HART vs. CLSE ETF Comparison

Comparison of IQ Healthy Hearts ETF (HART) to Convergence Long/Short Equity ETF (CLSE)

HART

IQ Healthy Hearts ETF

HART Description

The investment seeks investment results that correspond (before fees and expenses) generally to the price and yield performance of its underlying index, the IQ Candriam Healthy Hearts Index. The fund employs a passive management - or indexing - investment approach designed to track the performance of the index, which was developed by IndexIQ LLC with Candriam Belgium S.A. acting as index consultant to IndexIQ. The index includes securities of large-, mid- and small-capitalization companies that trade in the U.S. and foreign markets, including emerging markets other than China, Egypt, India, Kuwait, Pakistan, Qatar, Saudi Arabia and United Arab Emirates.

Grade (RS Rating)

Last Trade

$30.89

Average Daily Volume

517

Number of Holdings ^*

* may have additional holdings in another (foreign) market

CLSE

Convergence Long/Short Equity ETF

CLSE Description

The investment seeks long-term capital growth. The fund seeks to invest, under normal market conditions, at least 80% of its net assets (plus any borrowings for investment purposes) in long and short positions in equity securities of domestic companies. The adviser intends to maintain a net long exposure (the market value of long positions minus the market value of short positions) of approximately 50% to 100%. Under normal market conditions, the fund’s long positions may range from approximately 90% to 150% and its short positions may range from approximately 20% to 70%.

Grade (RS Rating)

Last Trade

$20.80

Average Daily Volume

44,008

Number of Holdings ^*

348

* may have additional holdings in another (foreign) market

Performance

Period	HART	CLSE
30 Days	7.68%	2.36%
60 Days	4.28%	4.73%
90 Days	4.70%	9.64%
12 Months	9.88%	39.79%

15 Overlapping Holdings

Symbol	Grade	Weight in HART	Weight in CLSE	Overlap
AAPL	B	5.04%	0.95%	0.95%
CNC	C	1.06%	0.62%	0.62%
DECK	C	0.57%	0.18%	0.18%
GOOGL	A	5.81%	2.6%	2.6%
GRMN	A	0.68%	0.36%	0.36%
JNJ	D	4.62%	0.85%	0.85%
LLY	B	4.87%	0.84%	0.84%
MODG	D	0.52%	-0.08%	-0.08%
MTN	F	0.43%	-0.17%	-0.17%
NARI	D	0.39%	-0.18%	-0.18%
PFE	D	5.06%	0.89%	0.89%
PLNT	C	0.51%	-0.09%	-0.09%
THC	B	0.67%	0.61%	0.61%
UTHR	B	0.57%	-0.42%	-0.42%
VFC	F	0.4%	-0.14%	-0.14%

HART Overweight 30 Positions Relative to CLSE

Symbol	Grade	Weight
NVS	B	4.88%
UNH	C	4.8%
ABT	F	4.33%
ELV	A	3.3%
MDT	B	2.9%
NKE	F	2.85%
BSX	A	2.77%
BMY	F	2.39%
HCA	C	1.61%
EW	C	1.32%
GIS	C	1.04%
SWAV	A	0.63%
SEM	B	0.58%
DKS	D	0.56%
EHC	C	0.56%
K	B	0.55%
LIVN	B	0.53%
MOH	F	0.53%
PNR	B	0.53%
YETI	D	0.53%
MMSI	B	0.5%
ONON	B	0.47%
POOL	D	0.47%
PTON	D	0.47%
RYTM	D	0.44%
ACHC	F	0.42%
PEN	F	0.42%
UAA	F	0.4%
CYTK	F	0.37%
ATRC	F	0.33%

HART Underweight 333 Positions Relative to CLSE

Symbol	Grade	Weight
NVDA	B	-3.67%
MSFT	C	-3.35%
AMZN	C	-3.29%
QCOM	B	-2.44%
GOOG	A	-2.4%
META	D	-2.21%
AMAT	B	-2.16%
MU	B	-2.13%
APP	C	-2.1%
NTAP	B	-1.8%
ANET	B	-1.72%
SNX	A	-1.71%
NTNX	B	-1.67%
CRWD	C	-1.36%
WMT	A	-1.35%
IBM	D	-1.29%
PYPL	D	-1.23%
DOCU	C	-1.1%
HD	D	-1.08%
NFLX	B	-1.07%
APPF	B	-1.04%
MUSA	A	-0.96%
STNE	D	-0.95%
PAGS	D	-0.95%
SPOT	C	-0.95%
AMG	D	-0.91%
T	B	-0.91%
SYF	C	-0.91%
COIN	D	-0.89%
JPM	B	-0.88%
SEIC	D	-0.88%
AMGN	B	-0.87%
OGN	B	-0.86%
VTRS	D	-0.86%
TW	B	-0.86%
MTG	C	-0.86%
ABBV	D	-0.85%
HALO	B	-0.83%
MPC	D	-0.83%
UBER	D	-0.82%
MRK	B	-0.81%
PBF	D	-0.8%
IIPR	B	-0.78%
BRBR	C	-0.78%
IESC	C	-0.77%
BAC	A	-0.76%
PSX	D	-0.74%
XOM	B	-0.74%
PPC	B	-0.74%
MO	A	-0.74%
FITB	B	-0.73%
EME	C	-0.73%
PG	A	-0.73%
VLO	D	-0.73%
SMCI	D	-0.72%
WFC	B	-0.71%
TSN	B	-0.71%
BG	C	-0.71%
VRT	C	-0.7%
MCK	B	-0.69%
GFF	D	-0.68%
EBAY	B	-0.68%
F	D	-0.67%
MLI	C	-0.64%
STRL	C	-0.63%
GDDY	B	-0.62%
UMBF	B	-0.62%
ITRI	B	-0.62%
PEGA	C	-0.62%
KNF	D	-0.61%
FTDR	C	-0.6%
VST	C	-0.6%
CI	D	-0.6%
OC	C	-0.59%
GM	A	-0.59%
LOPE	C	-0.58%
AGO	D	-0.58%
SKYW	C	-0.58%
NU	C	-0.56%
DVA	C	-0.56%
BLDR	D	-0.55%
PGR	D	-0.54%
GMS	D	-0.54%
BCC	D	-0.54%
AYI	B	-0.54%
HQY	D	-0.52%
CAT	D	-0.52%
PLTR	D	-0.51%
NEE	B	-0.51%
AMR	F	-0.51%
DPZ	C	-0.5%
CNM	B	-0.5%
CAH	F	-0.49%
REZI	C	-0.48%
HIG	B	-0.47%
CNA	B	-0.47%
UHS	B	-0.47%
EVRG	C	-0.46%
EXP	D	-0.46%
EXC	C	-0.45%
LDOS	A	-0.44%
HRB	B	-0.44%
RGA	A	-0.43%
SAIC	C	-0.41%
SLVM	B	-0.41%
BKNG	B	-0.41%
APA	F	-0.39%
NSA	C	-0.38%
SPG	C	-0.38%
STLD	D	-0.38%
BCO	B	-0.38%
GLPI	C	-0.37%
J	D	-0.36%
STAG	C	-0.34%
IBP	D	-0.33%
PEG	B	-0.33%
SR	C	-0.33%
CVI	F	-0.33%
KR	D	-0.32%
RS	D	-0.32%
BLD	D	-0.32%
FIX	C	-0.32%
PSTG	B	-0.31%
BAH	B	-0.31%
CVNA	C	-0.31%
WDC	B	-0.31%
FDX	D	-0.3%
RPRX	F	-0.29%
OMI	F	-0.29%
AMRX	B	-0.28%
SPGI	B	-0.28%
AMP	B	-0.26%
UNP	B	-0.24%
NEU	D	-0.24%
ANF	B	-0.23%
MGM	F	-0.21%
NTRA	A	-0.2%
LNTH	C	-0.18%
AEO	D	-0.17%
SKT	D	-0.14%
FG	C	-0.14%
FCX	B	-0.14%
MOD	C	-0.13%
PHM	B	-0.11%
DOCS	F	-0.11%
VCTR	B	-0.09%
SUM	D	-0.0%
DNUT	F	--0.05%
AWR	C	--0.06%
TROX	B	--0.07%
DRVN	F	--0.07%
HTZ	F	--0.07%
PYCR	F	--0.08%
IAS	D	--0.08%
PTCT	C	--0.08%
JOBY	F	--0.08%
JBHT	F	--0.08%
PNM	D	--0.08%
FCNCA	B	--0.08%
ENPH	D	--0.08%
HAS	C	--0.09%
SUI	F	--0.09%
CWST	B	--0.09%
DOC	B	--0.09%
ATI	B	--0.09%
MCW	C	--0.09%
RYAN	B	--0.09%
LGIH	D	--0.09%
ACVA	C	--0.1%
VTR	B	--0.1%
CROX	B	--0.1%
COLD	D	--0.1%
PCH	D	--0.1%
AEE	C	--0.11%
EXR	C	--0.11%
CHK	B	--0.11%
AES	B	--0.11%
CHDN	C	--0.11%
RRC	B	--0.11%
DAY	F	--0.11%
WTW	D	--0.11%
VAC	D	--0.11%
TXG	F	--0.12%
KNX	F	--0.12%
LPX	B	--0.12%
MDU	C	--0.12%
ADC	C	--0.12%
BOOT	B	--0.12%
GOGL	A	--0.12%
TFC	A	--0.13%
AJG	A	--0.14%
IPAR	F	--0.14%
AXON	D	--0.15%
ZWS	C	--0.15%
KMPR	C	--0.15%
CRS	A	--0.15%
AVAV	B	--0.15%
LFST	C	--0.15%
O	C	--0.15%
SPR	D	--0.15%
CZR	F	--0.15%
RBA	C	--0.15%
CNXC	D	--0.16%
WTM	D	--0.16%
AXSM	C	--0.16%
CHH	D	--0.16%
KVUE	C	--0.16%
SJM	F	--0.16%
XYL	B	--0.16%
WAFD	C	--0.17%
FOXF	D	--0.17%
COF	D	--0.17%
FLNC	D	--0.17%
ARWR	F	--0.17%
HAYW	C	--0.17%
GPOR	D	--0.17%
FL	F	--0.17%
UCBI	C	--0.17%
FOUR	D	--0.18%
RUN	D	--0.18%
UHAL	C	--0.18%
GME	C	--0.18%
IOVA	D	--0.18%
ALLY	B	--0.18%
GPI	B	--0.18%
PR	D	--0.19%
GATX	B	--0.19%
SRE	B	--0.19%
DG	D	--0.19%
IRT	C	--0.19%
BE	D	--0.19%
WAL	C	--0.19%
APD	D	--0.2%
FMC	C	--0.2%
HASI	B	--0.2%
BANC	D	--0.2%
PPBI	C	--0.2%
SBCF	C	--0.2%
MP	C	--0.21%
LNC	C	--0.21%
SHC	F	--0.22%
ROG	D	--0.22%
TSLA	D	--0.22%
EQT	C	--0.22%
PRCT	C	--0.22%
NTLA	D	--0.22%
UEC	C	--0.23%
ATO	C	--0.23%
RIVN	F	--0.23%
NDAQ	C	--0.23%
IRTC	F	--0.23%
ASB	C	--0.24%
EL	F	--0.24%
SPT	F	--0.24%
FSLR	C	--0.24%
DLTR	F	--0.25%
CG	D	--0.25%
GO	F	--0.25%
EVH	F	--0.25%
ORCL	C	--0.26%
RNR	C	--0.26%
FNB	B	--0.26%
MASI	D	--0.26%
NOG	D	--0.26%
LW	F	--0.26%
KDP	B	--0.26%
CNX	B	--0.27%
TMDX	B	--0.27%
BIO	F	--0.27%
NNI	B	--0.27%
CABO	F	--0.27%
FIS	A	--0.27%
AGNC	A	--0.28%
GTLS	C	--0.28%
NOVT	D	--0.28%
UI	C	--0.29%
GS	A	--0.29%
NEOG	F	--0.29%
AAP	D	--0.29%
TOST	B	--0.29%
AR	B	--0.3%
PFSI	B	--0.3%
CAR	D	--0.3%
TTWO	F	--0.3%
MS	B	--0.31%
FIVE	F	--0.32%
ALB	D	--0.32%
LAD	F	--0.33%
NXST	C	--0.34%
RVMD	B	--0.35%
BX	C	--0.35%
IBKR	B	--0.35%
FYBR	B	--0.36%
DV	F	--0.36%
CARR	B	--0.36%
GE	C	--0.37%
KMX	F	--0.37%
CFLT	C	--0.37%
D	A	--0.37%
TGNA	C	--0.38%
IAC	C	--0.39%
ZI	F	--0.4%
CRL	D	--0.41%
FIVN	F	--0.41%
MSGS	C	--0.41%
RIOT	F	--0.42%
LBRDK	D	--0.42%
SATS	C	--0.42%
CGNX	C	--0.43%
DAR	D	--0.43%
VSAT	D	--0.43%
BILL	F	--0.44%
INSP	F	--0.44%
WBD	F	--0.45%
ASAN	D	--0.45%
MSTR	D	--0.45%
RH	C	--0.46%
BA	D	--0.47%
TXN	A	--0.47%
FND	C	--0.47%
GFS	D	--0.48%
U	F	--0.5%
TECH	C	--0.5%
MARA	C	--0.51%
LITE	D	--0.54%
ALGM	D	--0.54%
COHR	D	--0.55%
WOLF	F	--0.58%
ZBRA	B	--0.58%
KLIC	F	--0.59%
QQQ	A	--0.61%
SITM	C	--0.71%
INTC	F	--0.73%