AUSF vs. ESGG ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to FlexShares STOXX Global ESG Impact Index Fund (ESGG)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

ESGG

FlexShares STOXX Global ESG Impact Index Fund

ESGG Description

Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the STOXX Global ESG Impact Index.

Grade (RS Rating)

Last Trade

$170.57

Average Daily Volume

4,095

Number of Holdings ^*

172

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	ESGG
30 Days	4.22%	0.20%
60 Days	5.67%	-0.79%
90 Days	7.18%	0.81%
12 Months	33.52%	21.15%

43 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in ESGG	Overlap
AAPL	C	0.1%	5.04%	0.1%
ABBV	D	0.14%	0.13%	0.13%
AKAM	D	0.06%	0.03%	0.03%
BBY	D	0.46%	0.08%	0.08%
BRK.A	B	1.5%	2.43%	1.5%
C	A	0.53%	0.52%	0.52%
CAH	B	0.08%	0.06%	0.06%
CI	F	0.08%	0.18%	0.08%
CL	D	0.07%	0.15%	0.07%
COST	B	0.12%	0.83%	0.12%
CSCO	B	1.41%	0.48%	0.48%
CVS	D	0.49%	0.13%	0.13%
CVX	A	0.09%	1.66%	0.09%
DOX	D	1.25%	0.03%	0.03%
EA	A	1.43%	0.13%	0.13%
GM	B	0.52%	0.25%	0.25%
HOLX	D	0.08%	0.06%	0.06%
HPE	B	0.54%	0.1%	0.1%
HPQ	B	0.52%	0.19%	0.19%
HST	C	0.49%	0.02%	0.02%
IBM	C	1.37%	0.76%	0.76%
ICE	C	1.41%	0.44%	0.44%
INTC	D	0.54%	0.44%	0.44%
JNJ	D	1.34%	2.19%	1.34%
K	A	0.07%	0.05%	0.05%
KMB	D	0.07%	0.13%	0.07%
KO	D	1.03%	0.74%	0.74%
KR	B	0.12%	0.11%	0.11%
MDLZ	F	0.07%	0.17%	0.07%
MDT	D	0.45%	0.21%	0.21%
MRK	F	1.0%	0.99%	0.99%
PFE	D	0.43%	0.28%	0.28%
PG	A	0.83%	1.18%	0.83%
QGEN	D	0.49%	0.02%	0.02%
TJX	A	0.08%	0.55%	0.08%
TRV	B	0.12%	0.11%	0.11%
UNH	C	0.08%	1.09%	0.08%
VICI	C	0.48%	0.11%	0.11%
VRTX	F	0.07%	0.36%	0.07%
WELL	A	0.07%	0.23%	0.07%
WMT	A	1.56%	1.47%	1.47%
XOM	B	0.08%	2.67%	0.08%
YUM	B	0.26%	0.08%	0.08%

AUSF Overweight 147 Positions Relative to ESGG

Symbol	Grade	Weight
T	A	1.9%
VZ	C	1.83%
TMUS	B	1.59%
RSG	A	1.56%
BSX	B	1.54%
COR	B	1.51%
V	A	1.51%
ADP	B	1.43%
MMC	B	1.42%
LMT	D	1.4%
RTX	C	1.4%
CME	A	1.39%
WM	A	1.38%
JNPR	F	1.36%
LIN	D	1.35%
GD	F	1.33%
EDR	A	1.32%
ACI	C	1.29%
CBOE	B	0.94%
BR	A	0.84%
DTM	B	0.7%
MCD	D	0.7%
PEP	F	0.66%
KMI	A	0.66%
MO	A	0.65%
UNM	A	0.65%
TPR	B	0.63%
MARA	C	0.62%
IP	B	0.59%
OKE	A	0.58%
SYF	B	0.58%
FHN	A	0.57%
WBS	A	0.57%
UMBF	B	0.56%
ZION	B	0.56%
FNB	A	0.56%
VTRS	A	0.56%
CMA	A	0.55%
WHR	B	0.55%
ONB	B	0.55%
ABG	B	0.55%
RF	A	0.55%
AL	B	0.55%
CFG	B	0.55%
PB	A	0.55%
COLB	A	0.55%
UBSI	B	0.55%
HBAN	A	0.55%
LAD	A	0.55%
LBRDK	C	0.54%
OZK	B	0.54%
CADE	B	0.54%
PVH	C	0.53%
TAP	C	0.53%
BEN	C	0.53%
ALLY	C	0.52%
LNC	B	0.52%
PCAR	B	0.52%
AM	A	0.52%
NOV	C	0.52%
BCC	B	0.51%
CIVI	D	0.51%
SLG	B	0.51%
CNH	C	0.51%
CMCSA	B	0.51%
CNC	D	0.5%
CHRD	D	0.5%
CHE	D	0.5%
JXN	C	0.5%
DINO	D	0.49%
NXST	C	0.49%
BG	F	0.49%
AGNC	D	0.49%
STWD	C	0.49%
MOS	F	0.48%
SNX	C	0.48%
X	C	0.48%
CRBG	B	0.48%
BWA	D	0.48%
UGI	A	0.48%
RDN	C	0.48%
AVT	C	0.48%
KRC	C	0.47%
EMN	D	0.47%
SON	D	0.47%
HOG	D	0.47%
SOLV	C	0.47%
ADM	D	0.47%
TDG	D	0.47%
M	D	0.47%
RPRX	D	0.47%
GAP	C	0.47%
RNR	C	0.47%
WU	D	0.46%
LYB	F	0.46%
CAG	D	0.45%
FMC	D	0.45%
LEA	D	0.44%
KHC	F	0.43%
SWKS	F	0.43%
ARW	D	0.43%
WBA	F	0.43%
DOW	F	0.42%
HII	D	0.42%
OGN	D	0.42%
CE	F	0.29%
CACI	D	0.18%
PGR	A	0.18%
TW	A	0.14%
GRMN	B	0.13%
SO	D	0.12%
CHD	B	0.12%
VRSK	A	0.1%
DUK	C	0.1%
ORI	A	0.1%
SNA	A	0.1%
GDDY	A	0.1%
WMB	A	0.1%
LDOS	C	0.1%
AFL	B	0.1%
ATR	B	0.09%
PNW	B	0.09%
MCK	B	0.09%
AME	A	0.09%
MSI	B	0.09%
PKG	A	0.09%
WRB	A	0.09%
INGR	B	0.08%
FI	A	0.08%
BDX	F	0.08%
HIG	B	0.08%
CB	C	0.08%
MA	C	0.08%
NOC	D	0.08%
ED	D	0.08%
VRSN	F	0.08%
FE	C	0.07%
CTLT	B	0.07%
ECL	D	0.07%
HON	B	0.07%
AJG	B	0.07%
AMGN	D	0.07%
ATO	A	0.07%
DGX	A	0.07%
ROP	B	0.07%
L	A	0.07%
REGN	F	0.05%

AUSF Underweight 129 Positions Relative to ESGG

Symbol	Grade	Weight
AMZN	C	-5.56%
META	D	-5.0%
MSFT	F	-4.91%
JPM	A	-3.41%
AVGO	D	-2.36%
LLY	F	-2.0%
ACN	C	-1.36%
ADBE	C	-0.71%
AMD	F	-0.68%
CRM	B	-0.65%
ORCL	B	-0.6%
BLK	C	-0.59%
ABT	B	-0.59%
DIS	B	-0.58%
SONY	B	-0.57%
MU	D	-0.56%
QCOM	F	-0.55%
TXN	C	-0.55%
GS	A	-0.55%
SYK	C	-0.54%
NVS	D	-0.48%
AMAT	F	-0.46%
NOW	A	-0.42%
INTU	C	-0.4%
HSBH	B	-0.4%
ELV	F	-0.37%
TM	D	-0.34%
BKNG	A	-0.34%
MUFG	B	-0.33%
CRWD	B	-0.31%
UL	D	-0.31%
LOW	D	-0.3%
UNP	C	-0.29%
UBER	D	-0.29%
AMT	D	-0.27%
APO	B	-0.27%
ADSK	A	-0.27%
PANW	C	-0.26%
BMY	B	-0.25%
USB	A	-0.24%
SLB	C	-0.24%
SNPS	B	-0.24%
NXPI	D	-0.23%
GILD	C	-0.23%
ZTS	D	-0.23%
CTAS	B	-0.22%
GEHC	F	-0.21%
MAR	B	-0.2%
TGT	F	-0.2%
CBRE	B	-0.19%
LRCX	F	-0.19%
HLT	A	-0.18%
CMG	B	-0.17%
NKE	D	-0.17%
TT	A	-0.17%
LULU	C	-0.15%
EW	C	-0.13%
DEO	F	-0.13%
HUBS	A	-0.13%
ROST	C	-0.13%
TD	F	-0.13%
LYG	F	-0.12%
GIS	D	-0.11%
BCS	C	-0.11%
IT	C	-0.11%
WDC	D	-0.1%
NEM	D	-0.1%
OMC	C	-0.1%
AEP	D	-0.1%
HMC	F	-0.1%
IRM	D	-0.1%
WSM	B	-0.1%
IQV	D	-0.1%
MET	A	-0.09%
WTW	B	-0.09%
CTSH	B	-0.09%
E	F	-0.09%
NU	C	-0.09%
PEG	A	-0.09%
CNI	D	-0.09%
CMI	A	-0.09%
OTIS	C	-0.08%
DFS	B	-0.08%
WY	D	-0.08%
AWK	D	-0.08%
TSCO	D	-0.08%
NTAP	C	-0.07%
DOC	D	-0.07%
CLX	B	-0.07%
DECK	A	-0.07%
EIX	B	-0.06%
LII	A	-0.06%
EBAY	D	-0.06%
CCEP	C	-0.06%
VTR	C	-0.06%
GEN	B	-0.06%
CCL	B	-0.06%
BALL	D	-0.05%
XRX	F	-0.05%
STLA	F	-0.05%
ESS	B	-0.05%
ARE	D	-0.05%
HSY	F	-0.05%
ACM	A	-0.04%
EL	F	-0.04%
NVT	B	-0.04%
PNR	A	-0.04%
JBL	B	-0.04%
EXPE	B	-0.04%
MRNA	F	-0.03%
AES	F	-0.03%
XPO	B	-0.03%
TFX	F	-0.03%
PSTG	D	-0.03%
IPG	D	-0.03%
DPZ	C	-0.03%
SNAP	C	-0.03%
MRO	B	-0.03%
BAX	D	-0.03%
SMCI	F	-0.03%
FFIV	B	-0.03%
PFG	D	-0.03%
FDS	B	-0.03%
SUI	D	-0.03%
OKTA	C	-0.02%
LOGI	D	-0.02%
AGCO	D	-0.02%
DLTR	F	-0.02%
AEI	D	-0.01%