FUTY vs. FYT ETF Comparison

Comparison of Fidelity MSCI Utilities Index ETF (FUTY) to First Trust Small Cap Value AlphaDEX Fund (FYT)

FUTY

Fidelity MSCI Utilities Index ETF

FUTY Description

The investment seeks to provide investment returns that correspond, before fees and expenses, generally to the performance of the MSCI USA IMI Utilities Index. Investing at least 80% of assets in securities included in the fund's underlying index. The fund's underlying index is the MSCI USA IMI Utilities Index, which represents the performance of the utilities sector in the U.S. equity market. It may or may not hold all of the securities in the MSCI USA IMI Utilities Index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$51.65

Average Daily Volume

186,411

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$55.28

Average Daily Volume

19,019

Number of Holdings ^*

251

* may have additional holdings in another (foreign) market

Performance

Period	FUTY	FYT
30 Days	7.19%	-0.11%
60 Days	12.40%	-3.99%
90 Days	18.36%	7.28%
12 Months	40.80%	18.86%

11 Overlapping Holdings

Symbol	Grade	Weight in FUTY	Weight in FYT	Overlap
AVA	B	0.23%	0.65%	0.23%
CPK	B	0.21%	0.27%	0.21%
CWEN	A	0.18%	0.14%	0.14%
CWEN	A	0.07%	0.14%	0.07%
CWT	D	0.24%	0.26%	0.24%
HE	F	0.1%	0.72%	0.1%
NWE	A	0.26%	0.67%	0.26%
NWN	B	0.12%	0.65%	0.12%
PNM	B	0.28%	0.4%	0.28%
SJW	F	0.14%	0.38%	0.14%
SR	B	0.29%	0.65%	0.29%

FUTY Overweight 55 Positions Relative to FYT

Symbol	Grade	Weight
NEE	B	13.26%
SO	B	7.5%
DUK	B	6.93%
CEG	C	4.79%
AEP	C	4.22%
SRE	B	4.03%
D	C	3.74%
PEG	B	3.22%
PCG	C	3.1%
EXC	B	3.08%
ED	B	2.77%
XEL	B	2.74%
EIX	B	2.53%
VST	B	2.37%
WEC	B	2.32%
AWK	C	2.22%
ETR	A	2.09%
DTE	A	1.99%
FE	B	1.85%
ES	B	1.84%
PPL	A	1.84%
AEE	B	1.74%
CMS	B	1.61%
ATO	B	1.59%
CNP	C	1.38%
NRG	B	1.28%
NI	B	1.18%
LNT	A	1.18%
EVRG	B	1.09%
AES	C	1.03%
PNW	C	0.79%
WTRG	D	0.78%
OGE	B	0.63%
NFG	B	0.41%
IDA	B	0.4%
POR	B	0.39%
UGI	B	0.38%
NJR	C	0.36%
OGS	B	0.32%
SWX	C	0.32%
BKH	B	0.32%
ORA	B	0.31%
ALE	A	0.28%
MGEE	C	0.25%
AWR	C	0.24%
OTTR	F	0.23%
NEP	C	0.18%
MSEX	C	0.09%
NOVA	D	0.09%
UTL	C	0.08%
YORW	D	0.04%
GNE	F	0.02%
MNTK	D	0.02%
AMPS	F	0.02%
OKLO	D	0.01%

FUTY Underweight 241 Positions Relative to FYT

Symbol	Grade	Weight
PRG	C	-0.83%
CCS	C	-0.77%
BZH	B	-0.74%
PHIN	C	-0.74%
CNX	B	-0.73%
NMIH	C	-0.72%
EBC	C	-0.72%
INVA	C	-0.71%
BNL	B	-0.7%
UAA	C	-0.7%
LZB	C	-0.69%
GHC	B	-0.68%
ATSG	C	-0.68%
WMK	D	-0.67%
GEF	C	-0.66%
EIG	C	-0.66%
UVV	D	-0.65%
ENVA	C	-0.65%
HPP	F	-0.65%
LGIH	D	-0.65%
SPB	B	-0.64%
TGNA	C	-0.64%
IMKTA	D	-0.63%
EFSC	D	-0.62%
GDEN	D	-0.62%
STBA	D	-0.62%
RLJ	D	-0.61%
NX	F	-0.61%
BKU	D	-0.61%
CUBI	F	-0.61%
RYI	F	-0.61%
KOP	F	-0.6%
SBH	B	-0.6%
FCF	D	-0.6%
RC	F	-0.6%
CNO	C	-0.6%
HIW	C	-0.6%
AAT	C	-0.58%
CABO	F	-0.58%
CXW	F	-0.58%
INDB	D	-0.58%
OLPX	D	-0.58%
CALM	B	-0.57%
HTZ	F	-0.57%
JBT	C	-0.57%
SNDR	B	-0.56%
OCFC	B	-0.56%
DNOW	F	-0.56%
GES	F	-0.56%
FRME	D	-0.55%
CATY	C	-0.55%
FFBC	D	-0.55%
ADNT	D	-0.54%
REVG	D	-0.53%
SCHL	D	-0.53%
CRI	D	-0.52%
WGO	D	-0.52%
PFBC	D	-0.52%
NAVI	D	-0.52%
IBOC	D	-0.52%
ALGT	D	-0.51%
SAH	D	-0.51%
PEBO	D	-0.51%
VSCO	C	-0.51%
HUBG	C	-0.51%
WERN	C	-0.5%
VSH	F	-0.5%
ABR	B	-0.5%
ARCH	D	-0.5%
PRDO	D	-0.49%
USM	C	-0.48%
ANDE	D	-0.48%
SASR	C	-0.48%
KSS	D	-0.48%
ABM	D	-0.48%
FBNC	C	-0.48%
REZI	D	-0.48%
CRC	C	-0.47%
PATK	C	-0.47%
LILAK	D	-0.47%
CENTA	F	-0.47%
MATW	F	-0.46%
PARR	F	-0.46%
CRK	C	-0.46%
TALO	F	-0.45%
PDCO	F	-0.44%
SFNC	C	-0.44%
VBTX	C	-0.44%
SSTK	F	-0.44%
TOWN	D	-0.44%
HOPE	D	-0.43%
BANR	C	-0.43%
EPC	F	-0.43%
ADV	D	-0.43%
LGND	D	-0.43%
SLVM	C	-0.42%
CTOS	F	-0.42%
OI	D	-0.42%
BKE	B	-0.42%
OFG	C	-0.42%
AMN	F	-0.42%
MSGE	B	-0.42%
CASH	D	-0.42%
DAN	D	-0.41%
JELD	D	-0.41%
BXC	D	-0.41%
OMI	D	-0.41%
AX	D	-0.41%
NWBI	D	-0.41%
CENX	C	-0.41%
FIBK	C	-0.4%
FHB	D	-0.4%
KMT	B	-0.39%
MCRI	B	-0.39%
WSBC	D	-0.39%
RNST	D	-0.39%
WSFS	D	-0.39%
ARCB	D	-0.38%
OMCL	C	-0.38%
NBHC	D	-0.38%
UNF	B	-0.38%
FHI	B	-0.38%
APOG	B	-0.38%
KOS	F	-0.37%
ODP	F	-0.36%
MLKN	F	-0.36%
ICUI	C	-0.36%
KN	D	-0.36%
EQC	D	-0.36%
ECVT	F	-0.35%
HTLD	F	-0.35%
NMRK	B	-0.35%
MODG	F	-0.34%
CBRL	D	-0.34%
CHGG	F	-0.34%
MRTN	D	-0.33%
ZD	D	-0.33%
CMCO	D	-0.33%
VRTS	F	-0.32%
PLUS	B	-0.32%
DEI	B	-0.31%
DIOD	F	-0.3%
VAC	D	-0.3%
WAFD	D	-0.3%
GEO	F	-0.3%
ROIC	C	-0.3%
DORM	C	-0.3%
HELE	D	-0.3%
GTY	C	-0.29%
ALEX	C	-0.28%
BDC	B	-0.28%
CSGS	C	-0.28%
CNXN	B	-0.28%
PRIM	B	-0.28%
UCBI	B	-0.28%
SBCF	D	-0.28%
LCII	C	-0.28%
AUB	D	-0.28%
NIC	D	-0.28%
TCBI	C	-0.28%
MCY	C	-0.27%
BUSE	D	-0.27%
SRCE	D	-0.27%
TCBK	D	-0.27%
OEC	F	-0.27%
VCTR	B	-0.27%
NHC	D	-0.27%
DFIN	D	-0.27%
HTH	D	-0.26%
PTVE	D	-0.26%
SAFT	D	-0.26%
DEA	D	-0.26%
KLG	D	-0.26%
TRMK	D	-0.26%
FULT	D	-0.26%
SNEX	C	-0.26%
PSMT	B	-0.26%
GOGO	F	-0.25%
XHR	B	-0.25%
EAT	C	-0.25%
PBH	C	-0.25%
CVBF	D	-0.25%
TRS	C	-0.24%
PCRX	F	-0.24%
LNN	C	-0.24%
SHEN	F	-0.23%
HLF	F	-0.23%
MTX	D	-0.21%
BLMN	F	-0.21%
FOXF	F	-0.21%
STRA	F	-0.2%
KALU	D	-0.19%
FDP	C	-0.16%
PFS	C	-0.16%
FBK	C	-0.15%
CBU	D	-0.15%
PLXS	B	-0.15%
CVCO	B	-0.15%
BOOT	B	-0.15%
LTH	C	-0.15%
HNI	C	-0.14%
MWA	B	-0.14%
NBTB	D	-0.14%
JBGS	C	-0.14%
STC	C	-0.14%
BHLB	C	-0.14%
BMBL	F	-0.14%
OII	D	-0.13%
PGRE	D	-0.13%
ATUS	C	-0.13%
KFY	C	-0.13%
LXP	C	-0.13%
PPBI	D	-0.13%
SHOO	B	-0.13%
GNW	C	-0.13%
WD	B	-0.13%
NNI	C	-0.13%
THS	C	-0.13%
ADUS	C	-0.13%
FBP	C	-0.13%
ENOV	F	-0.12%
CAKE	B	-0.12%
NVEE	F	-0.12%
KFRC	F	-0.12%
VSAT	F	-0.12%
THRM	F	-0.12%
APAM	C	-0.12%
AIN	F	-0.12%
ASB	D	-0.12%
HMN	C	-0.12%
CMTG	F	-0.12%
SCL	D	-0.11%
XRX	D	-0.11%
CTS	D	-0.11%
WOR	F	-0.11%
OXM	F	-0.1%
ROG	D	-0.1%
GO	F	-0.09%
DK	F	-0.09%
HI	F	-0.08%
IART	F	-0.07%