DEEP vs. FYT ETF Comparison

Comparison of Roundhill Acquirers Deep Value ETF (DEEP) to First Trust Small Cap Value AlphaDEX Fund (FYT)

DEEP

Roundhill Acquirers Deep Value ETF

DEEP Description

The investment seeks to track the performance, before fees and expenses, of the Acquirers Deep Value Index (the “index”). The index was established in 2020 by Acquirers Funds LLC and tracks the performance of a portfolio of 20 of the most undervalued, fundamentally strong stocks drawn from the largest 500 stocks listed in the United States meeting certain liquidity thresholds. Under normal circumstances, at least 80% of the fund’s total assets (exclusive of any collateral held from securities lending) will be invested in the component securities of the index. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.66

Average Daily Volume

2,956

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$51.23

Average Daily Volume

10,801

Number of Holdings ^*

253

* may have additional holdings in another (foreign) market

Performance

Period	DEEP	FYT
30 Days	-4.79%	-3.05%
60 Days	-5.50%	-2.70%
90 Days	-2.49%	-1.42%
12 Months	5.82%	15.67%

20 Overlapping Holdings

Symbol	Grade	Weight in DEEP	Weight in FYT	Overlap
APOG	A	1.03%	0.38%	0.38%
BKE	D	0.98%	0.37%	0.37%
BXC	D	1.03%	0.25%	0.25%
CNXN	C	1.01%	0.26%	0.26%
CUBI	D	0.98%	0.5%	0.5%
DFIN	B	1.02%	0.26%	0.26%
EIG	B	1.0%	0.64%	0.64%
FWRD	F	0.91%	0.25%	0.25%
GEO	A	1.21%	0.6%	0.6%
HLF	D	0.96%	0.34%	0.34%
IMKTA	F	1.02%	0.65%	0.65%
INVA	B	1.01%	0.65%	0.65%
KFRC	D	0.98%	0.12%	0.12%
MCRI	C	1.04%	0.26%	0.26%
PARR	D	0.94%	0.64%	0.64%
PFBC	A	1.05%	0.38%	0.38%
PRDO	B	0.99%	0.68%	0.68%
PRG	D	1.03%	0.63%	0.63%
RYI	B	1.09%	0.67%	0.67%
WGO	D	1.03%	0.36%	0.36%

DEEP Overweight 76 Positions Relative to FYT

Symbol	Grade	Weight
AGX	A	1.27%
TH	B	1.24%
VIRT	A	1.12%
GSL	A	1.12%
ZUMZ	D	1.11%
CCB	B	1.09%
LPG	A	1.08%
GIII	B	1.08%
SMP	D	1.07%
RMR	D	1.07%
MYE	A	1.07%
TNK	A	1.07%
CCRN	F	1.07%
BBSI	A	1.06%
VSTO	A	1.06%
NRP	A	1.06%
AAN	D	1.06%
NVEC	D	1.05%
GRBK	C	1.05%
TK	B	1.05%
DHT	A	1.05%
EVRI	F	1.05%
USLM	A	1.05%
DHIL	D	1.04%
BSIG	A	1.04%
CMRE	C	1.03%
SXC	C	1.03%
MCFT	F	1.03%
NGVT	F	1.03%
CLFD	F	1.03%
HTBK	D	1.02%
CLW	A	1.02%
PLAB	D	1.02%
PLPC	F	1.02%
EPM	D	1.02%
GTX	B	1.02%
WSBF	D	1.01%
TPB	A	1.01%
HVT	D	1.01%
MD	D	1.01%
CASS	D	1.01%
PANL	D	1.01%
SBLK	C	1.01%
ACCO	D	1.0%
AMSF	B	1.0%
CRCT	B	1.0%
ULH	B	1.0%
IIIN	D	1.0%
MOV	D	0.99%
ITRN	D	0.99%
ETD	C	0.99%
RMAX	F	0.98%
EBF	D	0.98%
WNC	D	0.98%
MHO	D	0.98%
TWI	D	0.98%
HCKT	D	0.97%
MBUU	F	0.96%
VGR	D	0.96%
NATR	A	0.96%
TBBK	D	0.96%
DIN	F	0.95%
RMNI	F	0.95%
JBSS	D	0.95%
NUS	F	0.94%
USNA	F	0.9%
IMMR	D	0.89%
RGP	F	0.89%
MED	F	0.89%
SSP	F	0.88%
INMD	F	0.88%
SMLR	F	0.88%
AMCX	D	0.87%
HBI	D	0.86%
TTEC	F	0.81%
LPRO	F	0.77%

DEEP Underweight 233 Positions Relative to FYT

Symbol	Grade	Weight
CRK	B	-0.72%
CALM	A	-0.71%
TALO	B	-0.7%
CRC	A	-0.7%
REVG	A	-0.7%
CNX	A	-0.7%
MODG	B	-0.68%
PHIN	A	-0.68%
RLJ	C	-0.67%
CHGG	F	-0.67%
DNOW	A	-0.67%
ARCH	B	-0.66%
PINC	D	-0.65%
HE	F	-0.65%
GDEN	D	-0.65%
VSH	F	-0.65%
WMK	B	-0.65%
NWN	B	-0.65%
GHC	C	-0.65%
AVA	A	-0.65%
SNDR	F	-0.65%
USM	D	-0.65%
ATSG	F	-0.64%
FFBC	B	-0.64%
HIW	B	-0.64%
SCHL	D	-0.64%
GEF	D	-0.64%
ABR	D	-0.63%
HTZ	F	-0.63%
UVV	A	-0.63%
MSGE	B	-0.62%
SPB	C	-0.62%
NMIH	B	-0.62%
TGNA	F	-0.62%
LZB	D	-0.62%
UAA	D	-0.61%
RC	D	-0.61%
JBT	F	-0.6%
CABO	D	-0.6%
BZH	D	-0.59%
LILAK	B	-0.57%
KOS	B	-0.57%
ALGT	F	-0.56%
MLKN	D	-0.56%
DIOD	D	-0.54%
KSS	D	-0.54%
CXW	B	-0.54%
ENVA	B	-0.53%
KN	D	-0.53%
CTOS	F	-0.53%
HUBG	D	-0.52%
SLVM	A	-0.52%
NWE	A	-0.52%
NAVI	D	-0.52%
REZI	D	-0.52%
ODP	C	-0.52%
ABM	A	-0.52%
CASH	B	-0.52%
DAN	F	-0.52%
WSFS	B	-0.51%
EFSC	B	-0.51%
BNL	D	-0.51%
HPP	F	-0.51%
FRME	B	-0.51%
AMN	F	-0.51%
WERN	F	-0.51%
FULT	B	-0.51%
CNO	B	-0.51%
IBOC	A	-0.51%
VBTX	B	-0.51%
AAT	B	-0.51%
SR	B	-0.51%
AX	B	-0.5%
NBHC	B	-0.5%
ADNT	F	-0.5%
STBA	B	-0.5%
FCF	D	-0.5%
CATY	D	-0.5%
PFS	D	-0.5%
PEBO	B	-0.5%
MRTN	D	-0.5%
HTLD	F	-0.49%
GES	A	-0.49%
INDB	B	-0.49%
BANR	D	-0.49%
EBC	D	-0.49%
SASR	D	-0.48%
CIM	F	-0.48%
OCFC	D	-0.48%
SAH	D	-0.48%
CCS	D	-0.47%
SBH	D	-0.47%
OEC	A	-0.42%
ANDE	A	-0.4%
FHI	B	-0.4%
KOP	B	-0.4%
PNM	D	-0.39%
GOGO	F	-0.39%
EQC	F	-0.39%
SJW	D	-0.38%
BLMN	B	-0.38%
NX	B	-0.38%
WOR	D	-0.38%
KMT	B	-0.38%
VSCO	F	-0.38%
BKU	B	-0.37%
WAFD	B	-0.37%
JBLU	A	-0.37%
HOPE	B	-0.37%
WSBC	B	-0.37%
RNST	B	-0.37%
NWBI	B	-0.37%
EPC	D	-0.37%
PDCO	D	-0.37%
SRCE	B	-0.37%
BUSE	B	-0.37%
UNF	D	-0.37%
ICUI	F	-0.37%
CENTA	B	-0.37%
VAC	B	-0.37%
SFNC	B	-0.37%
SNEX	B	-0.37%
ECVT	A	-0.37%
TOWN	B	-0.37%
TRMK	B	-0.37%
NHC	B	-0.37%
OFG	B	-0.37%
XRX	D	-0.37%
SSTK	F	-0.36%
HELE	F	-0.36%
FIBK	D	-0.36%
TCBK	D	-0.35%
MATW	F	-0.35%
FOXF	F	-0.33%
LGIH	F	-0.33%
OLPX	F	-0.31%
LGND	B	-0.3%
KLG	A	-0.3%
PRIM	A	-0.29%
VCTR	A	-0.28%
BOOT	A	-0.28%
DEA	B	-0.27%
XHR	B	-0.27%
CWEN	B	-0.27%
PLXS	D	-0.27%
KALU	A	-0.27%
UCBI	D	-0.26%
NMRK	D	-0.26%
DEI	A	-0.26%
EAT	C	-0.26%
THS	D	-0.26%
JBGS	D	-0.26%
PCRX	F	-0.26%
ASB	B	-0.26%
PSMT	B	-0.26%
MTX	C	-0.26%
TRS	A	-0.26%
FBP	B	-0.26%
HTLF	A	-0.26%
FHB	C	-0.26%
GTY	B	-0.26%
OI	F	-0.26%
PLUS	C	-0.26%
LNN	D	-0.26%
BHLB	B	-0.25%
CVBF	D	-0.25%
PATK	D	-0.25%
WD	D	-0.25%
AUB	B	-0.25%
VRTS	C	-0.25%
TCBI	D	-0.25%
NBTB	B	-0.25%
JELD	B	-0.25%
CMCO	C	-0.25%
OMCL	D	-0.25%
BDC	D	-0.25%
HTH	D	-0.25%
LTH	D	-0.25%
SBCF	D	-0.24%
FBNC	C	-0.24%
ZD	F	-0.23%
CBRL	F	-0.23%
CRI	D	-0.23%
DK	A	-0.14%
HLIO	B	-0.14%
AIR	B	-0.14%
ARCB	B	-0.14%
OII	A	-0.14%
GO	B	-0.13%
COHU	F	-0.13%
AIN	D	-0.13%
CAKE	B	-0.13%
DORM	B	-0.13%
ADV	A	-0.13%
ARI	A	-0.13%
B	B	-0.13%
OXM	A	-0.13%
KFY	C	-0.13%
ROG	F	-0.13%
ENOV	D	-0.13%
IART	F	-0.13%
ALEX	D	-0.13%
FDP	A	-0.13%
STRA	C	-0.13%
VICR	F	-0.13%
CTS	B	-0.13%
APAM	B	-0.13%
NVEE	F	-0.13%
PGRE	B	-0.13%
NNI	A	-0.13%
LXP	D	-0.13%
PTVE	A	-0.13%
CMTG	D	-0.12%
MPW	B	-0.12%
IBTX	D	-0.12%
ATUS	F	-0.12%
TTMI	D	-0.12%
CBU	D	-0.12%
PPBI	D	-0.12%
STC	B	-0.12%
FBK	B	-0.12%
NIC	B	-0.12%
HNI	B	-0.12%
CVCO	C	-0.12%
GNW	D	-0.12%
SCL	D	-0.12%
SHOO	C	-0.12%
ADUS	B	-0.12%
CPK	B	-0.12%
HI	B	-0.12%
MWA	B	-0.12%
CSGS	D	-0.12%
SHEN	F	-0.11%