FYC vs. QQQS ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to Invesco NASDAQ Future Gen 200 ETF (QQQS)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$74.98

Average Daily Volume

14,396

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

QQQS

Invesco NASDAQ Future Gen 200 ETF

QQQS Description

The fund generally will invest at least 90% of its total assets in the securities that comprise the index. The index excludes securities of issuers included in the Nasdaq-100 Index® (an index that measures the performance of 100 of the largest Nasdaq-listed non-financial companies by market capitalization) and the Nasdaq Next Generation 100 Index® (an index that measures the performance of the 100 largest Nasdaq-listed companies outside of the NASDAQ-100 Index® based on market capitalization). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$27.33

Average Daily Volume

1,919

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

Performance

Period	FYC	QQQS
30 Days	2.01%	1.96%
60 Days	7.79%	5.71%
90 Days	12.94%	9.65%
12 Months	36.51%	25.54%

14 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in QQQS	Overlap
AGIO	B	0.51%	0.51%	0.51%
AZTA	D	0.11%	0.42%	0.11%
BCRX	C	0.54%	0.47%	0.47%
FOLD	B	0.13%	0.52%	0.13%
GTX	F	0.23%	0.46%	0.23%
IDCC	A	0.68%	0.55%	0.55%
LGND	A	0.27%	0.55%	0.27%
LITE	B	0.38%	0.58%	0.38%
MNKD	A	0.57%	0.54%	0.54%
OSIS	F	0.33%	0.46%	0.33%
PTCT	B	0.55%	0.59%	0.55%
SATS	B	0.64%	0.7%	0.64%
SMTC	B	0.49%	0.53%	0.49%
VECO	F	0.11%	0.42%	0.11%

FYC Overweight 226 Positions Relative to QQQS

Symbol	Grade	Weight
EAT	A	0.86%
TRUP	B	0.83%
PAYO	A	0.73%
POWL	A	0.73%
PRCT	A	0.72%
ROAD	B	0.72%
YOU	B	0.71%
WULF	B	0.71%
LRN	A	0.7%
IESC	A	0.7%
RKLB	A	0.7%
PRIM	A	0.69%
GVA	A	0.68%
STRL	B	0.68%
QCRH	A	0.68%
CNK	A	0.68%
PTON	A	0.68%
TGTX	B	0.68%
ATGE	A	0.68%
MCY	B	0.68%
ALHC	A	0.67%
STEP	B	0.67%
FTDR	A	0.66%
ENVA	A	0.66%
PJT	B	0.66%
AMRX	D	0.65%
SGBX	F	0.65%
PTGX	B	0.65%
DSGR	C	0.64%
ACLX	B	0.64%
PBI	A	0.64%
TRN	C	0.63%
PRM	A	0.63%
SLVM	A	0.63%
VCYT	A	0.63%
KYMR	B	0.62%
GSHD	A	0.62%
CHEF	D	0.61%
JANX	A	0.61%
DOCS	A	0.61%
CDE	C	0.6%
CALM	B	0.6%
TBBK	D	0.6%
REVG	C	0.6%
NHC	D	0.59%
USLM	A	0.59%
ASTH	C	0.59%
ALKT	B	0.59%
RYTM	B	0.58%
HNI	D	0.58%
SKYW	A	0.57%
CPRX	A	0.56%
WWW	B	0.56%
VCTR	B	0.55%
SKWD	B	0.55%
CCOI	B	0.54%
OSW	A	0.54%
LMND	A	0.54%
NBHC	B	0.54%
CWAN	B	0.53%
CRAI	B	0.53%
SYBT	B	0.53%
HWKN	D	0.53%
INTA	A	0.53%
ADMA	B	0.52%
PRK	C	0.52%
MWA	A	0.51%
TGLS	A	0.51%
DORM	A	0.51%
MIRM	B	0.5%
VITL	C	0.5%
AORT	A	0.5%
OSCR	C	0.5%
LFST	C	0.49%
OUT	B	0.49%
NMIH	D	0.48%
PLMR	D	0.48%
PRGS	B	0.48%
LMAT	B	0.48%
CHWY	C	0.47%
GERN	C	0.46%
NPAB	F	0.46%
FBP	D	0.46%
BLBD	C	0.45%
COLL	F	0.45%
SHAK	A	0.44%
SABR	C	0.44%
SEMR	D	0.43%
RNG	A	0.43%
CAKE	A	0.43%
UFPT	C	0.43%
IOVA	B	0.42%
MBIN	F	0.42%
EVH	D	0.42%
CENX	B	0.41%
HRMY	D	0.41%
NRIX	B	0.41%
ASPN	F	0.41%
HURN	A	0.4%
APOG	A	0.4%
VERX	A	0.4%
CARG	B	0.39%
BANF	B	0.39%
WT	B	0.39%
UE	A	0.39%
AMPH	A	0.39%
GABC	A	0.39%
AAT	B	0.38%
ICFI	A	0.38%
BGC	A	0.38%
ESE	B	0.37%
KTOS	C	0.37%
DOCN	D	0.37%
OII	B	0.37%
SITM	B	0.37%
CHCO	C	0.37%
WTTR	D	0.36%
ESRT	D	0.36%
FLNC	A	0.36%
CWT	D	0.36%
IIPR	B	0.36%
KN	D	0.36%
AZZ	C	0.35%
BKD	D	0.35%
BRC	D	0.35%
BLFS	B	0.35%
ADUS	C	0.35%
PMT	D	0.35%
TWST	D	0.34%
GFF	F	0.34%
MGNI	D	0.34%
NHI	D	0.34%
NSA	D	0.33%
CIFR	B	0.32%
OCUL	B	0.31%
MYGN	F	0.3%
NVAX	F	0.29%
HLIT	F	0.29%
TNDM	D	0.28%
IAS	A	0.28%
DRVN	A	0.27%
BANC	B	0.27%
EPAC	A	0.27%
CEIX	B	0.27%
CDP	A	0.27%
HEES	C	0.27%
KNTK	B	0.27%
SKT	B	0.26%
SWI	B	0.26%
SXI	A	0.26%
WDFC	A	0.26%
RXST	D	0.26%
MAC	A	0.26%
WRBY	A	0.26%
TNL	A	0.26%
CPK	D	0.25%
KW	C	0.25%
AGM	F	0.25%
GTY	C	0.25%
AROC	D	0.25%
MGEE	C	0.25%
LKFN	C	0.25%
EPR	D	0.24%
HUMA	F	0.24%
AIV	D	0.24%
ALX	D	0.24%
FCPT	D	0.24%
SXT	C	0.24%
NXRT	D	0.24%
UMH	D	0.24%
JJSF	C	0.24%
ELME	D	0.24%
ANIP	F	0.24%
DNLI	C	0.23%
SCS	F	0.23%
ARQT	D	0.23%
AESI	D	0.23%
CDRE	D	0.23%
AGYS	D	0.23%
NEO	D	0.23%
ACVA	F	0.22%
ARDX	D	0.22%
HLX	F	0.21%
CMPR	F	0.21%
PHR	F	0.2%
MIR	A	0.17%
PLAY	C	0.14%
WEN	A	0.14%
PAR	A	0.14%
BL	B	0.13%
APAM	A	0.13%
CLB	A	0.13%
CTS	A	0.13%
CBZ	B	0.13%
LTC	A	0.13%
WABC	B	0.13%
APPN	A	0.13%
MLNK	B	0.13%
TGI	C	0.13%
SOUN	B	0.13%
GNL	D	0.12%
STRA	F	0.12%
TR	D	0.12%
RRR	F	0.12%
ACAD	F	0.12%
NSSC	F	0.12%
CARS	D	0.12%
BXMT	C	0.12%
JAMF	D	0.12%
IRDM	A	0.12%
ENVX	D	0.12%
AMC	F	0.12%
SMPL	C	0.12%
PZZA	A	0.12%
YELP	C	0.12%
AWR	D	0.12%
FBRT	C	0.12%
THR	F	0.11%
JOE	F	0.11%
BEAM	D	0.11%
TNC	F	0.11%
CLDX	F	0.1%
RLAY	F	0.1%
LPG	F	0.1%
ARLO	F	0.1%
XPRO	F	0.09%

FYC Underweight 176 Positions Relative to QQQS

Symbol	Grade	Weight
GEVO	B	-1.93%
SGMO	A	-0.91%
IGMS	B	-0.85%
COMM	B	-0.83%
AAOI	B	-0.79%
KOD	B	-0.77%
CORT	A	-0.69%
BVS	A	-0.68%
PACB	C	-0.67%
ATOM	B	-0.65%
NWL	A	-0.64%
NTGR	A	-0.64%
HELE	C	-0.63%
LOVE	B	-0.63%
MRSN	D	-0.62%
XNCR	A	-0.62%
AQST	B	-0.62%
IQ	C	-0.61%
MASI	A	-0.61%
BELFB	C	-0.6%
AMSC	A	-0.59%
BCYC	C	-0.59%
IHRT	A	-0.59%
DMRC	A	-0.58%
IPGP	C	-0.58%
LTRX	D	-0.58%
MVIS	F	-0.58%
AUTL	D	-0.58%
AEHR	D	-0.57%
PAHC	B	-0.57%
QURE	D	-0.57%
IRBT	C	-0.57%
PCRX	C	-0.56%
AVAV	B	-0.56%
RBBN	A	-0.56%
KPTI	C	-0.56%
ERII	A	-0.56%
VIAV	A	-0.55%
CSIQ	C	-0.55%
ICUI	C	-0.55%
ATRC	A	-0.55%
INFN	B	-0.55%
BAND	A	-0.54%
HIMX	D	-0.54%
SONO	C	-0.54%
HEAR	B	-0.54%
LIVN	D	-0.54%
OLED	F	-0.54%
TTEC	F	-0.54%
EGHT	C	-0.54%
LYTS	A	-0.53%
AKBA	A	-0.53%
ABUS	D	-0.53%
AXTI	F	-0.53%
RDWR	C	-0.53%
VYGR	C	-0.53%
NKTR	A	-0.53%
DBX	A	-0.53%
VREX	C	-0.53%
TBPH	D	-0.53%
TCMD	A	-0.53%
LXRX	D	-0.53%
CDXC	A	-0.52%
CDXS	A	-0.52%
AEIS	A	-0.52%
AXGN	A	-0.52%
ITRI	A	-0.52%
GPRO	C	-0.52%
KLIC	B	-0.52%
SSYS	F	-0.52%
INVA	C	-0.52%
FSTR	F	-0.51%
MGNX	C	-0.51%
MMSI	B	-0.51%
OMER	A	-0.51%
GNTX	C	-0.51%
ALT	C	-0.51%
FARO	D	-0.51%
SUPN	A	-0.5%
KE	C	-0.5%
SLAB	F	-0.5%
DCTH	A	-0.5%
RMBS	C	-0.5%
PDSB	F	-0.5%
MXL	D	-0.5%
ACIU	F	-0.49%
PLSE	D	-0.49%
ANIK	F	-0.49%
ADPT	A	-0.49%
IOSP	F	-0.49%
SRDX	D	-0.49%
VXRT	F	-0.49%
SAGE	F	-0.49%
MDWD	A	-0.49%
TILE	A	-0.49%
HRTX	F	-0.49%
NTCT	D	-0.49%
CGNX	C	-0.49%
ALDX	D	-0.48%
AMRN	D	-0.48%
IART	C	-0.48%
CNDT	C	-0.48%
GT	F	-0.48%
MITK	D	-0.48%
POWI	C	-0.48%
LFUS	F	-0.48%
AEYE	D	-0.48%
ENTA	D	-0.47%
AMKR	F	-0.47%
OFIX	A	-0.47%
EXTR	B	-0.47%
ALKS	D	-0.47%
IMMR	F	-0.47%
XRAY	F	-0.47%
SYNA	F	-0.46%
SNBR	F	-0.46%
OMCL	A	-0.46%
SIMO	F	-0.46%
JOUT	F	-0.46%
OSUR	F	-0.46%
GOGO	F	-0.46%
MATW	D	-0.46%
ALEC	D	-0.46%
ANGO	D	-0.46%
MCFT	D	-0.46%
QRTEA	F	-0.46%
CVLT	B	-0.45%
KALV	C	-0.45%
CTMX	F	-0.45%
XRX	F	-0.45%
MCRB	F	-0.45%
MKSI	F	-0.44%
EDIT	F	-0.44%
BLUE	F	-0.44%
MDXG	A	-0.44%
VNDA	C	-0.44%
NVCR	D	-0.44%
AOSL	D	-0.44%
LASR	A	-0.44%
ACLS	F	-0.43%
CRUS	F	-0.43%
FGEN	F	-0.43%
ARWR	F	-0.43%
OPK	D	-0.43%
BOOM	F	-0.43%
ATRO	D	-0.42%
IONS	F	-0.42%
SCPH	F	-0.42%
MLKN	F	-0.41%
TPIC	D	-0.41%
ARAY	D	-0.41%
THRM	D	-0.41%
IRWD	F	-0.4%
SIGA	F	-0.39%
AVNW	F	-0.39%
INGN	D	-0.39%
STRO	D	-0.39%
LUNA	F	-0.39%
ATEC	C	-0.39%
SIBN	D	-0.39%
CERS	F	-0.38%
OPTN	F	-0.38%
SFIX	C	-0.38%
PRPL	F	-0.37%
RVNC	C	-0.37%
FATE	F	-0.37%
VRNT	F	-0.36%
XFOR	F	-0.36%
DOOO	F	-0.36%
PRTA	F	-0.35%
SEDG	F	-0.34%
TXG	F	-0.34%
VSAT	F	-0.33%
ADAP	F	-0.3%
CHRS	F	-0.29%
SCLX	F	-0.03%