EFIV vs. OUSA ETF Comparison

Comparison of SPDR S&P 500 ESG ETF (EFIV) to O'Shares FTSE U.S. Quality Dividend ETF (OUSA)

EFIV

SPDR S&P 500 ESG ETF

EFIV Description

• Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P 500 ESG Index • EFIV is designed to track an index that is designed to select S&P 500 firms meeting certain sustainability criteria (criteria related to environmental, social and governance factors) while maintaining similar overall industry group weights as the S&P 500 Index • EFIV may serve as a potential ESG core exposure, based on its focus on sustainability criteria and comprehensive market coverage of the flagship core S&P 500 Index

Grade (RS Rating)

Last Trade

$57.77

Average Daily Volume

109,257

Number of Holdings ^*

313

* may have additional holdings in another (foreign) market

OUSA

O'Shares FTSE U.S. Quality Dividend ETF

OUSA Description

The investment seeks to track the performance (before fees and expenses) of its target index, the FTSE US Qual / Vol / Yield Factor 5% Capped Index (the "target index"). The U.S. target index is designed to measure the performance of publicly-listed large-capitalization and mid-capitalization dividend-paying issuers in the United States that meet certain market capitalization, liquidity, high quality, low volatility and dividend yield thresholds, as determined by FTSE-Russell (the "index provider"). Under normal market conditions, the fund will invest at least 80% of its total assets in the components of the U.S. target index.

Grade (RS Rating)

Last Trade

$54.59

Average Daily Volume

33,026

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	EFIV	OUSA
30 Days	2.81%	1.26%
60 Days	4.79%	1.99%
90 Days	5.59%	4.58%
12 Months	30.64%	25.26%

73 Overlapping Holdings

Symbol	Grade	Weight in EFIV	Weight in OUSA	Overlap
A	D	0.11%	0.16%	0.11%
AAPL	C	9.53%	4.96%	4.96%
ABBV	D	0.84%	0.87%	0.84%
ABT	B	0.56%	1.49%	0.56%
ACN	C	0.65%	2.77%	0.65%
ADP	B	0.35%	0.76%	0.35%
AME	A	0.13%	0.15%	0.13%
AMGN	D	0.45%	0.3%	0.3%
AON	A	0.23%	0.39%	0.23%
BLK	C	0.4%	0.55%	0.4%
CAT	B	0.52%	0.61%	0.52%
CB	C	0.3%	0.7%	0.3%
CBOE	B	0.06%	0.31%	0.06%
CL	D	0.21%	0.34%	0.21%
CMCSA	B	0.47%	3.75%	0.47%
CMI	A	0.14%	0.16%	0.14%
COST	B	1.15%	0.82%	0.82%
CSCO	B	0.66%	3.07%	0.66%
CSX	B	0.2%	0.29%	0.2%
CTAS	B	0.21%	1.11%	0.21%
DE	A	0.28%	0.21%	0.21%
EA	A	0.11%	0.56%	0.11%
EBAY	D	0.08%	0.33%	0.08%
ELV	F	0.27%	0.19%	0.19%
ETN	A	0.41%	0.32%	0.32%
GILD	C	0.32%	0.19%	0.19%
GIS	D	0.1%	0.11%	0.1%
GOOGL	C	2.92%	3.96%	2.92%
GWW	B	0.15%	0.29%	0.15%
HD	A	1.13%	5.35%	1.13%
HSY	F	0.08%	0.22%	0.08%
IEX	B	0.05%	0.17%	0.05%
ITW	B	0.21%	1.34%	0.21%
JPM	A	1.91%	0.47%	0.47%
KO	D	0.68%	0.76%	0.68%
KR	B	0.11%	0.08%	0.08%
LLY	F	1.79%	0.91%	0.91%
LOW	D	0.43%	1.48%	0.43%
MA	C	1.2%	3.95%	1.2%
MCD	D	0.59%	3.36%	0.59%
MCO	B	0.21%	0.63%	0.21%
MDLZ	F	0.25%	0.23%	0.23%
MDT	D	0.31%	0.29%	0.29%
MMC	B	0.31%	2.2%	0.31%
MRK	F	0.7%	3.95%	0.7%
MSCI	C	0.14%	0.53%	0.14%
MSFT	F	8.8%	4.78%	4.78%
NKE	D	0.26%	0.39%	0.26%
OTIS	C	0.11%	0.5%	0.11%
PAYX	C	0.13%	0.53%	0.13%
PCAR	B	0.17%	0.41%	0.17%
PEP	F	0.63%	0.79%	0.63%
PG	A	1.09%	2.62%	1.09%
QCOM	F	0.5%	0.62%	0.5%
SBUX	A	0.32%	0.69%	0.32%
SPGI	C	0.45%	0.43%	0.43%
SYK	C	0.37%	0.31%	0.31%
T	A	0.45%	0.77%	0.45%
TGT	F	0.2%	0.11%	0.11%
TJX	A	0.38%	1.39%	0.38%
TMUS	B	0.33%	1.06%	0.33%
TROW	B	0.07%	0.71%	0.07%
TSCO	D	0.08%	0.31%	0.08%
TT	A	0.26%	0.25%	0.25%
UNH	C	1.56%	1.86%	1.56%
UNP	C	0.41%	0.75%	0.41%
UPS	C	0.27%	0.67%	0.27%
V	A	1.44%	5.33%	1.44%
VRSK	A	0.11%	0.15%	0.11%
WM	A	0.23%	0.39%	0.23%
WMT	A	1.03%	0.47%	0.47%
YUM	B	0.11%	0.57%	0.11%
ZTS	D	0.22%	0.47%	0.22%

EFIV Overweight 240 Positions Relative to OUSA

Symbol	Grade	Weight
NVDA	C	10.02%
TSLA	B	2.55%
GOOG	C	2.42%
XOM	B	1.5%
CRM	B	0.92%
BAC	A	0.86%
CVX	A	0.75%
ADBE	C	0.66%
AMD	F	0.63%
LIN	D	0.61%
GE	D	0.55%
DIS	B	0.52%
GS	A	0.52%
MS	A	0.46%
AXP	A	0.45%
DHR	F	0.43%
UBER	D	0.42%
AMAT	F	0.42%
NEE	D	0.42%
C	A	0.37%
BSX	B	0.36%
FI	A	0.34%
SCHW	B	0.33%
BMY	B	0.33%
MU	D	0.31%
INTC	D	0.3%
PLD	D	0.3%
LRCX	F	0.27%
CI	F	0.26%
PYPL	B	0.25%
ICE	C	0.25%
SHW	A	0.25%
PH	A	0.25%
AMT	D	0.25%
REGN	F	0.24%
EQIX	A	0.24%
KLAC	D	0.24%
CMG	B	0.23%
CME	A	0.23%
PNC	B	0.23%
WELL	A	0.22%
USB	A	0.22%
EMR	A	0.21%
COF	B	0.2%
BDX	F	0.19%
MAR	B	0.19%
ADSK	A	0.19%
WMB	A	0.19%
CVS	D	0.19%
APD	A	0.19%
ECL	D	0.18%
OKE	A	0.18%
CARR	D	0.18%
GM	B	0.18%
AJG	B	0.18%
NSC	B	0.17%
SLB	C	0.17%
FCX	D	0.17%
HLT	A	0.17%
TFC	A	0.17%
AFL	B	0.16%
BK	A	0.16%
JCI	C	0.16%
URI	B	0.16%
TRV	B	0.16%
SRE	A	0.16%
ALL	A	0.15%
PSA	D	0.15%
MPC	D	0.15%
PSX	C	0.15%
DLR	B	0.15%
AMP	A	0.15%
RCL	A	0.15%
FIS	C	0.14%
AIG	B	0.14%
KMI	A	0.14%
ROST	C	0.13%
NEM	D	0.13%
DHI	D	0.13%
MET	A	0.13%
PWR	A	0.13%
DAL	C	0.12%
IR	B	0.12%
TRGP	B	0.12%
BKR	B	0.12%
PEG	A	0.12%
COR	B	0.12%
AXON	A	0.12%
RSG	A	0.12%
DFS	B	0.12%
VLO	C	0.12%
PRU	A	0.12%
SYY	B	0.11%
KDP	D	0.11%
ACGL	D	0.11%
EXC	C	0.11%
HES	B	0.11%
CTVA	C	0.11%
EW	C	0.11%
CBRE	B	0.11%
HIG	B	0.1%
OXY	D	0.1%
RMD	C	0.1%
WAB	B	0.1%
EXR	D	0.1%
HUM	C	0.1%
MTB	A	0.1%
IDXX	F	0.1%
HPQ	B	0.1%
LULU	C	0.1%
CNC	D	0.09%
CAH	B	0.09%
CSGP	D	0.09%
DOW	F	0.09%
ETR	B	0.09%
EIX	B	0.09%
FITB	A	0.09%
WTW	B	0.09%
ROK	B	0.09%
AVB	B	0.09%
ED	D	0.09%
NDAQ	A	0.09%
FANG	D	0.09%
IRM	D	0.09%
DECK	A	0.08%
DOV	A	0.08%
KHC	F	0.08%
STT	A	0.08%
HPE	B	0.08%
PPG	F	0.08%
ON	D	0.08%
TTWO	A	0.08%
GPN	B	0.08%
RJF	A	0.08%
XYL	D	0.08%
RF	A	0.07%
HUBB	B	0.07%
BIIB	F	0.07%
DVN	F	0.07%
CCL	B	0.07%
ADM	D	0.07%
SW	A	0.07%
EQR	B	0.07%
HBAN	A	0.07%
SYF	B	0.07%
EQT	B	0.07%
MTD	D	0.07%
AWK	D	0.07%
CPAY	A	0.07%
PHM	D	0.07%
BR	A	0.07%
HAL	C	0.07%
VTR	C	0.07%
FTV	C	0.07%
OMC	C	0.06%
WDC	D	0.06%
CFG	B	0.06%
NTRS	A	0.06%
LYB	F	0.06%
ES	D	0.06%
K	A	0.06%
ZBH	C	0.06%
WY	D	0.06%
EXPE	B	0.06%
IFF	D	0.06%
WAT	B	0.06%
SBAC	D	0.06%
AVY	D	0.05%
KIM	A	0.05%
BAX	D	0.05%
ARE	D	0.05%
GPC	D	0.05%
MAS	D	0.05%
LVS	C	0.05%
PNR	A	0.05%
KEY	B	0.05%
BBY	D	0.05%
TSN	B	0.05%
DGX	A	0.05%
FDS	B	0.05%
HOLX	D	0.05%
PFG	D	0.05%
ULTA	F	0.05%
BALL	D	0.05%
MKC	D	0.05%
JKHY	D	0.04%
ALB	C	0.04%
INCY	C	0.04%
POOL	C	0.04%
CHRW	C	0.04%
SWK	D	0.04%
CAG	D	0.04%
AKAM	D	0.04%
UDR	B	0.04%
MRNA	F	0.04%
AMCR	D	0.04%
EL	F	0.04%
RVTY	F	0.04%
APTV	D	0.04%
JBHT	C	0.04%
DOC	D	0.04%
CF	B	0.04%
EG	C	0.04%
TFX	F	0.03%
GL	B	0.03%
MKTX	D	0.03%
LKQ	D	0.03%
NWSA	B	0.03%
CRL	C	0.03%
IPG	D	0.03%
AIZ	A	0.03%
TAP	C	0.03%
LW	C	0.03%
BXP	D	0.03%
SJM	D	0.03%
TPR	B	0.03%
NCLH	B	0.03%
REG	B	0.03%
KMX	B	0.03%
ALLE	D	0.03%
DAY	B	0.03%
HST	C	0.03%
WBA	F	0.02%
PARA	C	0.02%
BEN	C	0.02%
FMC	D	0.02%
DVA	B	0.02%
MHK	D	0.02%
BWA	D	0.02%
IVZ	B	0.02%
WYNN	D	0.02%
RL	B	0.02%
HAS	D	0.02%
MOS	F	0.02%
CZR	F	0.02%
FRT	B	0.02%
CPB	D	0.02%
MGM	D	0.02%
HRL	D	0.02%
NWS	B	0.01%

EFIV Underweight 26 Positions Relative to OUSA

Symbol	Grade	Weight
JNJ	D	-4.26%
TXN	C	-2.36%
LMT	D	-1.07%
FAST	B	-0.86%
VZ	C	-0.74%
HON	B	-0.72%
ORCL	B	-0.68%
MO	A	-0.66%
PM	B	-0.61%
IBM	C	-0.56%
GRMN	B	-0.52%
APH	A	-0.42%
AVGO	D	-0.41%
CTSH	B	-0.4%
MSI	B	-0.37%
GD	F	-0.31%
SNA	A	-0.27%
KMB	D	-0.21%
GGG	B	-0.16%
EXPD	D	-0.16%
INTU	C	-0.16%
ADI	D	-0.14%
TMO	F	-0.13%
NOC	D	-0.13%
KVUE	A	-0.08%
CHD	B	-0.06%