FXD vs. HAPI ETF Comparison

Comparison of First Trust Consumer Discret. AlphaDEX (FXD) to Harbor Corporate Culture ETF (HAPI)

FXD

First Trust Consumer Discret. AlphaDEX

FXD Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Consumer Discretionary Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the consumer discretionary sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$64.70

Average Daily Volume

29,978

Number of Holdings ^*

119

* may have additional holdings in another (foreign) market

HAPI

Harbor Corporate Culture ETF

HAPI Description

The fund invests at least 80% of its total assets in securities that are included in the index. The index consists of a modified market capitalization-weighted portfolio of equity securities of approximately 150 U.S. companies identified by Irrational Capital LLC ("Irrational Capital") as those the advisor believes to possess strong corporate culture based on its proprietary scoring methodology.

Grade (RS Rating)

Last Trade

$35.68

Average Daily Volume

5,160

Number of Holdings ^*

150

* may have additional holdings in another (foreign) market

Performance

Period	FXD	HAPI
30 Days	0.75%	0.56%
60 Days	5.02%	5.24%
90 Days	8.06%	6.73%
12 Months	25.95%	34.65%

14 Overlapping Holdings

Symbol	Grade	Weight in FXD	Weight in HAPI	Overlap
AMZN	B	0.29%	5.02%	0.29%
BKNG	A	0.63%	1.5%	0.63%
DAL	A	1.28%	0.23%	0.23%
EBAY	D	0.77%	0.29%	0.29%
EXPE	A	1.27%	0.26%	0.26%
F	C	1.12%	0.15%	0.15%
HLT	A	0.58%	0.57%	0.57%
LUV	A	0.57%	0.1%	0.1%
NFLX	A	0.61%	1.07%	0.61%
NKE	D	0.22%	0.33%	0.22%
PHM	D	1.23%	0.11%	0.11%
RBLX	B	1.3%	0.07%	0.07%
SPOT	A	1.46%	0.15%	0.15%
TTD	B	0.98%	0.16%	0.16%

FXD Overweight 105 Positions Relative to HAPI

Symbol	Grade	Weight
UAL	A	2.02%
CVNA	A	1.87%
RCL	A	1.68%
GM	A	1.67%
LAD	A	1.57%
DUOL	B	1.51%
DDS	B	1.41%
VAC	B	1.41%
PVH	C	1.41%
CPNG	C	1.38%
TOL	B	1.34%
BWA	A	1.3%
TKO	C	1.29%
LYV	A	1.23%
NXST	D	1.23%
LEN	D	1.23%
BYD	A	1.21%
LEA	F	1.2%
DHI	D	1.19%
SN	C	1.19%
KSS	F	1.17%
HOG	D	1.16%
FOXA	A	1.14%
M	C	1.13%
BFAM	F	1.12%
GNTX	C	1.11%
COST	B	1.11%
WHR	A	1.1%
CRI	D	1.09%
BURL	C	1.08%
HRB	D	1.08%
THO	B	1.08%
PAG	A	1.07%
NCLH	B	1.07%
GAP	C	1.07%
LKQ	D	1.04%
APTV	F	1.04%
SKX	D	1.03%
AN	D	1.01%
DG	F	1.0%
PLNT	A	0.94%
RL	B	0.93%
LOPE	B	0.93%
PII	F	0.91%
ALK	A	0.91%
TXRH	A	0.9%
TPR	A	0.89%
SIRI	C	0.89%
FIVE	F	0.84%
JWN	A	0.83%
COLM	B	0.83%
ULTA	D	0.82%
H	B	0.82%
BBWI	C	0.81%
AAP	D	0.81%
DKS	D	0.78%
TGT	D	0.78%
YETI	F	0.77%
IPG	F	0.77%
CROX	F	0.76%
UHAL	D	0.75%
WSM	F	0.7%
CCL	A	0.69%
GRMN	B	0.65%
MSGS	B	0.59%
DECK	A	0.58%
BJ	B	0.58%
DIS	A	0.56%
MUSA	A	0.56%
MAT	C	0.55%
LVS	C	0.55%
DRI	B	0.55%
TJX	A	0.54%
TSCO	D	0.54%
UBER	C	0.53%
CZR	F	0.53%
HD	A	0.53%
MGM	D	0.52%
NVR	D	0.51%
GPC	D	0.48%
BBY	C	0.47%
WING	F	0.43%
TNL	A	0.3%
TSLA	B	0.29%
CPRT	A	0.28%
CHDN	C	0.28%
NWSA	B	0.28%
SBUX	A	0.26%
KMX	B	0.26%
TPX	A	0.26%
RH	C	0.26%
AZO	C	0.26%
NYT	D	0.26%
ARMK	C	0.26%
SITE	D	0.26%
OMC	C	0.26%
OLLI	D	0.26%
MCD	D	0.25%
ROL	A	0.25%
LOW	A	0.25%
WYNN	D	0.24%
ROST	D	0.24%
HAS	D	0.23%
FND	F	0.21%
COTY	F	0.2%

FXD Underweight 136 Positions Relative to HAPI

Symbol	Grade	Weight
NVDA	B	-8.15%
AAPL	C	-5.05%
MSFT	D	-4.23%
JPM	A	-3.81%
META	C	-3.31%
LLY	F	-3.23%
GOOGL	B	-3.22%
GOOG	B	-2.83%
MA	A	-2.53%
JNJ	D	-2.05%
CVX	A	-1.97%
BAC	A	-1.82%
XLC	B	-1.56%
PG	C	-1.48%
CAT	B	-1.14%
BSX	B	-1.1%
GE	D	-1.06%
ISRG	A	-1.0%
AMGN	D	-1.0%
MS	A	-0.99%
CRM	A	-0.98%
KO	D	-0.93%
HON	A	-0.92%
AXP	A	-0.91%
LMT	D	-0.87%
PEP	F	-0.85%
AMAT	F	-0.82%
PFE	F	-0.8%
MELI	D	-0.76%
CSCO	B	-0.75%
ADBE	F	-0.73%
GILD	B	-0.7%
AMD	F	-0.69%
BX	A	-0.69%
MAR	A	-0.68%
DE	D	-0.65%
NOW	B	-0.64%
SO	C	-0.63%
FCX	F	-0.62%
TXN	C	-0.62%
IBM	D	-0.61%
DUK	C	-0.58%
QCOM	F	-0.57%
INTU	A	-0.57%
PLD	D	-0.55%
WMB	A	-0.54%
ABNB	C	-0.5%
GEV	A	-0.5%
KKR	A	-0.5%
NOC	D	-0.48%
EQIX	B	-0.46%
ZTS	D	-0.45%
CME	A	-0.43%
GWW	A	-0.42%
ADP	B	-0.39%
SLB	C	-0.38%
BDX	F	-0.37%
MDLZ	F	-0.36%
MO	A	-0.36%
PANW	B	-0.34%
URI	B	-0.32%
INTC	C	-0.32%
TRV	A	-0.32%
SPG	A	-0.31%
LULU	C	-0.31%
CTVA	D	-0.31%
ANET	C	-0.29%
CL	D	-0.29%
DD	D	-0.29%
LHX	B	-0.29%
DOW	F	-0.29%
CMI	A	-0.27%
BKR	A	-0.26%
KLAC	F	-0.26%
OXY	F	-0.26%
EXC	C	-0.25%
SNPS	C	-0.25%
PWR	A	-0.25%
MRVL	B	-0.24%
CDNS	B	-0.24%
ED	D	-0.23%
STLD	B	-0.21%
A	D	-0.21%
EIX	C	-0.21%
ALNY	D	-0.2%
EW	C	-0.2%
ADSK	B	-0.2%
CRWD	B	-0.2%
RMD	C	-0.2%
BLDR	D	-0.19%
FTNT	A	-0.19%
HIG	C	-0.19%
EXR	C	-0.19%
ACGL	C	-0.19%
FICO	A	-0.17%
KMB	C	-0.17%
AEE	A	-0.16%
NDAQ	A	-0.16%
DTE	C	-0.16%
WDAY	B	-0.16%
GIS	D	-0.15%
GEHC	D	-0.15%
SYF	A	-0.15%
MSCI	A	-0.15%
SBAC	D	-0.14%
BRO	B	-0.14%
STZ	D	-0.14%
CINF	A	-0.13%
IT	B	-0.13%
TEAM	A	-0.13%
BAH	D	-0.13%
CBOE	D	-0.12%
HPQ	B	-0.12%
PFG	C	-0.12%
ARES	B	-0.12%
ESS	A	-0.11%
LII	B	-0.11%
HUBS	A	-0.1%
BR	A	-0.09%
HPE	B	-0.09%
ROK	A	-0.09%
MOH	F	-0.09%
ANSS	B	-0.09%
BG	D	-0.08%
NTAP	D	-0.08%
BMRN	F	-0.07%
CPT	D	-0.07%
DOC	D	-0.07%
FDS	A	-0.06%
ZBRA	B	-0.06%
TRMB	A	-0.05%
TER	F	-0.05%
MDB	C	-0.05%
J	D	-0.05%
EPAM	B	-0.04%
BSY	D	-0.03%