FTA vs. IMCB ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to iShares Morningstar Mid-Cap ETF (IMCB)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$72.76

Average Daily Volume

38,173

Number of Holdings ^*

185

* may have additional holdings in another (foreign) market

IMCB

iShares Morningstar Mid-Cap ETF

IMCB Description

IMCB is a passively-managed portfolio that offers exposure to a blend of growth and value stocks in the US mid-cap space. Stocks are selected based on Morningstars index methodology that uses fundamental factors. This methodology identifies growth securities as those with relatively above-average historical and forecasted earnings, sales, equity, and cash flow growth, while value securities as those with relatively low valuations based on price-to-book ratios, price-to-earnings ratios and other factors. The underlying index is reconstituted twice annually and rebalanced quarterly. Prior to March 19, 2021, the fund tracked the Morningstar US Mid Core Index under the ticker JKG.

Grade (RS Rating)

Last Trade

$69.90

Average Daily Volume

27,251

Number of Holdings ^*

447

* may have additional holdings in another (foreign) market

Performance

Period	FTA	IMCB
30 Days	-2.00%	-0.64%
60 Days	-2.12%	-0.70%
90 Days	-3.63%	-2.21%
12 Months	11.86%	13.21%

138 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in IMCB	Overlap
ACGL	C	1.02%	0.37%	0.37%
ADM	C	0.9%	0.31%	0.31%
AEE	D	0.72%	0.19%	0.19%
AEP	C	0.56%	0.46%	0.46%
AFL	B	0.57%	0.46%	0.46%
AIG	D	0.72%	0.5%	0.5%
APTV	F	0.81%	0.19%	0.19%
ARE	C	0.16%	0.18%	0.16%
ATO	D	0.54%	0.17%	0.17%
AWK	B	0.19%	0.25%	0.19%
BBY	C	0.56%	0.16%	0.16%
BEN	F	0.6%	0.06%	0.06%
BG	B	0.98%	0.16%	0.16%
BIIB	C	0.4%	0.33%	0.33%
BKR	C	0.56%	0.35%	0.35%
CAG	D	0.72%	0.13%	0.13%
CE	F	0.59%	0.15%	0.15%
CF	F	0.84%	0.13%	0.13%
CFG	B	0.71%	0.17%	0.17%
CHTR	C	0.38%	0.3%	0.3%
CINF	C	0.88%	0.19%	0.19%
CMS	D	0.37%	0.17%	0.17%
CNC	D	0.47%	0.35%	0.35%
CNP	B	0.59%	0.19%	0.19%
COF	D	0.67%	0.53%	0.53%
CPB	B	0.38%	0.09%	0.09%
CPNG	C	0.22%	0.25%	0.22%
CTRA	D	0.9%	0.2%	0.2%
CTSH	C	0.51%	0.34%	0.34%
CTVA	D	0.17%	0.37%	0.17%
D	C	0.55%	0.41%	0.41%
DD	C	0.19%	0.33%	0.19%
DG	F	0.15%	0.28%	0.15%
DGX	C	0.56%	0.15%	0.15%
DHI	D	0.8%	0.41%	0.41%
DOV	D	0.18%	0.24%	0.18%
DOW	D	0.17%	0.37%	0.17%
DTE	D	0.74%	0.22%	0.22%
DVN	D	0.88%	0.3%	0.3%
EBAY	B	0.75%	0.27%	0.27%
ED	D	0.92%	0.31%	0.31%
EG	D	0.9%	0.16%	0.16%
EIX	C	0.56%	0.27%	0.27%
EPAM	F	0.12%	0.1%	0.1%
EQR	B	0.59%	0.23%	0.23%
EQT	D	0.94%	0.15%	0.15%
ETR	D	0.95%	0.22%	0.22%
EXC	D	0.69%	0.34%	0.34%
EXPD	B	0.19%	0.17%	0.17%
F	B	0.86%	0.51%	0.51%
FANG	B	0.94%	0.35%	0.35%
FE	C	0.37%	0.19%	0.19%
FITB	D	0.53%	0.25%	0.25%
FNF	D	0.17%	0.12%	0.12%
FOXA	B	0.41%	0.08%	0.08%
GIS	D	0.34%	0.36%	0.34%
GLW	B	0.21%	0.3%	0.21%
GM	B	0.94%	0.53%	0.53%
GPC	D	0.33%	0.19%	0.19%
GPN	D	0.39%	0.25%	0.25%
HAL	F	0.64%	0.3%	0.3%
HBAN	D	0.69%	0.19%	0.19%
HIG	C	0.54%	0.3%	0.3%
HPE	C	1.11%	0.27%	0.27%
HPQ	C	0.63%	0.34%	0.34%
HRL	F	0.32%	0.09%	0.09%
HSY	F	0.35%	0.27%	0.27%
HUM	C	0.39%	0.45%	0.39%
INCY	D	0.59%	0.1%	0.1%
IPG	F	0.49%	0.11%	0.11%
J	D	0.17%	0.17%	0.17%
JBHT	F	0.3%	0.13%	0.13%
JBL	F	0.44%	0.13%	0.13%
JCI	D	0.38%	0.45%	0.38%
K	D	0.18%	0.15%	0.15%
KDP	D	0.61%	0.36%	0.36%
KEY	C	0.32%	0.14%	0.14%
KHC	D	0.65%	0.29%	0.29%
KIM	B	0.73%	0.13%	0.13%
KMB	B	0.2%	0.46%	0.2%
KMI	B	0.81%	0.39%	0.39%
KR	C	0.47%	0.34%	0.34%
L	D	0.72%	0.14%	0.14%
LEN	D	0.81%	0.01%	0.01%
LEN	D	0.81%	0.34%	0.34%
LHX	B	0.19%	0.42%	0.19%
LKQ	F	0.58%	0.11%	0.11%
LNG	B	1.0%	0.4%	0.4%
LUV	D	0.53%	0.17%	0.17%
LYB	D	0.7%	0.25%	0.25%
MAA	C	0.4%	0.16%	0.16%
MKL	D	0.97%	0.2%	0.2%
MOH	F	0.13%	0.17%	0.13%
MRO	B	0.94%	0.16%	0.16%
MTB	C	0.76%	0.25%	0.25%
NUE	F	0.73%	0.37%	0.37%
NWSA	B	0.58%	0.1%	0.1%
OC	D	0.96%	0.15%	0.15%
OKE	B	0.55%	0.48%	0.48%
OMC	D	0.17%	0.17%	0.17%
PCG	D	0.78%	0.37%	0.37%
PEG	B	0.82%	0.37%	0.37%
PKG	C	0.36%	0.16%	0.16%
POOL	F	0.14%	0.11%	0.11%
PPG	D	0.16%	0.29%	0.16%
PRU	B	0.18%	0.43%	0.18%
RF	B	0.68%	0.19%	0.19%
RJF	D	0.17%	0.23%	0.17%
RS	D	0.63%	0.16%	0.16%
SNA	F	0.48%	0.13%	0.13%
SRE	B	0.79%	0.47%	0.47%
SSNC	B	0.36%	0.13%	0.13%
STLD	D	0.79%	0.19%	0.19%
STT	C	0.52%	0.22%	0.22%
SWKS	C	0.73%	0.17%	0.17%
SYF	B	0.77%	0.19%	0.19%
SYY	D	0.16%	0.35%	0.16%
TDY	D	0.49%	0.18%	0.18%
TEL	B	0.77%	0.46%	0.46%
TROW	C	0.52%	0.25%	0.25%
TRV	D	0.34%	0.47%	0.34%
TSCO	D	0.19%	0.29%	0.19%
TXT	D	0.34%	0.16%	0.16%
UAL	D	0.94%	0.16%	0.16%
UHAL	D	0.49%	0.0%	0.0%
UHAL	D	0.49%	0.06%	0.06%
VLO	D	0.84%	0.51%	0.51%
VTR	A	0.44%	0.21%	0.21%
VTRS	D	0.66%	0.13%	0.13%
WBD	F	0.63%	0.16%	0.16%
WEC	D	0.36%	0.24%	0.24%
WLK	D	0.36%	0.05%	0.05%
WPC	D	0.74%	0.12%	0.12%
WRB	C	0.16%	0.16%	0.16%
WY	F	0.14%	0.2%	0.14%
XEL	D	0.75%	0.29%	0.29%
ZBH	D	0.31%	0.22%	0.22%
ZM	F	0.33%	0.14%	0.14%

FTA Overweight 49 Positions Relative to IMCB

Symbol	Grade	Weight
T	B	1.0%
CVX	D	0.93%
XOM	D	0.92%
BRK.A	C	0.91%
EOG	D	0.91%
OXY	D	0.9%
COP	D	0.84%
CMCSA	F	0.83%
PSX	D	0.8%
MPC	D	0.8%
CB	C	0.76%
WFC	C	0.74%
VZ	B	0.73%
C	B	0.73%
CVS	D	0.68%
GS	A	0.58%
BAC	B	0.57%
DUK	C	0.57%
BMY	F	0.57%
FDX	B	0.56%
CSCO	D	0.52%
GILD	C	0.51%
PNC	C	0.51%
DE	F	0.5%
USB	D	0.49%
NEE	D	0.43%
APD	D	0.41%
HCA	C	0.39%
CRBG	C	0.38%
MS	B	0.38%
LMT	C	0.38%
MDLZ	D	0.36%
MDT	D	0.34%
UPS	D	0.34%
CI	D	0.34%
PYPL	D	0.33%
LOW	D	0.32%
TGT	D	0.31%
WMT	A	0.21%
QCOM	B	0.21%
REGN	B	0.2%
RTX	D	0.19%
ELV	C	0.19%
GD	D	0.19%
UNH	D	0.18%
PFE	C	0.18%
NKE	F	0.18%
JNJ	F	0.17%
INTC	C	0.13%

FTA Underweight 309 Positions Relative to IMCB

Symbol	Grade	Weight
EW	B	-0.55%
CARR	C	-0.53%
TFC	B	-0.53%
ADSK	B	-0.53%
HLT	B	-0.53%
PCAR	D	-0.52%
WMB	B	-0.51%
PLTR	A	-0.51%
DLR	B	-0.5%
NSC	D	-0.49%
MCHP	C	-0.49%
AZO	C	-0.49%
CPRT	C	-0.48%
ROST	B	-0.48%
NEM	A	-0.48%
WDAY	D	-0.48%
GEV	B	-0.46%
DXCM	D	-0.45%
COIN	C	-0.45%
PSA	B	-0.45%
BK	B	-0.45%
SPG	C	-0.45%
O	C	-0.45%
TTD	A	-0.44%
URI	D	-0.43%
AMP	B	-0.43%
SMCI	B	-0.42%
STZ	B	-0.42%
ALL	D	-0.42%
FIS	B	-0.42%
GWW	C	-0.41%
CCI	D	-0.41%
HES	D	-0.41%
FTNT	C	-0.4%
OTIS	B	-0.39%
MSCI	C	-0.39%
VRSK	A	-0.39%
FERG	D	-0.39%
DDOG	B	-0.39%
MRNA	D	-0.39%
IDXX	D	-0.39%
FICO	A	-0.38%
DELL	C	-0.38%
IQV	D	-0.38%
AME	D	-0.38%
PAYX	D	-0.38%
MPWR	B	-0.38%
COR	C	-0.38%
IR	C	-0.37%
A	D	-0.37%
RCL	B	-0.37%
FAST	D	-0.36%
PWR	D	-0.36%
SQ	C	-0.36%
YUM	D	-0.36%
CMI	D	-0.36%
EA	B	-0.34%
IT	B	-0.34%
ODFL	C	-0.34%
DASH	C	-0.33%
MLM	D	-0.33%
LULU	F	-0.33%
DFS	B	-0.33%
VRT	C	-0.32%
HWM	C	-0.32%
XYL	D	-0.32%
EXR	B	-0.32%
VMC	D	-0.32%
ALNY	A	-0.31%
ON	C	-0.31%
KVUE	F	-0.31%
HUBS	C	-0.3%
GEHC	D	-0.3%
DAL	D	-0.3%
CSGP	F	-0.3%
ROK	D	-0.3%
TEAM	C	-0.29%
VICI	D	-0.29%
AVB	B	-0.29%
MTD	D	-0.29%
TRGP	A	-0.29%
CDW	D	-0.29%
EFX	B	-0.29%
RMD	C	-0.28%
ANSS	C	-0.28%
VST	C	-0.28%
IRM	B	-0.27%
NTAP	A	-0.27%
VEEV	D	-0.27%
WTW	B	-0.27%
WAB	D	-0.27%
NET	B	-0.26%
PINS	B	-0.26%
CHD	C	-0.26%
CBRE	C	-0.26%
GRMN	C	-0.25%
ARES	C	-0.25%
WDC	B	-0.25%
FTV	D	-0.25%
KEYS	D	-0.24%
DECK	C	-0.24%
IFF	B	-0.24%
TTWO	C	-0.24%
EL	F	-0.24%
NDAQ	C	-0.23%
TER	A	-0.23%
BR	B	-0.23%
WST	F	-0.23%
CAH	D	-0.23%
STE	C	-0.22%
PTC	B	-0.22%
PHM	D	-0.22%
FSLR	C	-0.22%
DLTR	F	-0.22%
BRO	B	-0.22%
VLTO	D	-0.22%
NVR	D	-0.22%
INVH	A	-0.21%
STX	B	-0.21%
AXON	C	-0.21%
LPLA	B	-0.21%
TYL	A	-0.21%
FCNCA	C	-0.21%
BAH	C	-0.2%
LDOS	B	-0.2%
ES	C	-0.2%
PPL	D	-0.2%
MSTR	D	-0.2%
SBAC	F	-0.2%
ENTG	B	-0.2%
PFG	D	-0.19%
ULTA	D	-0.19%
CPAY	D	-0.19%
BALL	D	-0.19%
GDDY	A	-0.19%
PSTG	B	-0.19%
CSL	C	-0.19%
RBLX	B	-0.19%
HUBB	C	-0.19%
DRI	D	-0.18%
SNAP	B	-0.18%
DKNG	F	-0.18%
MKC	C	-0.18%
ALGN	D	-0.18%
ZS	B	-0.18%
MDB	D	-0.18%
BAX	C	-0.17%
ILMN	D	-0.17%
EME	D	-0.17%
WAT	D	-0.17%
WSM	D	-0.17%
DPZ	D	-0.17%
LII	B	-0.17%
HOLX	C	-0.17%
LVS	F	-0.17%
LH	C	-0.17%
COO	D	-0.17%
AVY	D	-0.17%
NTRS	C	-0.17%
APP	B	-0.17%
ESS	B	-0.17%
CCL	C	-0.17%
EXPE	C	-0.16%
FDS	C	-0.16%
ZBRA	C	-0.16%
TSN	D	-0.16%
NRG	D	-0.16%
BLDR	F	-0.16%
WSO	B	-0.16%
CLX	D	-0.16%
SUI	C	-0.15%
NTNX	C	-0.15%
IEX	D	-0.15%
FWONK	B	-0.15%
IP	C	-0.15%
BURL	B	-0.15%
MANH	B	-0.15%
OKTA	C	-0.15%
VRSN	C	-0.15%
BMRN	C	-0.15%
NTRA	B	-0.14%
RPM	D	-0.14%
TRMB	C	-0.14%
HEI	B	-0.14%
PODD	C	-0.14%
IBKR	B	-0.14%
RGA	C	-0.14%
DOC	B	-0.14%
AKAM	F	-0.14%
NBIX	C	-0.14%
AMCR	D	-0.14%
AVTR	D	-0.14%
CASY	B	-0.14%
SRPT	C	-0.14%
TPL	B	-0.14%
MAS	D	-0.14%
TRU	C	-0.14%
LYV	C	-0.14%
GEN	B	-0.14%
ROL	A	-0.14%
EQH	B	-0.13%
NVT	D	-0.13%
RVTY	D	-0.13%
NI	B	-0.13%
LNT	B	-0.13%
THC	C	-0.13%
ENPH	F	-0.13%
GGG	D	-0.13%
TOL	D	-0.12%
CPT	B	-0.12%
KMX	C	-0.12%
ACM	D	-0.12%
NDSN	D	-0.12%
SJM	D	-0.12%
JNPR	B	-0.12%
BLD	D	-0.12%
AMH	A	-0.12%
LW	F	-0.12%
EVRG	D	-0.12%
FLEX	D	-0.12%
SWK	D	-0.12%
UTHR	B	-0.12%
JKHY	C	-0.12%
USFD	C	-0.12%
UDR	B	-0.12%
TW	C	-0.12%
XPO	C	-0.12%
HST	D	-0.12%
SAIA	C	-0.12%
PNR	D	-0.12%
WING	B	-0.12%
AES	D	-0.12%
DT	F	-0.12%
OVV	D	-0.12%
WRK	C	-0.12%
BJ	B	-0.11%
LECO	F	-0.11%
TTEK	D	-0.11%
APA	F	-0.11%
ALLY	B	-0.11%
WMS	D	-0.11%
RNR	D	-0.11%
UHS	C	-0.11%
DOCU	C	-0.11%
CLH	B	-0.11%
TECH	D	-0.11%
QRVO	B	-0.11%
ALB	F	-0.11%
EMN	D	-0.11%
ELS	C	-0.11%
GLPI	B	-0.11%
DKS	C	-0.11%
HOOD	B	-0.11%
TWLO	D	-0.1%
AR	D	-0.1%
BXP	C	-0.1%
AOS	D	-0.1%
CHDN	B	-0.1%
TFX	C	-0.1%
HII	D	-0.1%
PFGC	D	-0.1%
FFIV	C	-0.1%
MEDP	C	-0.1%
ALLE	D	-0.1%
MGM	B	-0.1%
FND	F	-0.1%
SCI	C	-0.1%
CRL	F	-0.1%
REG	B	-0.1%
RPRX	F	-0.1%
FIX	D	-0.1%
CG	C	-0.09%
CHK	D	-0.09%
CCK	F	-0.09%
CNM	D	-0.09%
DINO	D	-0.09%
RRX	F	-0.09%
TAP	F	-0.09%
CNH	F	-0.09%
MOS	F	-0.09%
CELH	F	-0.09%
WTRG	C	-0.09%
AFG	D	-0.09%
ERIE	C	-0.09%
HEI	B	-0.09%
DAY	F	-0.08%
EXAS	D	-0.08%
ACI	F	-0.08%
MORN	B	-0.08%
UNM	D	-0.08%
WBA	F	-0.08%
WYNN	D	-0.08%
BSY	D	-0.07%
DVA	C	-0.07%
SOLV	F	-0.07%
PAYC	F	-0.07%
SNX	D	-0.06%
BRKR	F	-0.06%
PCOR	C	-0.06%
U	F	-0.05%
AZPN	D	-0.05%
COTY	F	-0.04%
FOX	B	-0.04%
AGR	C	-0.03%
PAG	D	-0.03%
NWS	B	-0.03%
ALAB	D	-0.02%
SIRI	C	-0.02%
FWONA	C	-0.01%