FYC vs. TRFM ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to AAM Transformers ETF (TRFM)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$67.09

Average Daily Volume

11,987

Number of Holdings ^*

244

* may have additional holdings in another (foreign) market

TRFM

AAM Transformers ETF

TRFM Description

AAM Transformers ETF is an exchange traded fund launched by ETF Series Solutions. The fund is co-managed by Advisors Asset Management, Inc. and Vident Investment Advisory, LLC. It invests in public equity markets of the United States. It invests in stocks of companies operating across aerospace & defense, electronic components, IT consulting & other services, alternative carriers, electronic equipment & instruments, oil & gas refining & marketing, application software, heavy electrical equipment, independent power and renewable electricity producers, automobile manufacturers, hotels, resorts & cruise lines and leisure, semiconductors and semiconductor equipment, communications equipment, industrial machinery, consumer electronics, interactive home entertainment, specialty chemicals, copper, interactive media & services, systems software, data processing & outsourced services, internet & direct marketing retail, technology hardware and equipment, storage & peripherals, electrical components & equipment, internet services & infrastructure, trucking, communication services, media and entertainment, telecommunication services, diversified telecommunication services, consumer discretionary, automobiles and components, consumer durables and apparel, household durables, consumer services, retailing, energy, oil, gas and consumable fuels, industrials, capital goods, machinery, transportation, road and rail, information technology, software and services, IT services, materials, chemicals, metals and mining, and utilities sectors. The fund invests in growth and value stocks of companies across diversified market capitalization. The fund seeks to track the performance of the Pence Transformers Index, by using full replication technique. AAM Transformers ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$33.98

Average Daily Volume

3,436

Number of Holdings ^*

174

* may have additional holdings in another (foreign) market

Performance

Period	FYC	TRFM
30 Days	9.68%	7.61%
60 Days	6.83%	3.89%
90 Days	4.37%	3.68%
12 Months	18.55%	30.94%

13 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in TRFM	Overlap
AGYS	B	0.14%	0.36%	0.14%
ALKT	B	0.53%	0.36%	0.36%
CLSK	D	0.4%	0.31%	0.31%
CRDO	F	0.22%	0.28%	0.22%
EVTC	F	0.24%	0.29%	0.24%
FLNC	C	0.13%	0.4%	0.13%
FLYW	F	0.08%	0.21%	0.08%
KTOS	B	0.41%	0.38%	0.38%
PI	B	0.68%	0.5%	0.5%
SPR	D	0.53%	0.32%	0.32%
SPT	F	0.12%	0.15%	0.12%
SQSP	A	0.43%	0.47%	0.43%
ZETA	B	0.78%	0.54%	0.54%

FYC Overweight 231 Positions Relative to TRFM

Symbol	Grade	Weight
ALPN	A	1.02%
OSCR	A	0.95%
IESC	A	0.9%
PRCT	B	0.87%
ADMA	A	0.86%
SGBX	D	0.79%
RXST	B	0.78%
USLM	A	0.78%
STRL	B	0.77%
RDNT	B	0.75%
SMTC	A	0.73%
POWL	B	0.73%
ITRI	A	0.73%
SKYW	B	0.7%
TWST	B	0.7%
GVA	A	0.68%
ARDX	C	0.67%
BKD	B	0.67%
UFPT	B	0.65%
DY	A	0.65%
ROAD	D	0.64%
GBX	B	0.64%
DSGR	B	0.63%
AZZ	C	0.63%
AROC	B	0.63%
CBZ	C	0.62%
SHAK	B	0.62%
MBIN	B	0.62%
SPNT	C	0.62%
PLMR	A	0.62%
SKWD	C	0.61%
CMPR	D	0.6%
AGIO	B	0.6%
GRBK	D	0.6%
ANIP	D	0.59%
QTWO	A	0.59%
INSW	A	0.59%
VCEL	C	0.59%
GFF	C	0.59%
LPG	B	0.58%
PK	D	0.58%
KRUS	C	0.58%
TNL	D	0.58%
CAL	C	0.58%
AMRX	B	0.57%
LRN	A	0.57%
KYMR	C	0.56%
LAUR	A	0.56%
HIMS	D	0.56%
LMND	C	0.56%
CRS	B	0.56%
PLAY	D	0.55%
MYRG	D	0.55%
COLL	C	0.55%
TRN	A	0.55%
HLX	B	0.54%
SMMT	B	0.54%
FOR	D	0.54%
TGLS	B	0.54%
PTGX	D	0.54%
TNC	D	0.54%
EPAC	B	0.53%
JWN	B	0.53%
CNK	D	0.52%
CSWI	A	0.52%
BASE	D	0.51%
IDCC	B	0.51%
BRP	B	0.51%
HWKN	B	0.5%
VERX	D	0.5%
MRUS	B	0.5%
FWRG	C	0.49%
SLG	B	0.49%
OSIS	D	0.49%
GIC	F	0.49%
GPOR	C	0.49%
TNDM	B	0.49%
HEES	F	0.48%
CLDX	D	0.48%
AMK	D	0.48%
ICFI	C	0.48%
DFH	F	0.47%
ATGE	A	0.47%
JBI	D	0.47%
AMWD	D	0.47%
MGNI	F	0.46%
OUT	D	0.46%
RYTM	D	0.46%
TMDX	B	0.46%
AGM	C	0.46%
MIR	D	0.46%
SMG	D	0.46%
ALG	D	0.44%
PTCT	C	0.43%
VECO	B	0.43%
TGTX	C	0.43%
LMAT	A	0.43%
BOWL	F	0.43%
GERN	B	0.43%
NSSC	B	0.42%
TRIP	F	0.42%
ENV	B	0.42%
ACIW	A	0.41%
CDRE	F	0.41%
OSW	B	0.41%
CRNX	A	0.4%
CEIX	D	0.4%
IIPR	B	0.4%
RNG	C	0.4%
WNC	D	0.39%
NHI	A	0.39%
PJT	B	0.39%
DO	C	0.39%
WHD	B	0.38%
PLAB	B	0.38%
SCS	C	0.38%
CPRX	D	0.38%
THR	A	0.38%
DBRG	F	0.37%
ACVA	D	0.37%
DOCN	D	0.37%
IOSP	C	0.37%
ALRM	D	0.36%
IDYA	D	0.36%
TGI	C	0.36%
TPG	D	0.36%
GIII	D	0.36%
PAR	B	0.36%
GBDC	B	0.36%
SXI	D	0.36%
BEAM	F	0.36%
LKFN	D	0.35%
SWI	B	0.35%
ESRT	D	0.35%
GTX	D	0.35%
SHO	D	0.34%
ROCK	D	0.34%
HURN	F	0.33%
TDS	F	0.32%
RRR	D	0.32%
DRH	F	0.32%
HRMY	C	0.32%
SATS	C	0.31%
FORM	A	0.3%
HCP	B	0.3%
WRBY	F	0.29%
MYGN	A	0.29%
FTDR	B	0.28%
HASI	A	0.28%
BROS	C	0.28%
CARG	D	0.27%
BRC	B	0.26%
BANF	B	0.26%
UEC	B	0.26%
DRVN	F	0.26%
SBRA	A	0.25%
TBBK	D	0.25%
RKT	B	0.25%
MCW	C	0.25%
PHR	F	0.25%
SYBT	B	0.25%
KNTK	A	0.25%
CHCO	B	0.25%
ALX	B	0.25%
JOE	B	0.25%
WABC	B	0.25%
AKR	B	0.25%
PMT	B	0.25%
UNIT	F	0.24%
RAMP	F	0.24%
SKT	D	0.24%
PEB	F	0.24%
NEO	D	0.24%
YELP	D	0.24%
XMTR	F	0.24%
UDMY	F	0.23%
TR	F	0.23%
BANC	C	0.23%
MTRN	F	0.22%
RES	F	0.22%
YOU	F	0.21%
HLIT	F	0.21%
GSAT	F	0.21%
ARVN	D	0.2%
SRRK	D	0.2%
DCPH	A	0.2%
OPEN	F	0.2%
ALHC	B	0.17%
LFST	B	0.15%
CORT	D	0.14%
JJSF	B	0.14%
ZUO	B	0.14%
MGEE	B	0.13%
CXM	D	0.13%
MODN	B	0.13%
VCYT	F	0.13%
AWR	C	0.13%
CARS	D	0.13%
JAMF	B	0.12%
NSA	D	0.12%
PRGS	F	0.12%
AMPH	F	0.12%
SITC	D	0.12%
NTST	C	0.12%
NABL	D	0.12%
IVT	B	0.12%
UMH	C	0.12%
VC	C	0.12%
MIRM	F	0.12%
UPWK	F	0.12%
ESE	B	0.12%
RXRX	F	0.12%
FA	B	0.12%
UE	B	0.12%
AIV	B	0.12%
VGR	D	0.12%
DNLI	D	0.12%
CTRE	B	0.12%
LADR	B	0.12%
MORF	F	0.11%
AGL	F	0.11%
DOCS	F	0.11%
PRVA	F	0.11%
CERT	D	0.11%
CTKB	F	0.11%
GSHD	F	0.11%
JACK	F	0.1%
PZZA	F	0.1%
APPN	F	0.1%
PRO	F	0.1%
XPEL	F	0.08%

FYC Underweight 161 Positions Relative to TRFM

Symbol	Grade	Weight
MU	B	-1.11%
GOOGL	B	-1.06%
APP	B	-1.04%
QCOM	B	-0.97%
ETN	A	-0.96%
NVDA	B	-0.94%
AMZN	A	-0.9%
AAPL	B	-0.89%
CPNG	B	-0.88%
PINS	A	-0.86%
MSFT	C	-0.85%
AMAT	C	-0.84%
V	C	-0.84%
WDC	B	-0.83%
XYL	A	-0.83%
AVGO	C	-0.82%
MA	D	-0.82%
INTU	D	-0.81%
NOW	D	-0.81%
TDG	A	-0.81%
ANET	C	-0.81%
HEI	A	-0.81%
META	D	-0.8%
EMR	C	-0.8%
ABNB	D	-0.8%
HUBB	D	-0.78%
LRCX	D	-0.78%
FICO	C	-0.77%
ABBV	D	-0.76%
CRWD	C	-0.76%
BA	F	-0.76%
KLAC	A	-0.75%
CRM	D	-0.75%
PANW	B	-0.75%
PDD	B	-0.74%
TSLA	D	-0.73%
TSM	B	-0.73%
PTC	D	-0.72%
AXON	B	-0.72%
TTWO	D	-0.72%
STX	C	-0.72%
ADBE	D	-0.72%
ANSS	D	-0.72%
AME	D	-0.71%
MPWR	B	-0.71%
HUBS	D	-0.71%
SNPS	D	-0.71%
GFS	D	-0.71%
UBER	D	-0.7%
ENTG	D	-0.7%
NXPI	A	-0.69%
DASH	D	-0.69%
MELI	B	-0.69%
CDNS	D	-0.68%
DDOG	D	-0.68%
MRVL	D	-0.67%
SAP	C	-0.67%
SQ	D	-0.66%
SMCI	D	-0.65%
WDAY	F	-0.64%
AMD	D	-0.64%
FTNT	F	-0.64%
SNOW	F	-0.64%
ADSK	F	-0.62%
MDB	F	-0.62%
ASML	D	-0.62%
INTC	F	-0.6%
ZS	F	-0.6%
NTES	F	-0.6%
TEAM	F	-0.59%
RBLX	C	-0.56%
NET	F	-0.55%
ARM	F	-0.55%
AVAV	A	-0.51%
SHOP	F	-0.51%
SNAP	B	-0.49%
BE	C	-0.45%
BILI	B	-0.45%
AES	B	-0.45%
ST	B	-0.43%
GNRC	B	-0.43%
LI	F	-0.42%
FSLR	B	-0.42%
TOST	A	-0.41%
CGNX	B	-0.41%
TER	B	-0.41%
IOT	B	-0.4%
ONTO	B	-0.4%
ORA	C	-0.38%
YMM	B	-0.38%
LFUS	B	-0.38%
AY	B	-0.37%
LYFT	C	-0.37%
GTLS	B	-0.37%
POWI	C	-0.37%
SPSC	B	-0.36%
NTNX	A	-0.36%
SE	B	-0.36%
ERJ	B	-0.36%
APPF	B	-0.36%
BZ	B	-0.36%
AEIS	D	-0.35%
OLED	B	-0.35%
TCOM	A	-0.35%
BMBL	F	-0.35%
HXL	C	-0.34%
RIVN	F	-0.34%
GRAB	B	-0.33%
TENB	F	-0.33%
SMAR	D	-0.33%
DT	F	-0.33%
MKSI	D	-0.33%
OLLI	B	-0.33%
RUN	D	-0.33%
NVT	A	-0.33%
SLAB	D	-0.32%
OKTA	D	-0.32%
RKLB	D	-0.32%
ESTC	B	-0.32%
ALB	C	-0.32%
LITE	F	-0.31%
CFLT	C	-0.31%
VSAT	D	-0.31%
RMBS	F	-0.31%
BILL	F	-0.31%
UMC	C	-0.3%
ASX	D	-0.3%
SIMO	B	-0.3%
ENPH	F	-0.3%
COHR	D	-0.3%
FIVN	F	-0.3%
PCOR	F	-0.3%
WOLF	F	-0.29%
PATH	D	-0.29%
U	F	-0.28%
KLIC	D	-0.28%
AMBA	F	-0.28%
LPL	D	-0.27%
ZI	F	-0.27%
S	D	-0.27%
STNE	C	-0.27%
CLBT	D	-0.26%
BRZE	F	-0.26%
LSPD	F	-0.26%
RNW	D	-0.26%
PLUG	F	-0.26%
NIO	C	-0.26%
CYBR	D	-0.25%
GLBE	F	-0.25%
GTLB	F	-0.25%
FRSH	F	-0.24%
DLO	F	-0.23%
RIOT	F	-0.23%
XPEV	F	-0.23%
DV	F	-0.22%
OTEX	F	-0.22%
MARA	C	-0.22%
GLOB	D	-0.22%
MNDY	D	-0.22%
FROG	D	-0.21%
PSNY	F	-0.19%

TRFM: Top Represented Industries & Keywords

Industries: Software - Application Software - Infrastructure Semiconductors Semiconductor Equipment & Materials Aerospace & Defense Auto Manufacturers Internet Content & Information Electronic Components Diversified Industrials Scientific & Technical Instruments Communication Equipment Specialty Retail Consumer Electronics Credit Services Data Storage Electronic Gaming & Multimedia Information Technology Services Internet Content & Information Internet Retail Semiconductor Memory