PFIX vs. RECS ETF Comparison

Comparison of Simplify Interest Rate Hedge ETF (PFIX) to Columbia Research Enhanced Core ETF (RECS)

PFIX

Simplify Interest Rate Hedge ETF

PFIX Description

The investment seeks to track the performance, before fees and expenses, of the SoFi Sustainable Dividend Index. The index follows a rules-based methodology that tracks the performance of the equity securities of publicly-traded, large- and mid-capitalization U.S. and non-U.S. companies in developed markets that are selected based on a set of dividend filters focused on dividend sustainability. The adviser attempts to invest all, or substantially all, of its assets in the component securities that make up the index. The fund will invest at least 80% its net assets in dividend paying securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$40.16

Average Daily Volume

49,012

Number of Holdings ^*

107

* may have additional holdings in another (foreign) market

RECS

Columbia Research Enhanced Core ETF

RECS Description

The investment seeks investment results that, before fees and expenses, closely correspond to the performance of the Beta Advantage® Research Enhanced U.S. Equity Index. The fund invests at least 80% of its assets in the securities of the index. The index is comprised of a subset of the companies within the Russell 1000® Index. The index was designed to reflect the performance of U.S. large- and mid-cap growth and value companies through the application of a rules-based methodology, which typically results in approximately 325-400 Index holdings, but this range can fluctuate because the index has no constraints on number of holdings.

Grade (RS Rating)

Last Trade

$33.68

Average Daily Volume

252,832

Number of Holdings ^*

357

* may have additional holdings in another (foreign) market

Performance

Period	PFIX	RECS
30 Days	-1.13%	1.51%
60 Days	-17.22%	2.56%
90 Days	-10.48%	4.63%
12 Months	-11.24%	34.31%

48 Overlapping Holdings

Symbol	Grade	Weight in PFIX	Weight in RECS	Overlap
ADM	D	0.22%	0.15%	0.15%
ADP	B	0.79%	0.52%	0.52%
AEE	A	0.14%	0.18%	0.14%
BAC	D	1.73%	1.51%	1.51%
BK	A	0.29%	0.3%	0.29%
BLK	B	0.87%	0.74%	0.74%
C	D	0.77%	0.63%	0.63%
CAG	C	0.09%	0.08%	0.08%
CMI	C	0.28%	0.19%	0.19%
CSCO	B	1.48%	0.53%	0.53%
CVX	D	2.06%	0.75%	0.75%
DTE	B	0.17%	0.2%	0.17%
EG	C	0.09%	0.09%	0.09%
EIX	C	0.19%	0.26%	0.19%
ETR	A	0.14%	0.22%	0.14%
EVRG	B	0.07%	0.11%	0.07%
EXC	B	0.27%	0.32%	0.27%
FANG	D	0.23%	0.1%	0.1%
FITB	B	0.16%	0.16%	0.16%
GILD	B	0.66%	0.19%	0.19%
GIS	B	0.28%	0.22%	0.22%
HPE	D	0.13%	0.06%	0.06%
HST	C	0.11%	0.07%	0.07%
JNJ	C	2.83%	2.71%	2.71%
JPM	D	3.9%	3.38%	3.38%
KR	C	0.26%	0.19%	0.19%
LMT	B	0.82%	0.55%	0.55%
MET	A	0.32%	0.26%	0.26%
MMC	C	0.75%	0.64%	0.64%
MOS	F	0.07%	0.07%	0.07%
NI	B	0.08%	0.12%	0.08%
NUE	F	0.32%	0.28%	0.28%
PAYX	C	0.3%	0.2%	0.2%
PCAR	D	0.42%	0.23%	0.23%
PG	C	2.82%	2.18%	2.18%
PKG	B	0.1%	0.16%	0.1%
PSX	D	0.45%	0.17%	0.17%
QCOM	F	1.27%	0.49%	0.49%
SNA	C	0.1%	0.07%	0.07%
STT	B	0.16%	0.14%	0.14%
SWKS	F	0.12%	0.04%	0.04%
SYF	C	0.12%	0.11%	0.11%
TROW	D	0.17%	0.13%	0.13%
UPS	F	0.81%	0.43%	0.43%
VLO	F	0.36%	0.13%	0.13%
VTRS	D	0.11%	0.09%	0.09%
XEL	B	0.25%	0.28%	0.25%
XOM	D	3.19%	1.55%	1.55%

PFIX Overweight 59 Positions Relative to RECS

Symbol	Grade	Weight
AVGO	C	3.86%
TM	F	1.97%
NVS	C	1.56%
CMCSA	D	1.29%
VZ	B	1.26%
TXN	C	1.13%
COP	D	1.01%
PLD	C	0.91%
TD	A	0.83%
ETN	C	0.82%
MS	C	0.81%
MDLZ	C	0.76%
CVS	F	0.76%
SO	A	0.55%
GD	B	0.46%
USB	B	0.45%
HMC	D	0.45%
STLA	F	0.43%
PNC	A	0.43%
NSC	C	0.42%
TRV	B	0.38%
APD	B	0.37%
AIG	D	0.34%
SRE	B	0.33%
OKE	B	0.31%
AEP	C	0.31%
JCI	B	0.29%
LHX	C	0.29%
RSG	D	0.28%
E	C	0.26%
PEG	A	0.23%
HSY	D	0.22%
DFS	B	0.22%
VICI	C	0.22%
BCS	B	0.22%
AVB	C	0.19%
WEC	B	0.18%
ES	C	0.15%
MTB	A	0.15%
PFG	B	0.14%
GPC	D	0.14%
DRI	B	0.14%
HBAN	B	0.13%
GRMN	D	0.13%
OMC	B	0.13%
CMS	B	0.12%
RF	B	0.12%
NTRS	B	0.11%
ATO	B	0.11%
CINF	C	0.11%
FNF	B	0.1%
CCEP	B	0.1%
BBY	C	0.1%
IP	C	0.09%
AMCR	C	0.09%
LNT	B	0.08%
CHRW	A	0.06%
CPB	B	0.06%
FRO	F	0.02%

PFIX Underweight 309 Positions Relative to RECS

Symbol	Grade	Weight
MSFT	C	-8.23%
AAPL	C	-8.23%
NVDA	D	-7.43%
AMZN	C	-4.88%
META	A	-2.88%
GOOGL	D	-2.22%
GOOG	D	-1.88%
TMO	C	-1.57%
WFC	D	-1.07%
PM	C	-1.04%
MDT	C	-0.8%
CAT	B	-0.78%
UNP	C	-0.7%
CI	C	-0.69%
ABBV	C	-0.68%
BMY	C	-0.67%
UBER	C	-0.65%
CRM	D	-0.62%
AMT	C	-0.62%
ADBE	F	-0.59%
HCA	A	-0.53%
TJX	C	-0.51%
BKNG	B	-0.5%
BDX	F	-0.46%
MCK	F	-0.46%
MO	C	-0.46%
NOW	A	-0.46%
CL	C	-0.45%
CME	C	-0.45%
INTU	C	-0.45%
EQIX	B	-0.45%
DIS	D	-0.41%
PYPL	B	-0.41%
WM	D	-0.38%
T	C	-0.38%
TT	A	-0.38%
TGT	C	-0.36%
PH	A	-0.35%
AMGN	B	-0.35%
MMM	A	-0.34%
PCG	B	-0.34%
CTAS	C	-0.32%
SPG	A	-0.3%
FDX	F	-0.3%
CSX	D	-0.3%
ALL	B	-0.28%
PANW	C	-0.27%
CNC	C	-0.27%
KMB	D	-0.26%
LRCX	F	-0.26%
VRTX	D	-0.25%
ANET	A	-0.25%
VST	A	-0.25%
PRU	C	-0.24%
PPG	D	-0.24%
REGN	C	-0.23%
EOG	D	-0.21%
DHI	C	-0.21%
LYB	F	-0.2%
PLTR	A	-0.2%
HLT	B	-0.2%
ROST	C	-0.19%
CAH	C	-0.19%
MSI	B	-0.19%
MTD	D	-0.19%
LEN	C	-0.17%
WTW	C	-0.17%
CSGP	D	-0.17%
MPC	D	-0.17%
OTIS	C	-0.17%
GPN	D	-0.16%
KHC	C	-0.16%
ZBH	F	-0.15%
RCL	A	-0.15%
CRWD	D	-0.15%
WAB	A	-0.14%
BAX	C	-0.14%
VRT	C	-0.14%
SBAC	C	-0.14%
RJF	C	-0.13%
HOLX	C	-0.13%
WY	C	-0.13%
RS	D	-0.13%
STLD	D	-0.13%
DAL	C	-0.13%
FCNCA	D	-0.13%
FTV	C	-0.12%
ARE	C	-0.12%
SPOT	B	-0.12%
LULU	D	-0.12%
AVTR	C	-0.12%
FTNT	B	-0.12%
CF	C	-0.12%
RPM	B	-0.12%
CBOE	C	-0.12%
INVH	C	-0.12%
BLDR	C	-0.11%
OXY	F	-0.11%
MPWR	C	-0.11%
AES	C	-0.11%
THC	B	-0.11%
PHM	B	-0.11%
K	A	-0.11%
BR	D	-0.11%
CE	F	-0.11%
TTD	B	-0.11%
DECK	D	-0.1%
NVR	B	-0.1%
HPQ	D	-0.09%
EME	A	-0.09%
EA	D	-0.09%
LDOS	B	-0.09%
CSL	B	-0.09%
AMH	C	-0.08%
EXP	B	-0.08%
APP	B	-0.08%
WPC	C	-0.08%
EXPD	C	-0.08%
UAL	C	-0.08%
L	D	-0.08%
RGA	B	-0.08%
MAS	B	-0.08%
DDOG	D	-0.08%
JLL	B	-0.07%
CCL	C	-0.07%
QGEN	C	-0.07%
SOLV	C	-0.07%
WSM	D	-0.07%
BG	D	-0.07%
SWK	B	-0.07%
SSNC	B	-0.07%
GLPI	C	-0.07%
EQH	C	-0.07%
RPRX	D	-0.07%
DELL	C	-0.07%
AIZ	B	-0.06%
BIIB	F	-0.06%
FIX	A	-0.06%
TOL	B	-0.06%
CVNA	B	-0.06%
MEDP	D	-0.06%
JEF	B	-0.06%
UNM	B	-0.06%
ACM	B	-0.06%
EWBC	D	-0.06%
NTAP	D	-0.06%
ALNY	C	-0.06%
EXPE	C	-0.06%
BURL	C	-0.06%
TEAM	D	-0.06%
OC	D	-0.06%
XP	D	-0.05%
LECO	F	-0.05%
AOS	D	-0.05%
MRO	C	-0.05%
INGR	B	-0.05%
BRX	B	-0.05%
BLD	D	-0.05%
DKS	D	-0.05%
FHN	D	-0.05%
NNN	C	-0.05%
ELAN	D	-0.05%
TAP	D	-0.05%
SF	A	-0.05%
ITT	B	-0.05%
LPX	B	-0.05%
CACI	B	-0.05%
CTRA	D	-0.05%
CW	A	-0.05%
LVS	D	-0.05%
GL	C	-0.05%
APG	D	-0.04%
OGN	D	-0.04%
AXS	B	-0.04%
NTNX	C	-0.04%
XRAY	D	-0.04%
AYI	A	-0.04%
TPR	C	-0.04%
ARMK	C	-0.04%
LNW	B	-0.04%
GNRC	D	-0.04%
PSTG	F	-0.04%
MTG	B	-0.04%
WLK	D	-0.04%
DCI	D	-0.04%
WTFC	C	-0.04%
ZION	D	-0.04%
SEIC	C	-0.04%
CRBG	D	-0.04%
UGI	C	-0.04%
STAG	D	-0.04%
TXRH	C	-0.04%
MANH	A	-0.04%
ZS	F	-0.04%
BRBR	C	-0.04%
ACI	F	-0.04%
VRSN	D	-0.04%
OLN	D	-0.04%
PINS	F	-0.04%
ZM	C	-0.04%
MRNA	F	-0.04%
JAZZ	D	-0.04%
CLF	F	-0.04%
SON	D	-0.04%
NBIX	F	-0.03%
OZK	D	-0.03%
RYN	C	-0.03%
SLM	D	-0.03%
ESAB	C	-0.03%
RL	B	-0.03%
BMRN	F	-0.03%
PRGO	F	-0.03%
JHG	B	-0.03%
NEU	D	-0.03%
FLS	D	-0.03%
LNC	D	-0.03%
MSA	D	-0.03%
COLB	B	-0.03%
R	B	-0.03%
DOCU	C	-0.03%
NTRA	B	-0.03%
RHI	D	-0.03%
AMG	C	-0.03%
WYNN	D	-0.03%
CNM	F	-0.03%
FFIV	B	-0.03%
CROX	D	-0.03%
KEX	C	-0.03%
G	C	-0.03%
BEN	F	-0.03%
UTHR	C	-0.03%
JNPR	A	-0.03%
SAIC	C	-0.03%
FTI	D	-0.03%
MHK	C	-0.03%
MIDD	D	-0.03%
HRB	C	-0.03%
MGM	D	-0.03%
ASH	D	-0.03%
WCC	D	-0.03%
SKX	D	-0.03%
ALSN	B	-0.03%
COKE	C	-0.03%
M	F	-0.02%
DBX	D	-0.02%
GTLB	D	-0.02%
VIRT	C	-0.02%
GAP	F	-0.02%
CIVI	F	-0.02%
PK	D	-0.02%
MAN	C	-0.02%
GTES	C	-0.02%
SRPT	D	-0.02%
PINC	D	-0.02%
CRUS	D	-0.02%
SMAR	C	-0.02%
MSM	D	-0.02%
AZTA	F	-0.02%
LSCC	D	-0.02%
CWEN	B	-0.02%
HIW	B	-0.02%
EPR	B	-0.02%
CIEN	C	-0.02%
NYT	C	-0.02%
WFRD	F	-0.02%
THO	D	-0.02%
PVH	F	-0.02%
WU	D	-0.02%
MTCH	C	-0.02%
WH	B	-0.02%
DTM	A	-0.02%
DINO	F	-0.02%
LEA	F	-0.02%
H	C	-0.02%
FOXA	B	-0.02%
EEFT	D	-0.02%
ROKU	C	-0.02%
INCY	C	-0.02%
SNX	D	-0.02%
SMG	C	-0.02%
KRC	B	-0.02%
NWSA	D	-0.02%
EXAS	C	-0.02%
QRVO	F	-0.02%
LEN	C	-0.01%
CNA	D	-0.01%
ADTN	D	-0.01%
NWS	D	-0.01%
CWEN	B	-0.01%
PEGA	C	-0.01%
APLS	F	-0.01%
AMKR	F	-0.01%
REYN	B	-0.01%
PPC	D	-0.01%
RARE	B	-0.01%
CRI	D	-0.01%
COLM	C	-0.01%
TNL	D	-0.01%
IONS	D	-0.01%
SAM	F	-0.01%
PATH	D	-0.01%
FOX	B	-0.01%
BILL	D	-0.01%
VKTX	C	-0.01%
EXEL	C	-0.01%
PLTK	C	-0.0%
SEB	C	-0.0%
DDS	D	-0.0%
ALGM	F	-0.0%