HART vs. FYT ETF Comparison

Comparison of IQ Healthy Hearts ETF (HART) to First Trust Small Cap Value AlphaDEX Fund (FYT)
HART

IQ Healthy Hearts ETF

HART Description

The investment seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of its underlying index, the IQ Candriam Healthy Hearts Index. The fund employs a passive management - or indexing - investment approach designed to track the performance of the index, which was developed by IndexIQ LLC with Candriam Belgium S.A. acting as index consultant to IndexIQ. The index includes securities of large-, mid- and small-capitalization companies that trade in the U.S. and foreign markets, including emerging markets other than China, Egypt, India, Kuwait, Pakistan, Qatar, Saudi Arabia and United Arab Emirates.

Grade (RS Rating)

Last Trade

$31.37

Average Daily Volume

847

Number of Holdings *

47

* may have additional holdings in another (foreign) market
FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$59.55

Average Daily Volume

10,617

Number of Holdings *

256

* may have additional holdings in another (foreign) market
Performance
Period HART FYT
30 Days -2.58% 9.77%
60 Days -4.83% 7.74%
90 Days -5.44% 6.59%
12 Months 13.94% 25.70%
2 Overlapping Holdings
Symbol Grade Weight in HART Weight in FYT Overlap
HAYW B 0.57% 0.12% 0.12%
MODG F 0.44% 0.37% 0.37%
HART Overweight 45 Positions Relative to FYT
Symbol Grade Weight
GOOGL C 5.82%
ABT B 5.53%
UNH C 5.5%
AAPL C 5.4%
JNJ D 4.99%
PFE D 4.65%
NVS D 4.61%
LLY F 4.24%
BSX B 3.48%
BMY B 3.09%
MDT D 2.84%
ELV F 2.42%
NKE D 2.28%
HCA F 1.63%
EW C 1.08%
PTON B 0.97%
GIS D 0.93%
GRMN B 0.84%
CNC D 0.81%
ATRC C 0.74%
DECK A 0.7%
RYTM C 0.68%
PLNT A 0.65%
PEN B 0.64%
UAA C 0.64%
PNR A 0.63%
ONON A 0.62%
NARI C 0.61%
K A 0.61%
MMSI B 0.58%
SEM B 0.57%
EHC B 0.57%
POOL C 0.56%
IRTC D 0.56%
VFC C 0.55%
UTHR C 0.54%
COLM B 0.53%
LIVN F 0.53%
MTN C 0.52%
THC D 0.49%
BEAM D 0.49%
CYTK F 0.47%
MOH F 0.46%
DKS C 0.44%
ACHC F 0.26%
HART Underweight 254 Positions Relative to FYT
Symbol Grade Weight
CXW B -1.05%
RIOT C -1.01%
GBX A -0.78%
VTLE C -0.75%
BMBL C -0.75%
CTOS C -0.74%
BFH B -0.74%
JBT B -0.74%
CUBI C -0.72%
ECVT C -0.72%
TGNA B -0.71%
CABO C -0.71%
GPOR B -0.71%
DNOW B -0.7%
PINC B -0.69%
GEF A -0.69%
TALO C -0.68%
ULH B -0.68%
HTZ C -0.68%
HELE C -0.67%
KMT B -0.67%
TDS B -0.67%
EIG B -0.67%
CRGY B -0.66%
SPNT A -0.66%
REZI A -0.65%
RLJ C -0.65%
UVV B -0.64%
WS B -0.64%
APLE B -0.64%
GT C -0.63%
BTU B -0.62%
PK B -0.62%
IART C -0.62%
VAC B -0.61%
INVA D -0.61%
AVA A -0.61%
KOS F -0.6%
SHO C -0.6%
PLAB C -0.6%
PARR D -0.6%
PRDO B -0.59%
EPC D -0.59%
INDB B -0.59%
GIII D -0.58%
RES D -0.58%
TRMK B -0.58%
PHIN A -0.57%
VC D -0.57%
ZD C -0.57%
BY B -0.57%
PEBO A -0.57%
USM B -0.57%
IMKTA C -0.57%
CAL D -0.56%
WKC D -0.56%
FFBC A -0.56%
FOR F -0.55%
EBC B -0.55%
GHC C -0.54%
MRC B -0.53%
GEO B -0.53%
CCS D -0.52%
HOV D -0.52%
SAH A -0.52%
SEB F -0.52%
DRH B -0.51%
NWN A -0.51%
VSCO B -0.51%
DBRG F -0.51%
GES F -0.5%
EQC B -0.5%
CVI F -0.5%
AMWD C -0.5%
WMK C -0.5%
CENTA C -0.5%
SCSC B -0.5%
OEC C -0.49%
CRK B -0.49%
LZB B -0.49%
BV B -0.49%
CMCO B -0.49%
LADR B -0.49%
VSH D -0.49%
KSS F -0.48%
SBH C -0.48%
PRG C -0.48%
NWE B -0.48%
HIW D -0.47%
MLKN D -0.47%
NAVI C -0.47%
ANDE D -0.47%
CVBF A -0.46%
ABR C -0.46%
PDCO D -0.45%
CASH A -0.44%
BANR B -0.44%
VSTS C -0.44%
BNL D -0.44%
PLYA B -0.44%
WSBC A -0.43%
CATY B -0.43%
EFSC B -0.42%
ADNT F -0.42%
FRME B -0.42%
FULT A -0.42%
HY D -0.42%
PFBC B -0.42%
SASR B -0.42%
RNST B -0.41%
SFNC B -0.41%
VRTS B -0.41%
BKU A -0.41%
WSFS A -0.41%
PTVE B -0.41%
LAUR A -0.41%
FIBK A -0.4%
TCBK B -0.4%
SNDR B -0.4%
XRX F -0.4%
VBTX B -0.4%
HUBG A -0.4%
KALU C -0.4%
ALG B -0.39%
HOPE B -0.39%
NX C -0.39%
SRCE B -0.39%
BKE B -0.39%
FCF A -0.39%
MCRI A -0.38%
WERN C -0.37%
BUSE B -0.37%
DAN D -0.37%
ARCB C -0.36%
WGO C -0.36%
IPGP D -0.36%
KLG C -0.36%
XHR B -0.36%
LILAK D -0.36%
UNF B -0.35%
SPB C -0.34%
PEB D -0.34%
MRTN C -0.34%
SJW D -0.34%
LC A -0.33%
TTMI B -0.32%
SNEX B -0.31%
LGIH D -0.31%
SSTK F -0.31%
GRBK D -0.3%
ASB B -0.3%
HMN B -0.29%
VSAT F -0.29%
KAR B -0.29%
FHB A -0.29%
HLF C -0.29%
AMN F -0.29%
OMI F -0.28%
CSGS B -0.28%
SCVL F -0.28%
FHI A -0.28%
CAR C -0.28%
DFH D -0.28%
NIC B -0.28%
PBH A -0.28%
CRI D -0.28%
GOGO C -0.27%
NWBI B -0.27%
FBNC A -0.27%
SBCF A -0.27%
MTX B -0.26%
ENOV C -0.26%
IOSP B -0.26%
GO C -0.26%
ABM B -0.26%
TOWN B -0.26%
BHE B -0.26%
STBA B -0.25%
CXT B -0.25%
ALEX C -0.25%
LNN B -0.25%
WAFD B -0.25%
PSMT C -0.24%
LCII C -0.24%
DK C -0.24%
OFG B -0.24%
HTH B -0.24%
SCL C -0.24%
KWR C -0.24%
ROCK C -0.24%
ARI C -0.24%
DFIN D -0.23%
PATK D -0.23%
SYNA C -0.23%
SHEN F -0.22%
THRM D -0.22%
DEA D -0.22%
YETI C -0.22%
ROG D -0.22%
ODP F -0.21%
FOXF F -0.19%
AVNS F -0.18%
MYRG B -0.17%
UPWK B -0.17%
PFS B -0.14%
MGPI F -0.14%
FDP B -0.14%
FBK B -0.14%
CBU B -0.14%
TCBI B -0.14%
MCW B -0.14%
AIR B -0.13%
HLIO B -0.13%
DEI B -0.13%
SAM C -0.13%
IVT B -0.13%
GNW A -0.13%
PPBI B -0.13%
NBTB B -0.13%
ROIC A -0.13%
BHF B -0.13%
CVCO A -0.13%
BHLB B -0.13%
MSGE F -0.12%
OI C -0.12%
PGRE F -0.12%
STC B -0.12%
CNMD C -0.12%
XPEL C -0.12%
UPBD B -0.12%
MTRN C -0.12%
MSEX B -0.12%
SAFT C -0.12%
EVTC B -0.12%
JBGS D -0.11%
CWEN C -0.11%
LXP D -0.11%
NNI D -0.11%
NVEE F -0.11%
CNXN C -0.11%
AIN C -0.11%
KFRC D -0.11%
RC D -0.11%
CC C -0.11%
NMRK B -0.11%
SHLS F -0.1%
GPRE F -0.1%
GIC D -0.1%
PLUS F -0.1%
SHOO D -0.1%
CMTG F -0.1%
OXM D -0.1%
BLMN F -0.09%
OLPX D -0.09%
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