FEX vs. EXI ETF Comparison

Comparison of First Trust Large Cap Core AlphaDEX (FEX) to iShares Global Industrials ETF (EXI)

FEX

First Trust Large Cap Core AlphaDEX

FEX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$111.95

Average Daily Volume

18,528

Number of Holdings ^*

373

* may have additional holdings in another (foreign) market

EXI

iShares Global Industrials ETF

EXI Description

The investment seeks to track the investment results of an index composed of global equities in the industrials sector. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the S&P Global 1200 Industrials Sector IndexTM (the "underlying index"), which measures the performance of companies that S&P Dow Jones Indices LLC ("S&P"), a subsidiary of McGraw Hill Financial, Inc., deems to be part of the industrials sector of the economy and that S&P believes are important to global markets.

Grade (RS Rating)

Last Trade

$149.60

Average Daily Volume

14,982

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FEX	EXI
30 Days	6.62%	2.22%
60 Days	8.07%	1.71%
90 Days	10.60%	4.72%
12 Months	33.47%	28.11%

53 Overlapping Holdings

Symbol	Grade	Weight in FEX	Weight in EXI	Overlap
AXON	A	0.64%	0.59%	0.59%
BLDR	D	0.31%	0.28%	0.28%
BR	A	0.18%	0.36%	0.18%
CARR	D	0.23%	0.85%	0.23%
CAT	B	0.25%	2.52%	0.25%
CMI	A	0.19%	0.67%	0.19%
CSX	B	0.26%	0.91%	0.26%
CTAS	B	0.36%	1.01%	0.36%
DAL	C	0.53%	0.56%	0.53%
DE	A	0.25%	1.4%	0.25%
DOV	A	0.09%	0.37%	0.09%
EFX	F	0.21%	0.41%	0.21%
EMR	A	0.1%	1.01%	0.1%
ETN	A	0.18%	1.97%	0.18%
EXPD	D	0.08%	0.23%	0.08%
FDX	B	0.37%	0.9%	0.37%
FTV	C	0.16%	0.36%	0.16%
GD	F	0.16%	0.98%	0.16%
GE	D	0.32%	2.62%	0.32%
GWW	B	0.29%	0.71%	0.29%
HUBB	B	0.18%	0.33%	0.18%
HWM	A	0.48%	0.64%	0.48%
IEX	B	0.18%	0.23%	0.18%
IR	B	0.18%	0.56%	0.18%
J	F	0.18%	0.22%	0.18%
JBHT	C	0.27%	0.2%	0.2%
JCI	C	0.09%	0.76%	0.09%
LHX	C	0.17%	0.63%	0.17%
LMT	D	0.08%	1.54%	0.08%
LUV	C	0.28%	0.26%	0.26%
MAS	D	0.08%	0.22%	0.08%
NDSN	B	0.08%	0.18%	0.08%
NOC	D	0.08%	0.92%	0.08%
NSC	B	0.09%	0.8%	0.09%
ODFL	B	0.09%	0.54%	0.09%
OTIS	C	0.08%	0.55%	0.08%
PAYX	C	0.09%	0.61%	0.09%
PCAR	B	0.48%	0.79%	0.48%
PH	A	0.37%	1.2%	0.37%
PWR	A	0.47%	0.66%	0.47%
ROL	B	0.08%	0.19%	0.08%
RSG	A	0.09%	0.58%	0.09%
SNA	A	0.52%	0.25%	0.25%
TDG	D	0.22%	0.95%	0.22%
TT	A	0.45%	1.27%	0.45%
TXT	D	0.32%	0.21%	0.21%
UAL	A	0.67%	0.42%	0.42%
UBER	D	0.16%	1.97%	0.16%
UPS	C	0.17%	1.33%	0.17%
URI	B	0.44%	0.74%	0.44%
VLTO	D	0.23%	0.35%	0.23%
WAB	B	0.46%	0.47%	0.46%
XYL	D	0.15%	0.4%	0.15%

FEX Overweight 320 Positions Relative to EXI

Symbol	Grade	Weight
APP	B	0.97%
PLTR	B	0.7%
RCL	A	0.55%
SYF	B	0.54%
GM	B	0.53%
EXPE	B	0.52%
VRT	B	0.52%
VST	B	0.52%
FICO	B	0.5%
GS	A	0.5%
EME	C	0.49%
KKR	A	0.49%
CVNA	B	0.48%
OC	A	0.47%
EOG	A	0.47%
STLD	B	0.47%
CINF	A	0.47%
TRGP	B	0.46%
COP	C	0.46%
TROW	B	0.46%
CTRA	B	0.46%
CVX	A	0.46%
BK	A	0.46%
AXP	A	0.45%
ALL	A	0.45%
FANG	D	0.45%
CCL	B	0.45%
F	C	0.45%
VLO	C	0.45%
FOXA	B	0.45%
RS	B	0.45%
CMCSA	B	0.44%
HEI	B	0.44%
BURL	A	0.44%
SLB	C	0.44%
HPE	B	0.44%
T	A	0.44%
HAL	C	0.44%
WFC	A	0.44%
KMI	A	0.43%
PGR	A	0.43%
CF	B	0.43%
NRG	B	0.43%
XOM	B	0.43%
MPC	D	0.42%
TOL	B	0.42%
OXY	D	0.42%
DVN	F	0.42%
CPNG	D	0.42%
CTSH	B	0.42%
PSX	C	0.42%
UTHR	C	0.42%
MTB	A	0.41%
EQT	B	0.41%
DASH	A	0.41%
HBAN	A	0.41%
LYV	A	0.41%
IRM	D	0.41%
COF	B	0.41%
NUE	C	0.41%
GDDY	A	0.4%
BG	F	0.4%
IP	B	0.4%
FI	A	0.4%
TPL	A	0.4%
EG	C	0.4%
BKR	B	0.4%
FCNCA	A	0.4%
LNG	B	0.4%
ON	D	0.39%
TMUS	B	0.39%
RBLX	C	0.39%
THC	D	0.39%
SRE	A	0.38%
CVS	D	0.38%
LEN	D	0.38%
PHM	D	0.38%
VTRS	A	0.38%
HOOD	B	0.38%
CFG	B	0.38%
ETR	B	0.38%
LYB	F	0.37%
PM	B	0.37%
ORCL	B	0.37%
MSI	B	0.37%
C	A	0.37%
ADM	D	0.37%
AEE	A	0.36%
CRBG	B	0.36%
DHI	D	0.36%
CNP	B	0.36%
INTC	D	0.36%
ATO	A	0.36%
BRO	B	0.36%
NI	A	0.36%
SWKS	F	0.36%
GEN	B	0.36%
L	A	0.36%
XEL	A	0.36%
LII	A	0.35%
HCA	F	0.35%
COST	B	0.35%
AIG	B	0.35%
DGX	A	0.35%
ZBH	C	0.35%
VTR	C	0.34%
CB	C	0.34%
AFL	B	0.34%
ALLY	C	0.34%
HIG	B	0.34%
TGT	F	0.34%
KR	B	0.34%
MS	A	0.33%
ANET	C	0.33%
EXC	C	0.33%
META	D	0.33%
CNC	D	0.33%
RMD	C	0.33%
DUK	C	0.33%
DTE	C	0.32%
AEP	D	0.32%
VZ	C	0.32%
IBM	C	0.32%
EBAY	D	0.32%
ERIE	D	0.32%
AMP	A	0.31%
NEE	D	0.31%
NTRS	A	0.31%
ULTA	F	0.31%
DG	F	0.31%
APTV	D	0.31%
OKE	A	0.31%
ED	D	0.31%
JPM	A	0.3%
BAC	A	0.3%
CEG	D	0.3%
FTNT	C	0.3%
CHTR	C	0.3%
GRMN	B	0.3%
BKNG	A	0.3%
NFLX	A	0.3%
NOW	A	0.29%
ALNY	D	0.29%
RF	A	0.29%
ZM	B	0.29%
AKAM	D	0.29%
BAH	F	0.29%
NVDA	C	0.29%
ACGL	D	0.29%
STT	A	0.28%
FITB	A	0.28%
PKG	A	0.28%
USB	A	0.28%
TRV	B	0.28%
FSLR	F	0.27%
PCG	A	0.27%
TDY	B	0.27%
TTD	B	0.27%
WELL	A	0.27%
CSCO	B	0.27%
CASY	A	0.27%
BSX	B	0.27%
HLT	A	0.27%
ISRG	A	0.27%
TJX	A	0.26%
LNT	A	0.26%
BRK.A	B	0.26%
PPL	B	0.26%
TYL	B	0.26%
WEC	A	0.26%
MANH	D	0.25%
EIX	B	0.25%
CMS	C	0.25%
SPGI	C	0.25%
ICE	C	0.25%
SHW	A	0.25%
SSNC	B	0.25%
MCO	B	0.25%
D	C	0.25%
EQR	B	0.25%
PEG	A	0.25%
PSA	D	0.24%
HRL	D	0.24%
PPG	F	0.24%
JNJ	D	0.24%
AVGO	D	0.24%
GPC	D	0.23%
RJF	A	0.23%
CE	F	0.23%
NVR	D	0.23%
GIS	D	0.22%
HUM	C	0.22%
BBY	D	0.22%
TSLA	B	0.22%
APO	B	0.22%
KHC	F	0.22%
STX	D	0.22%
DOW	F	0.21%
BIIB	F	0.21%
KDP	D	0.21%
ELV	F	0.2%
CPAY	A	0.2%
DIS	B	0.2%
NDAQ	A	0.19%
APD	A	0.19%
DECK	A	0.19%
PNC	B	0.19%
MSTR	C	0.19%
DELL	C	0.19%
KEY	B	0.19%
AJG	B	0.18%
PRU	A	0.18%
RGA	A	0.18%
LH	C	0.18%
SPG	B	0.18%
WSO	A	0.18%
WRB	A	0.18%
NWSA	B	0.18%
KIM	A	0.18%
TSN	B	0.18%
PYPL	B	0.18%
LVS	C	0.17%
SO	D	0.17%
CSL	C	0.17%
AAPL	C	0.17%
FNF	B	0.17%
MAA	B	0.17%
DRI	B	0.17%
PFG	D	0.17%
IT	C	0.17%
WY	D	0.16%
DD	D	0.16%
CI	F	0.16%
AWK	D	0.16%
ROST	C	0.16%
FE	C	0.16%
OMC	C	0.16%
TSCO	D	0.16%
KEYS	A	0.16%
ECL	D	0.16%
NTAP	C	0.16%
HOLX	D	0.16%
CTVA	C	0.16%
SYY	B	0.16%
MDT	D	0.16%
KO	D	0.15%
MDLZ	F	0.15%
ARE	D	0.15%
HSY	F	0.15%
CPB	D	0.15%
O	D	0.15%
CL	D	0.15%
DOC	D	0.15%
COIN	C	0.15%
EXR	D	0.15%
LLY	F	0.14%
WLK	D	0.14%
NKE	D	0.14%
MOH	F	0.14%
AMT	D	0.14%
WMB	A	0.11%
MPWR	F	0.11%
RPM	A	0.1%
PANW	C	0.1%
MAR	B	0.1%
CBOE	B	0.09%
MET	A	0.09%
HD	A	0.09%
AVB	B	0.09%
MSCI	C	0.09%
CMG	B	0.09%
WST	C	0.09%
ESS	B	0.09%
EQIX	A	0.09%
ABT	B	0.09%
SBUX	A	0.09%
CLX	B	0.09%
HPQ	B	0.09%
MA	C	0.09%
ORLY	B	0.09%
GOOGL	C	0.09%
APH	A	0.09%
ARES	A	0.09%
SYK	C	0.09%
AMZN	C	0.09%
MKL	A	0.09%
ADSK	A	0.09%
AON	A	0.09%
MO	A	0.09%
BLK	C	0.09%
RIVN	F	0.08%
AVY	D	0.08%
ZTS	D	0.08%
MKC	D	0.08%
SBAC	D	0.08%
BDX	F	0.08%
PEP	F	0.08%
MU	D	0.08%
KMB	D	0.08%
MCD	D	0.08%
VICI	C	0.08%
POOL	C	0.08%
GLPI	C	0.08%
WAT	B	0.08%
ACN	C	0.08%
MMC	B	0.08%
LOW	D	0.08%
AZO	C	0.08%
VRTX	F	0.08%
KLAC	D	0.07%
IQV	D	0.07%
TMO	F	0.07%
CAG	D	0.07%
RVTY	F	0.07%
BLD	D	0.07%
WSM	B	0.07%
AMGN	D	0.07%
FCX	D	0.07%
GEHC	F	0.07%
CCI	D	0.07%

FEX Underweight 27 Positions Relative to EXI

Symbol	Grade	Weight
RTX	C	-2.15%
HON	B	-2.02%
UNP	C	-1.93%
ADP	B	-1.65%
BA	F	-1.45%
GEV	B	-1.27%
WM	A	-1.08%
ITW	B	-0.98%
MMM	D	-0.96%
CPRT	A	-0.67%
WCN	A	-0.66%
FAST	B	-0.64%
AME	A	-0.61%
VRSK	A	-0.54%
ROK	B	-0.43%
LDOS	C	-0.29%
PNR	A	-0.23%
SWK	D	-0.18%
CHRW	C	-0.17%
ALLE	D	-0.16%
DAY	B	-0.16%
GNRC	B	-0.15%
PAYC	B	-0.14%
AOS	F	-0.12%
HII	D	-0.1%
AGCO	D	-0.09%
AMTM	D	-0.04%