Weight
T	A	-1.81%
VZ	C	-1.72%
TMUS	B	-1.58%
RSG	A	-1.53%
COR	B	-1.52%
V	A	-1.5%
WMT	A	-1.5%
BSX	B	-1.49%
BRK.A	B	-1.46%
ADP	B	-1.45%
LMT	D	-1.45%
GD	F	-1.45%
RTX	C	-1.42%
MMC	B	-1.41%
CSCO	B	-1.41%
ICE	C	-1.39%
WM	A	-1.39%
EA	A	-1.37%
CME	A	-1.36%
DOX	D	-1.36%
LIN	D	-1.34%
IBM	C	-1.32%
JNJ	D	-1.31%
ACI	C	-1.29%
EDR	A	-1.27%
KO	D	-1.01%
MRK	F	-0.99%
CBOE	B	-0.88%
BR	A	-0.83%
PG	A	-0.79%
MCD	D	-0.71%
PEP	F	-0.67%
MARA	C	-0.67%
KMI	A	-0.63%
MO	A	-0.62%
LBRDK	C	-0.59%
IP	B	-0.57%
COLB	A	-0.57%
UMBF	B	-0.57%
ONB	B	-0.57%
SYF	B	-0.57%
ZION	B	-0.56%
UBSI	B	-0.56%
FNB	A	-0.56%
FHN	A	-0.56%
WBS	A	-0.56%
PB	A	-0.55%
HBAN	A	-0.55%
JXN	C	-0.55%
CMA	A	-0.55%
ABG	B	-0.55%
CADE	B	-0.55%
RF	A	-0.54%
LNC	B	-0.54%
WHR	B	-0.54%
OKE	A	-0.54%
VTRS	A	-0.54%
CFG	B	-0.54%
AL	B	-0.54%
PCAR	B	-0.54%
HPE	B	-0.54%
C	A	-0.53%
GM	B	-0.53%
INTC	D	-0.53%
OZK	B	-0.53%
TAP	C	-0.53%
HPQ	B	-0.52%
BCC	B	-0.51%
CMCSA	B	-0.51%
BWA	D	-0.5%
RDN	C	-0.49%
CIVI	D	-0.49%
SLG	B	-0.49%
SOLV	C	-0.48%
M	D	-0.48%
NXST	C	-0.48%
CNC	D	-0.48%
TDG	D	-0.48%
CHRD	D	-0.48%
AVT	C	-0.48%
SON	D	-0.47%
BBY	D	-0.47%
KRC	C	-0.47%
CRBG	B	-0.47%
BG	F	-0.47%
VICI	C	-0.46%
RPRX	D	-0.46%
CVS	D	-0.46%
UGI	A	-0.46%
LYB	F	-0.46%
MDT	D	-0.46%
CNH	C	-0.45%
HOG	D	-0.45%
EMN	D	-0.45%
CAG	D	-0.45%
FMC	D	-0.44%
KHC	F	-0.44%
OGN	D	-0.44%
PFE	D	-0.44%
SWKS	F	-0.44%
ADM	D	-0.44%
WU	D	-0.44%
HII	D	-0.44%
DOW	F	-0.42%
CE	F	-0.29%
YUM	B	-0.26%
CACI	D	-0.22%
PGR	A	-0.18%
ABBV	D	-0.14%
LDOS	C	-0.13%
GRMN	B	-0.13%
TW	A	-0.13%
SO	D	-0.12%
KR	B	-0.12%
COST	B	-0.11%
TRV	B	-0.11%
CHD	B	-0.11%
VRSK	A	-0.1%
AAPL	C	-0.1%
WMB	A	-0.1%
GDDY	A	-0.1%
SNA	A	-0.1%
AFL	B	-0.1%
MCK	B	-0.09%
CVX	A	-0.09%
NOC	D	-0.09%
AME	A	-0.09%
MSI	B	-0.09%
WRB	A	-0.09%
DUK	C	-0.09%
AMGN	D	-0.08%
UNH	C	-0.08%
CI	F	-0.08%
CAH	B	-0.08%
HOLX	D	-0.08%
HIG	B	-0.08%
CB	C	-0.08%
XOM	B	-0.08%
ED	D	-0.08%
BDX	F	-0.08%
MA	C	-0.08%
VRSN	F	-0.08%
PNW	B	-0.08%
FE	C	-0.07%
MDLZ	F	-0.07%
KMB	D	-0.07%
K	A	-0.07%
CL	D	-0.07%
AJG	B	-0.07%
ATO	A	-0.07%
L	A	-0.07%
DGX	A	-0.07%
WELL	A	-0.07%
ECL	D	-0.07%
ROP	B	-0.07%
VRTX	F	-0.07%
TJX	A	-0.07%
HON	B	-0.07%
FI	A	-0.07%
REGN	F	-0.06%
AKAM	D	-0.06%