ROUS vs. PFIX ETF Comparison

Comparison of Lattice U.S. Equity Strategy ETF (ROUS) to Simplify Interest Rate Hedge ETF (PFIX)

ROUS

Lattice U.S. Equity Strategy ETF

ROUS Description

The investment seeks to provide investment results that, before fees and expenses, correspond to the total return performance of the Lattice Risk-Optimized US Large Cap Equity Strategy Index (LROUSLX). The fund generally invests at least 80 percent of its assets in securities of the index and in depositary receipts representing securities of the index. The index seeks to improve returns through a market cycle relative to traditional cap-weighted U.S. equity market indices and active U.S. equity market strategies.

Grade (RS Rating)

Last Trade

$51.67

Average Daily Volume

20,583

Number of Holdings ^*

344

* may have additional holdings in another (foreign) market

PFIX

Simplify Interest Rate Hedge ETF

PFIX Description

The investment seeks to track the performance, before fees and expenses, of the SoFi Sustainable Dividend Index. The index follows a rules-based methodology that tracks the performance of the equity securities of publicly-traded, large- and mid-capitalization U.S. and non-U.S. companies in developed markets that are selected based on a set of dividend filters focused on dividend sustainability. The adviser attempts to invest all, or substantially all, of its assets in the component securities that make up the index. The fund will invest at least 80% its net assets in dividend paying securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$41.70

Average Daily Volume

48,713

Number of Holdings ^*

107

* may have additional holdings in another (foreign) market

Performance

Period	ROUS	PFIX
30 Days	2.18%	0.75%
60 Days	4.93%	-12.28%
90 Days	7.86%	-12.53%
12 Months	30.06%	-16.14%

67 Overlapping Holdings

Symbol	Grade	Weight in ROUS	Weight in PFIX	Overlap
ADM	D	0.04%	0.22%	0.04%
AEE	B	0.13%	0.14%	0.13%
AEP	C	0.26%	0.31%	0.26%
AIG	D	0.02%	0.34%	0.02%
AMCR	B	0.11%	0.09%	0.09%
AVB	C	0.13%	0.19%	0.13%
AVGO	C	0.63%	3.86%	0.63%
BAC	D	0.1%	1.73%	0.1%
BBY	A	0.39%	0.1%	0.1%
BK	B	0.45%	0.29%	0.29%
C	C	0.3%	0.77%	0.3%
CHRW	B	0.36%	0.06%	0.06%
CINF	C	0.48%	0.11%	0.11%
CMCSA	C	0.34%	1.29%	0.34%
CMI	B	0.41%	0.28%	0.28%
COP	F	0.08%	1.01%	0.08%
CSCO	B	0.76%	1.48%	0.76%
CVS	D	0.49%	0.76%	0.49%
CVX	F	0.19%	2.06%	0.19%
DTE	A	0.25%	0.17%	0.17%
EG	B	0.28%	0.09%	0.09%
EIX	B	0.13%	0.19%	0.13%
ETR	A	0.33%	0.14%	0.14%
EXC	B	0.09%	0.27%	0.09%
FANG	F	0.12%	0.23%	0.12%
FITB	B	0.16%	0.16%	0.16%
GD	C	0.07%	0.46%	0.07%
GILD	B	0.65%	0.66%	0.65%
GIS	B	0.17%	0.28%	0.17%
GPC	D	0.38%	0.14%	0.14%
GRMN	D	0.26%	0.13%	0.13%
HBAN	B	0.2%	0.13%	0.13%
HPE	C	0.72%	0.13%	0.13%
HSY	D	0.31%	0.22%	0.22%
IP	C	0.04%	0.09%	0.04%
JCI	B	0.03%	0.29%	0.03%
JNJ	C	1.23%	2.83%	1.23%
JPM	D	0.72%	3.9%	0.72%
KR	B	0.83%	0.26%	0.26%
LMT	A	0.42%	0.82%	0.42%
MTB	C	0.52%	0.15%	0.15%
OMC	B	0.15%	0.13%	0.13%
PAYX	C	0.02%	0.3%	0.02%
PCAR	D	0.26%	0.42%	0.26%
PEG	B	0.24%	0.23%	0.23%
PG	C	0.7%	2.82%	0.7%
PKG	B	0.21%	0.1%	0.1%
PNC	C	0.19%	0.43%	0.19%
PSX	F	0.02%	0.45%	0.02%
QCOM	D	0.54%	1.27%	0.54%
RF	B	0.24%	0.12%	0.12%
RSG	D	0.2%	0.28%	0.2%
SNA	B	0.21%	0.1%	0.1%
SO	B	0.27%	0.55%	0.27%
SRE	B	0.07%	0.33%	0.07%
STT	B	0.23%	0.16%	0.16%
SWKS	F	0.18%	0.12%	0.12%
SYF	C	0.24%	0.12%	0.12%
TRV	C	0.38%	0.38%	0.38%
TXN	B	0.65%	1.13%	0.65%
USB	C	0.12%	0.45%	0.12%
VICI	C	0.35%	0.22%	0.22%
VLO	F	0.47%	0.36%	0.36%
VZ	A	0.91%	1.26%	0.91%
WEC	B	0.14%	0.18%	0.14%
XEL	B	0.26%	0.25%	0.25%
XOM	D	0.79%	3.19%	0.79%

ROUS Overweight 277 Positions Relative to PFIX

Symbol	Grade	Weight
MSFT	C	1.19%
AAPL	C	1.19%
GOOGL	D	1.17%
WMT	B	1.07%
MRK	F	1.05%
UNH	C	1.05%
NTAP	D	1.03%
HPQ	C	1.02%
ABBV	B	1.01%
T	B	0.92%
LLY	D	0.91%
IBM	B	0.89%
NVDA	C	0.82%
HD	B	0.79%
DELL	C	0.78%
MSI	B	0.76%
CTSH	B	0.75%
META	B	0.74%
BRK.A	C	0.72%
EA	D	0.71%
CVLT	B	0.71%
AVT	B	0.69%
TMUS	B	0.68%
MUSA	D	0.67%
ORCL	B	0.61%
HUM	F	0.61%
TEL	D	0.59%
ELV	D	0.59%
MO	C	0.58%
EOG	D	0.58%
FICO	B	0.57%
COST	C	0.57%
IT	C	0.55%
HRB	C	0.55%
APH	C	0.52%
GWW	B	0.52%
GLW	B	0.51%
CL	C	0.51%
SHW	B	0.51%
FOXA	B	0.5%
MCK	F	0.48%
AMZN	C	0.47%
NSIT	C	0.46%
NRG	B	0.46%
ACN	C	0.45%
FAST	C	0.44%
GDDY	C	0.44%
CTAS	C	0.43%
KMB	C	0.43%
CDW	D	0.42%
ACI	F	0.42%
AMGN	D	0.42%
RPM	B	0.41%
CRUS	D	0.41%
JNPR	A	0.41%
TER	C	0.41%
DBX	C	0.4%
NXPI	D	0.4%
INCY	C	0.39%
V	C	0.39%
MA	B	0.39%
UTHR	B	0.39%
ALSN	B	0.38%
FFIV	B	0.38%
SW	B	0.37%
RS	D	0.37%
FDX	D	0.37%
VRSN	C	0.37%
VRTX	D	0.37%
ORLY	B	0.36%
AXS	B	0.36%
NYT	B	0.36%
CB	B	0.35%
EBAY	B	0.35%
RMD	C	0.34%
PM	C	0.34%
TSCO	B	0.34%
KLAC	D	0.33%
EME	B	0.33%
UNM	B	0.33%
SANM	D	0.33%
AFL	A	0.33%
AZO	B	0.32%
BMI	B	0.32%
VNT	F	0.32%
DUK	B	0.32%
MLI	B	0.32%
PHM	B	0.32%
PEP	D	0.31%
YUM	B	0.31%
LOW	B	0.31%
AMAT	D	0.3%
LNG	D	0.3%
ANET	C	0.3%
ORI	B	0.3%
MKL	C	0.3%
WM	D	0.3%
ACGL	B	0.29%
OGN	D	0.29%
TJX	C	0.29%
OTIS	B	0.28%
CI	C	0.28%
DGX	B	0.28%
WTM	F	0.27%
GPI	B	0.27%
ED	B	0.27%
ALKS	D	0.27%
MPC	F	0.27%
SYY	C	0.27%
MAS	B	0.27%
CDNS	D	0.27%
ITW	B	0.26%
REGN	D	0.26%
SNX	C	0.26%
MCHP	D	0.26%
BMY	C	0.26%
GPK	C	0.26%
STLD	C	0.25%
RHI	D	0.25%
CACI	B	0.25%
WSM	C	0.25%
CASY	D	0.25%
KEYS	B	0.25%
NFG	B	0.25%
LSTR	D	0.24%
DHI	C	0.24%
EXEL	C	0.24%
PRU	C	0.24%
MANH	B	0.24%
NVR	B	0.23%
LOPE	D	0.23%
SON	D	0.23%
DCI	C	0.23%
AN	C	0.23%
DKS	D	0.23%
HCA	B	0.23%
DLB	D	0.23%
PGR	C	0.23%
R	C	0.21%
CRBG	C	0.21%
FLO	C	0.21%
TT	B	0.21%
ARW	B	0.21%
ROP	C	0.2%
LYB	D	0.2%
BKNG	B	0.2%
RDN	D	0.2%
AYI	B	0.19%
DY	C	0.19%
SKX	C	0.19%
WSO	C	0.19%
PPL	A	0.19%
VRSK	D	0.19%
FE	B	0.19%
ECL	B	0.19%
IRM	C	0.19%
PPG	C	0.18%
ASGN	D	0.18%
LRCX	D	0.18%
AIT	B	0.18%
CAT	B	0.18%
BAH	B	0.18%
MDT	B	0.18%
KD	F	0.18%
UFPI	C	0.17%
CAH	C	0.17%
WFC	D	0.17%
FCN	C	0.17%
RNR	B	0.17%
STX	B	0.17%
OC	C	0.17%
SNPS	F	0.17%
ADC	C	0.17%
O	B	0.16%
MMM	B	0.16%
ADBE	F	0.16%
CBT	B	0.16%
MTG	B	0.15%
MCD	B	0.15%
BPOP	C	0.15%
ROL	C	0.15%
JBL	C	0.14%
ALL	C	0.14%
LAMR	B	0.14%
BSX	B	0.14%
RGA	C	0.14%
ABT	C	0.14%
BLDR	C	0.13%
MTD	C	0.13%
DOV	B	0.13%
CMC	D	0.13%
CNC	D	0.13%
POR	B	0.13%
COKE	C	0.13%
EQR	C	0.13%
CHE	C	0.13%
TGT	C	0.12%
PANW	D	0.12%
PSTG	F	0.12%
LII	C	0.12%
RL	B	0.12%
KO	B	0.11%
SFM	B	0.11%
INTU	D	0.11%
VST	B	0.11%
FLEX	B	0.11%
L	D	0.1%
CHRD	F	0.1%
FSS	D	0.1%
NEE	B	0.1%
ADI	C	0.1%
CBOE	C	0.1%
LDOS	A	0.1%
DVN	F	0.1%
UMBF	C	0.09%
HUBB	B	0.09%
GLPI	C	0.09%
NOC	B	0.09%
BJ	D	0.09%
WELL	C	0.09%
MMS	B	0.09%
PSA	C	0.08%
INGR	B	0.08%
OGE	B	0.08%
AIZ	B	0.08%
VMI	C	0.08%
NNN	B	0.08%
SPSC	D	0.07%
APPF	C	0.07%
ATR	B	0.07%
KNF	C	0.07%
ACIW	B	0.07%
GWRE	B	0.06%
FTNT	B	0.06%
SPG	B	0.06%
JHG	B	0.06%
BR	C	0.05%
D	C	0.05%
NXST	D	0.05%
BCO	B	0.05%
HON	C	0.05%
CSWI	B	0.05%
LNC	C	0.05%
AKAM	D	0.05%
PTC	C	0.05%
LFUS	C	0.04%
AWI	B	0.04%
ITCI	D	0.04%
EPRT	B	0.04%
ADSK	B	0.04%
MOG.A	B	0.04%
ANF	D	0.04%
NOW	C	0.04%
CCI	C	0.04%
LIN	B	0.03%
NWSA	D	0.03%
COF	B	0.03%
CF	B	0.03%
FELE	B	0.03%
MTH	C	0.02%
AOS	B	0.02%
WPC	C	0.02%
AAON	B	0.02%
SEE	C	0.02%
CHTR	D	0.02%
SYK	C	0.02%
FHN	D	0.02%
VTR	C	0.02%
ITRI	C	0.02%
EHC	B	0.02%
MSA	D	0.02%
SLGN	B	0.02%
OHI	C	0.02%
AVY	C	0.01%
ONB	D	0.01%
MPWR	B	0.01%
CIEN	B	0.01%

ROUS Underweight 40 Positions Relative to PFIX

Symbol	Grade	Weight
TM	D	-1.97%
NVS	C	-1.56%
PLD	C	-0.91%
BLK	B	-0.87%
TD	C	-0.83%
ETN	C	-0.82%
MS	B	-0.81%
UPS	D	-0.81%
ADP	C	-0.79%
MDLZ	C	-0.76%
MMC	C	-0.75%
HMC	D	-0.45%
STLA	F	-0.43%
NSC	C	-0.42%
APD	B	-0.37%
NUE	D	-0.32%
MET	B	-0.32%
OKE	C	-0.31%
LHX	C	-0.29%
E	D	-0.26%
DFS	C	-0.22%
BCS	B	-0.22%
TROW	C	-0.17%
ES	B	-0.15%
PFG	B	-0.14%
DRI	C	-0.14%
CMS	B	-0.12%
HST	D	-0.11%
NTRS	C	-0.11%
VTRS	D	-0.11%
ATO	B	-0.11%
FNF	B	-0.1%
CCEP	C	-0.1%
CAG	B	-0.09%
NI	B	-0.08%
LNT	A	-0.08%
MOS	F	-0.07%
EVRG	B	-0.07%
CPB	C	-0.06%
FRO	D	-0.02%